| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A74 | PORTFOLIO STRATEGIES INC CRD 104685 | WA | $50.2M | 3 | Charles Schwab→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| C48 | PEGASUS GROUP, LLC CRD 113499 | NJ | $91.3M | 2 | Charles Schwab→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
| C46 | DIRECTIONAL FINANCIAL SERVICES, LLC CRD 171903 | WA | $11.5M | 4 | Charles Schwab→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C46 | RYAN HERITAGE, LLP CRD 317097 | NJ | $18.8M | — | E*Trade→ |
| C45 | ACTIVE WEALTH ADVISORS LLC CRD 336793 | NJ | $75.4M | 1 | E*Trade→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C39 | CONCREIT FUND MANAGEMENT LLC CRD 310737 | WA | $9.0M | 1 | E*Trade→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | THIRD STAGE INVESTMENT GROUP, LLC CRD 141951 | WA | $0 | — | E*Trade→ |
| C38 | PRIVATE ADVISOR NETWORK, LLC CRD 299133 | NJ | $0 | — | E*Trade→ |
| C38 | LOGIQ CAPITAL LLC CRD 337680 | NJ | $0 | — | E*Trade→ |
| C38 | CYBORGWEALTH, LLC CRD 150897 | NJ | $0 | 2 | E*Trade→ |
| C37 | ACORN ASSET MANAGEMENT LLC CRD 340572 | NJ | $0 | 1 | E*Trade→ |
| C36 | PIONEX INVESTMENTS INC. CRD 318475 | NJ | $0 | — | E*Trade→ |
| C34 | THE GMS GROUP, LLC CRD 8000 | NJ | $19.8M | 50 | Pershing→ |
| C34 | AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. CRD 110117 | WA | $41.3M | 5 | E*Trade→ |
| C33 | BLUEVINE ADVISORY LLC CRD 326599 | NJ | $8.9M | — | Morgan Stanley→ |
| C32 | VITA PLANNING GROUP LLC CRD 312323 | WA | $83.7M | 3 | Charles Schwab→ |
| C31 | PGIM REAL ESTATE ADVISORS LLC CRD 327165 | NJ | $0 | — | E*Trade→ |
| C31 | OPTIMAL TAX ASSET MANAGEMENT, INC. CRD 340466 | WA | $0 | — | E*Trade→ |
| C31 | CALPA ADVISORS LLC CRD 318008 | WA | $0 | 1 | E*Trade→ |
| C31 | HIGHLAND CAPITAL ADVISORS, LLC CRD 139780 | WA | $0 | 5 | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
| C31 | CURCIO WEBB LLC CRD 109066 | NJ | $0 | — | E*Trade→ |
| C31 | NAVIGATE PRIVATE FUND ADVISORS LLC CRD 313687 | AL | $0 | 3 | E*Trade→ |
| C30 | PIONEER ADVISORY LLC CRD 337502 | NJ | $95K | 1 | E*Trade→ |
| C30 | LYONS VIEW CAPITAL, LLC CRD 324582 | AL | $0 | 2 | E*Trade→ |
| C30 | LORD ABBETT CLO MANAGEMENT LP CRD 334025 | NJ | $0 | — | E*Trade→ |
| C30 | FLIGHT LINE FINANCIAL, LLC CRD 169289 | NJ | $0 | 1 | E*Trade→ |
| C28 | BELLWETHER CONSULTING LLC CRD 111188 | NJ | $0 | — | E*Trade→ |
| C28 | RUSSELL INVESTMENTS CREDIT ADVISER, LLC CRD 335782 | WA | $0 | — | E*Trade→ |
| C28 | RUSSELL INVESTMENTS INFRASTRUCTURE ADVISER, LLC CRD 335783 | WA | $0 | — | E*Trade→ |
| C26 | SAA ADVISORS, INC. CRD 148763 | WA | $0 | 4 | E*Trade→ |
| C23 | GUIDE ADVISORS, INC. CRD 281828 | WA | $0 | 5 | E*Trade→ |
| C23 | ALOOOLA, LLC CRD 325090 | NJ | $51.2M | — | E*Trade→ |
| C23 | FIDUCIOSO ADVISORS, INC CRD 157342 | NJ | $0 | — | E*Trade→ |
| C22 | CSI GROUP ADVISORS, LLC CRD 338012 | NJ | $0 | 7 | E*Trade→ |
| C19 | PRUCO SECURITIES, LLC CRD 5685 | NJ | $0 | 50 | E*Trade→ |
| C18 | SHAREBUILDER ADVISORS, LLC CRD 300537 | WA | $0 | 17 | E*Trade→ |
| C17 | ERNST & YOUNG INVESTMENT ADVISERS LLP CRD 110921 | NJ | $0 | 50 | E*Trade→ |
