| B52 | DIVIDEND ASSETS CAPITAL, LLC CRD 129973 | SC | $540.8M | 7 | Charles Schwab→ |
| B52 | EFG ASSET MANAGEMENT (NORTH AMERICA) CORP CRD 313103 | OR | $808.9M | — | Pershing→ |
| B51 | CACHETECH INC. CRD 327688 | UT | $547.4M | 3 | Charles Schwab→ |
| B51 | AUXIER ASSET MANAGEMENT LLC CRD 107980 | OR | $946.1M | 6 | Charles Schwab→ |
| B51 | FINANCIAL NETWORK WEALTH ADVISORS LLC CRD 318842 | UT | $515.4M | 6 | Charles Schwab→ |
| B51 | PREISZ ASSOCIATES, INC. CRD 144469 | OR | $701.7M | 9 | LPL Financial→ |
| B50 | PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION CRD 107777 | OR | $758.3M | 4 | Charles Schwab→ |
| C50 | JACOBSEN CAPITAL MANAGEMENT, LLC CRD 116085 | UT | $562.9M | 3 | Charles Schwab→ |
| C48 | FIDUCIARY ADVISORS, LLC CRD 104189 | UT | $520.2M | 1 | E*Trade→ |
| C48 | THE H GROUP, INC. CRD 106801 | OR | $580.1M | — | Charles Schwab→ |
| C47 | PEREGRINE ASSET ADVISERS, INC. CRD 115738 | OR | $611.0M | 6 | Charles Schwab→ |
| C47 | MENGIS CAPITAL MANAGEMENT, INC. CRD 117127 | OR | $903.5M | 6 | Charles Schwab→ |
| C47 | CGC FINANCIAL SERVICES, LLC CRD 155446 | OR | $875.8M | 5 | Charles Schwab→ |
| C46 | GREEN CITIES INVESTMENT MANAGEMENT, LLC CRD 166263 | OR | $875.0M | — | E*Trade→ |
| C44 | ABG CONSULTANTS, LLC CRD 131129 | UT | $697.4M | 4 | Charles Schwab→ |
| C44 | BANNER CAPITAL MANAGEMENT, LLC CRD 326949 | UT | $527.2M | — | E*Trade→ |
| C43 | ACCUVEST GLOBAL ADVISORS, INC. CRD 134096 | UT | $630.5M | 4 | Charles Schwab→ |
| C42 | HEADLAND CAPITAL, LLC CRD 332277 | SC | $559.3M | 10 | LPL Financial→ |
| C42 | ACM MANAGEMENT COMPANY, LLC CRD 283037 | OR | $650.1M | — | E*Trade→ |
| C41 | SG TRADING SOLUTIONS, LLC CRD 322928 | UT | $911.7M | — | E*Trade→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C40 | PETERSON WEALTH ADVISORS, LLC CRD 146349 | UT | $829.7M | 13 | Charles Schwab→ |
| C40 | VON BORSTEL & ASSOCIATES, INC. CRD 309746 | OR | $680.2M | 4 | Charles Schwab→ |
| C39 | ZIONS CAPITAL ADVISORS, INC. CRD 131308 | UT | $830.8M | 15 | E*Trade→ |
| C39 | EFM INVESTMENTS & ADVISORY LLC CRD 339744 | OR | $680.0M | — | E*Trade→ |
| C39 | NAVIGATE PRIVATE WEALTH, LLC CRD 170774 | UT | $529.2M | 7 | Fidelity→ |
| C39 | NORTHMARQ FUND MANAGEMENT, LLC CRD 150703 | OR | $541.3M | 1 | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | STRATEGIC PLANNING GROUP, LLC CRD 113844 | UT | $910.3M | 13 | Charles Schwab→ |
| C37 | AQUIRE WEALTH ADVISORS, LLC CRD 149559 | UT | $504.0M | 10 | Charles Schwab→ |
| C37 | BURKETT FINANCIAL SERVICES, LLC CRD 140168 | SC | $572.6M | 5 | Charles Schwab→ |
| C36 | ROEHL & YI INVESTMENT ADVISORS, LLC CRD 109258 | OR | $959.4M | 12 | Charles Schwab→ |
| C36 | PETERSON WEALTH SERVICES INC. CRD 288620 | UT | $528.5M | 4 | Raymond James→ |
| C36 | NET WORTH ADVISORY GROUP, LLC CRD 126983 | UT | $838.4M | 20 | Fidelity→ |
| C36 | CIMARRON HEALTHCARE CAPITAL, LLC CRD 282387 | UT | $532.7M | — | E*Trade→ |
| C35 | EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC CRD 182520 | OR | $642.6M | — | E*Trade→ |
| C34 | BRIDGE NET LEASE FUND MANAGER LLC CRD 316623 | UT | $843.3M | — | E*Trade→ |
| C33 | NORTHWEST QUADRANT, LLC CRD 158455 | OR | $579.7M | 2 | Charles Schwab→ |
| C33 | ALLIUM FINANCIAL ADVISORS, LLC CRD 288462 | OR | $733.5M | 7 | E*Trade→ |
| C32 | HST VENTURES, LLC CRD 317143 | UT | $551.1M | — | E*Trade→ |
| C32 | WEALTH MANAGEMENT ADVISORS, LLC CRD 171260 | SC | $686.1M | 5 | Charles Schwab→ |
| C31 | LEP MANAGEMENT LLC CRD 173481 | UT | $585.2M | — | E*Trade→ |
| C31 | 801 WEST CAPITAL MANAGEMENT, LLC CRD 168417 | OR | $515.9M | — | JPMorgan→ |
| C31 | BNC WEALTH MANAGEMENT, LLC CRD 306483 | OR | $847.5M | 4 | Charles Schwab→ |
| C31 | M3F, INC. CRD 151191 | UT | $778.2M | 2 | E*Trade→ |
| C31 | MORRIS FINANCIAL CONCEPTS, INC. CRD 114862 | SC | $538.4M | 9 | Charles Schwab→ |
| C28 | KESLER, NORMAN & WRIDE, LLC CRD 307667 | UT | $661.4M | 5 | Altruist→ |
| C28 | PLATFORM WEALTH MANAGEMENT, LLC CRD 329313 | UT | $600.5M | 10 | Charles Schwab→ |
| C28 | VERIDAN WEALTH LLC CRD 329666 | OR | $667.2M | 4 | Fidelity→ |
| C27 | LONE PEAK GLOBAL INVESTORS, LLC CRD 153956 | UT | $598.4M | 6 | Charles Schwab→ |
