| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| B64 | ASSET MANAGEMENT STRATEGIES, INC. CRD 135173 | IN | $220.2M | 8 | E*Trade→ |
| B64 | MCMAHAN CAPITAL MANAGEMENT LLC CRD 109140 | IN | $135.9M | 2 | E*Trade→ |
| B63 | THOMAS STORY AND SON LLC CRD 148774 | IN | $328.2M | 2 | E*Trade→ |
| B60 | CRF FINANCIAL GROUP CRD 127388 | IN | $279.5M | 1 | E*Trade→ |
| B59 | STERLING CAPITAL MANAGEMENT INC CRD 106822 | WI | $296.9M | 2 | E*Trade→ |
| B59 | JOHN F SUBY WEALTH MANAGEMENT LLC CRD 150824 | WI | $464.9M | 3 | E*Trade→ |
| B57 | GENEVA PARTNERS, LLC CRD 130768 | WI | $423.6M | 9 | E*Trade→ |
| B57 | UNIPLAN INVESTMENT COUNSEL, INC. CRD 154718 | WI | $1.04B | 3 | E*Trade→ |
| B56 | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC CRD 332731 | WI | $168.2M | 3 | E*Trade→ |
| B55 | H. C. DENISON CO. CRD 1628 | WI | $310.0M | 4 | E*Trade→ |
| B55 | CORE WEALTH ADVISORS, LLC CRD 157436 | IN | $143.8M | 3 | E*Trade→ |
| B54 | ALPHA INVESTMENT CONSULTING GROUP, LLC CRD 139721 | WI | $713.6M | 3 | E*Trade→ |
| B53 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC CRD 292786 | WI | $81.7M | — | E*Trade→ |
| B52 | ATLAS CAPITAL MANAGEMENT CORP CRD 106107 | IN | $869.8M | 5 | E*Trade→ |
| B52 | QUANTUM FINANCIAL SERVICES INC. CRD 121631 | IN | $730.9M | 2 | E*Trade→ |
| B52 | SYCAMORE FINANCIAL GROUP, INC. CRD 14143 | IN | $787.4M | 6 | E*Trade→ |
| B52 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC CRD 326646 | WI | $83.7M | — | E*Trade→ |
| B52 | WABASH CAPITAL, INC. CRD 107932 | IN | $173.0M | 3 | E*Trade→ |
| C49 | GREENLEAF FINANCIAL GROUP, LLC CRD 137933 | IN | $175.2M | 2 | E*Trade→ |
| C48 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC CRD 168956 | WI | $252.1M | — | E*Trade→ |
| C46 | WISCONSIN WEALTH ADVISORS, LLC CRD 145946 | WI | $157.6M | 3 | E*Trade→ |
| C46 | STREET CAPITAL PARTNERS, LLC CRD 309233 | IN | $238.9M | 4 | E*Trade→ |
| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C45 | MLG FUND MANAGER LLC CRD 335692 | WI | $143.6M | — | E*Trade→ |
| C44 | 3FOURTEEN & SMI ADVISORY SERVICES, LLC CRD 331301 | IN | $723.0M | — | E*Trade→ |
| C44 | ANTHONY CAPITAL MANAGEMENT, LLC CRD 312256 | WI | $37.9M | — | E*Trade→ |
| C44 | THE FINANCIAL RESOURCE CENTER, INC. CRD 316747 | IN | $642.5M | 4 | E*Trade→ |
| C43 | MERIDIAN INVESTMENT ADVISORS, INC. CRD 107593 | IN | $628.0M | 4 | E*Trade→ |
| C43 | PELOTON CAPITAL MANAGEMENT CRD 109775 | IN | $282.0M | 3 | E*Trade→ |
| C43 | TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC CRD 329218 | IN | $34.4M | 3 | E*Trade→ |
| C43 | KOM WEALTH MANAGEMENT GROUP, LLC CRD 142682 | WI | $407.8M | 6 | E*Trade→ |
| C42 | SBAUER FUNDS, LLC CRD 144782 | IN | $61.3M | — | E*Trade→ |
| C42 | COLLAR CAPITAL MANAGEMENT, LLC CRD 152325 | WI | $176.3M | 4 | E*Trade→ |
| C41 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC CRD 298155 | WI | $195.2M | — | E*Trade→ |
| C41 | FRIEDLANDER & CO INC CRD 105150 | WI | $564.8M | 1 | E*Trade→ |
| C40 | HARBOUR INVESTMENTS, INC. CRD 19258 | WI | $9.60B | 50 | E*Trade→ |
| C40 | GALECKI FINANCIAL MANAGEMENT INC CRD 107218 | IN | $929.5M | 6 | E*Trade→ |
| C40 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC CRD 269982 | WI | $22.4M | — | E*Trade→ |
| C40 | CAPITAL CITIES, LLC CRD 122916 | IN | $0 | 11 | E*Trade→ |
| C39 | GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC CRD 167429 | IN | $2.70B | 2 | E*Trade→ |
| C39 | VESTURA, LLC CRD 142926 | WI | $336.7M | 3 | E*Trade→ |
| C38 | KOON FINANCIAL PLANNING & CONSULTING, LLC CRD 126051 | IN | $146.9M | 2 | E*Trade→ |
| C38 | QBOX FIDUCIARY SOLUTIONS, LLC CRD 167622 | IN | $429.2M | 1 | E*Trade→ |
| C38 | KCD FINANCIAL, INC. CRD 127473 | WI | $202.1M | 50 | E*Trade→ |
| C37 | PROTEUS, LLC CRD 164085 | IN | $259.8M | 3 | E*Trade→ |
| C37 | T. ANTON INVESTMENT HOUSE, INC. CRD 174970 | WI | $366.6M | 3 | E*Trade→ |
| C36 | HECK CAPITAL ADVISORS, LLC CRD 143848 | WI | $11.31B | 20 | E*Trade→ |
| C35 | COAST ADVISORY LLC CRD 340229 | WI | $0 | 1 | E*Trade→ |
| C35 | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC CRD 288623 | IN | $6.18B | 26 | E*Trade→ |
