| A82 | INVICTUS TIMING SERVICE LTD CRD 106372 | NY | $103.0M | 1 | E*Trade→ |
| A81 | RCM ROBINSON CAPITAL MANAGEMENT LLC CRD 112814 | CA | $61.8M | 1 | E*Trade→ |
| A79 | WYSER-PRATTE MANAGEMENT CO., INC. CRD 106399 | NY | $58.6M | — | E*Trade→ |
| A78 | ASPIRE ADVISORS, LLC CRD 150652 | NY | $109.2M | 7 | E*Trade→ |
| A78 | AXIOM INVESTMENT MANAGEMENT LLC CRD 141516 | NY | $236.8M | 1 | E*Trade→ |
| A74 | HENRY JAMES INTERNATIONAL MANAGEMENT, INC. CRD 169293 | NY | $402.4M | 1 | E*Trade→ |
| A74 | MON CAPITAL MANAGEMENT LLC CRD 333785 | NY | $95.0M | 1 | E*Trade→ |
| A74 | MAIDSTONE WEALTH MANAGEMENT, LLC CRD 291873 | NY | $27.4M | 1 | E*Trade→ |
| A73 | TROTTA, JOHN (NMN) CRD 125537 | NY | $135.0M | 3 | E*Trade→ |
| A73 | TAGLICH BROTHERS, INC. CRD 29102 | NY | $37.7M | 1 | E*Trade→ |
| A70 | DURANTE & WATERS, LLC CRD 127216 | NY | $187.4M | 3 | E*Trade→ |
| A69 | MPM ADVISORS GROUP LLC CRD 335595 | NY | $116.1M | 2 | E*Trade→ |
| A68 | QUINT CAPITAL CORPORATION CRD 26586 | NY | $162.1M | 11 | E*Trade→ |
| A67 | SEAPORT GLOBAL ASSET MANAGEMENT LLC CRD 298944 | NY | $80.0M | — | E*Trade→ |
| A67 | CHARTIST INC CRD 105072 | CA | $169.7M | 2 | E*Trade→ |
| A66 | NGC FINANCIAL, LLC CRD 139992 | NY | $57.1M | 1 | E*Trade→ |
| A66 | PRIVATE PORTFOLIOS, INC. CRD 111905 | CA | $293.5M | 2 | E*Trade→ |
| A66 | ORRELL CAPITAL MANAGMENT, INC. CRD 112487 | CA | $236.3M | 1 | E*Trade→ |
| A65 | ACACIA ASSET MANAGEMENT LLC CRD 287857 | NY | $100.0M | — | E*Trade→ |
| B65 | DAVIS CAPITAL ADVISORS, LLC CRD 153496 | NY | $46.9M | 1 | E*Trade→ |
| B64 | SILVER ADVISORS, LLC CRD 291109 | NY | $71.9M | 1 | E*Trade→ |
| B64 | SCHMITZ CAPITAL PARTNERS, LLC CRD 105702 | CA | $132.0M | 2 | E*Trade→ |
| B64 | LONE PEAK PARTNERS MANAGEMENT LP CRD 156546 | NY | $210.4M | — | E*Trade→ |
| B64 | LIBERTY WEALTH MANAGERS LLC CRD 322131 | NY | $59.9M | 1 | E*Trade→ |
| B64 | IBN FINANCIAL SERVICES, INC. CRD 42360 | NY | $87.7M | 50 | E*Trade→ |
| B63 | VOYAGER MANAGEMENT, LLC CRD 135434 | CA | $208.6M | — | E*Trade→ |
| B63 | ORTELIUS CAPITAL PARTNERS, LLC CRD 138284 | NY | $143.8M | — | E*Trade→ |
| B63 | TENZING GLOBAL MANAGEMENT LLC CRD 159696 | CA | $228.1M | — | E*Trade→ |
| B63 | UNION SQUARE PARK CAPITAL MANAGEMENT, LLC CRD 175471 | NY | $154.5M | — | E*Trade→ |
| B63 | EMMETT INVESTMENT MANAGEMENT, LP CRD 299543 | NY | $181.6M | — | E*Trade→ |
| B63 | RHO ACCELERATION, LLC CRD 313160 | NY | $144.9M | — | E*Trade→ |
| B63 | RIDGELINE PRODUCTIONS LLC CRD 315118 | NY | $115.4M | — | E*Trade→ |
| B63 | SEA CLIFF PARTNERS MANAGEMENT, LP CRD 316909 | CA | $239.4M | — | E*Trade→ |
| B62 | WILMINGTON CAPITAL SECURITIES, LLC CRD 133839 | NY | $277.1M | 34 | E*Trade→ |
| B62 | VOLTERRA TECHNOLOGIES LP CRD 306817 | NY | $376.9M | — | E*Trade→ |
| B62 | CARUSO MCLEAN & CO., INC. CRD 126084 | NY | $281.8M | 5 | E*Trade→ |
| B61 | PACIFIC MANAGEMENT PARTNERS LLC CRD 172044 | CA | $214.0M | — | E*Trade→ |
| B61 | HUDSON HERITAGE CAPITAL MANAGEMENT, INC. CRD 44357 | NY | $128.7M | 12 | E*Trade→ |
| B61 | WELLSPRING ADVISORS, INC. CRD 147861 | OR | $152.2M | 2 | E*Trade→ |
| B61 | SAXON SECURITIES LLC CRD 155168 | CA | $94.6M | 1 | E*Trade→ |
| B60 | PHOCAS FINANCIAL CORPORATION CRD 135470 | CA | $682.7M | 3 | E*Trade→ |
| B60 | CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC CRD 115122 | NY | $110.3M | 5 | E*Trade→ |
| B60 | LEO WEALTH MANAGEMENT, LLC CRD 337537 | NY | $33.0M | 1 | E*Trade→ |
| B60 | BRANSON FRANK A INC CRD 110451 | CA | $223.2M | 1 | E*Trade→ |
| B60 | SOUTH BAY FINANCIAL PARTNERS GROUP, INC. CRD 175015 | CA | $114.8M | 2 | E*Trade→ |
| B60 | BPBI LLC CRD 288133 | NY | $51.0M | 1 | E*Trade→ |
| B60 | DACHTLER WEALTH ADVISORS, LLC CRD 335863 | CA | $120.4M | 2 | E*Trade→ |
| B60 | PINCUS CAPITAL MANAGEMENT, LP CRD 336500 | NY | $161.5M | — | E*Trade→ |
| B60 | VANDERBILT AVENUE ASSET MANAGEMENT LLC CRD 145370 | NY | $241.9M | — | E*Trade→ |
| B60 | S. MUOIO & CO. LLC CRD 155549 | NY | $95.1M | — | E*Trade→ |
