| A81 | RCM ROBINSON CAPITAL MANAGEMENT LLC CRD 112814 | CA | $61.8M | 1 | E*Trade→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| A67 | CHARTIST INC CRD 105072 | CA | $169.7M | 2 | E*Trade→ |
| A66 | PRIVATE PORTFOLIOS, INC. CRD 111905 | CA | $293.5M | 2 | E*Trade→ |
| A66 | ORRELL CAPITAL MANAGMENT, INC. CRD 112487 | CA | $236.3M | 1 | E*Trade→ |
| A66 | SLAYTON LEWIS INC CRD 114596 | UT | $334.4M | 2 | E*Trade→ |
| B64 | SCHMITZ CAPITAL PARTNERS, LLC CRD 105702 | CA | $132.0M | 2 | E*Trade→ |
| B63 | VOYAGER MANAGEMENT, LLC CRD 135434 | CA | $208.6M | — | E*Trade→ |
| B63 | TENZING GLOBAL MANAGEMENT LLC CRD 159696 | CA | $228.1M | — | E*Trade→ |
| B63 | SEA CLIFF PARTNERS MANAGEMENT, LP CRD 316909 | CA | $239.4M | — | E*Trade→ |
| B62 | SMEDLEY FINANCIAL SERVICES INC CRD 110870 | UT | $341.8M | 6 | E*Trade→ |
| B61 | PACIFIC MANAGEMENT PARTNERS LLC CRD 172044 | CA | $214.0M | — | E*Trade→ |
| B61 | SAXON SECURITIES LLC CRD 155168 | CA | $94.6M | 1 | E*Trade→ |
| B60 | PHOCAS FINANCIAL CORPORATION CRD 135470 | CA | $682.7M | 3 | E*Trade→ |
| B60 | BRANSON FRANK A INC CRD 110451 | CA | $223.2M | 1 | E*Trade→ |
| B60 | ALJEN ASSET MANAGEMENT LLC CRD 128962 | NJ | $230.2M | 3 | E*Trade→ |
| B60 | SOUTH BAY FINANCIAL PARTNERS GROUP, INC. CRD 175015 | CA | $114.8M | 2 | E*Trade→ |
| B60 | DACHTLER WEALTH ADVISORS, LLC CRD 335863 | CA | $120.4M | 2 | E*Trade→ |
| B60 | MILLINGTON SECURITIES, LLC CRD 147298 | NJ | $140.5M | — | E*Trade→ |
| B60 | COBURN BARRETT, LLC CRD 166464 | CA | $112.7M | 1 | E*Trade→ |
| B60 | STOCK FARM PARTNERS LLC CRD 300060 | CA | $137.7M | — | E*Trade→ |
| B60 | REEF INVESTMENT MANAGEMENT LLC CRD 309186 | UT | $234.3M | 1 | E*Trade→ |
| B59 | GLOBAL WEALTH STRATEGIES LLC CRD 127059 | CA | $147.0M | 1 | E*Trade→ |
| B59 | ALCOSTA CAPITAL MANAGEMENT, INC. CRD 128679 | CA | $210.2M | 1 | E*Trade→ |
| B59 | CONWAY CAPITAL MANAGEMENT, INC. CRD 133260 | CA | $231.9M | 1 | E*Trade→ |
| B59 | TRIAD INVESTMENT MANAGEMENT, LLC CRD 146786 | CA | $119.5M | 2 | E*Trade→ |
| B59 | ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLC CRD 159094 | CA | $59.2M | 1 | E*Trade→ |
| B59 | SENTINEL GLOBAL LP CRD 326444 | CA | $210.3M | — | E*Trade→ |
| B59 | NOVAWAVE CAPITAL LLC CRD 333205 | CA | $90.0M | — | E*Trade→ |
| B59 | GRATTAN FINANCIAL STRATEGIES, INC. CRD 108449 | CA | $352.8M | 2 | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B59 | ACA/PRUDENT INVESTORS PLANNING CORPORATION CRD 47798 | NJ | $351.4M | 2 | E*Trade→ |
| B59 | REGIS METRO ASSOCIATES, INC. CRD 160859 | CA | $617.8M | — | E*Trade→ |
| B58 | MAKAIRA PARTNERS, LLC CRD 153729 | CA | $209.8M | — | E*Trade→ |
| B58 | 3 MANAGEMENT CO, LLC CRD 324187 | CA | $88.6M | — | E*Trade→ |
| B58 | UNITED VALUE CAPITAL, LLC CRD 300533 | UT | $122.0M | — | E*Trade→ |
| B58 | VARIANT EQUITY ADVISORS, LLC CRD 297046 | CA | $338.4M | — | E*Trade→ |
| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B58 | PLAN LIFE & WEALTH MANAGEMENT, INC. CRD 44960 | CA | $195.4M | 6 | E*Trade→ |
| B57 | WARD & ASSOCIATES CRD 107878 | CA | $187.2M | 2 | E*Trade→ |
| B57 | OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC CRD 165355 | UT | $128.2M | 3 | E*Trade→ |
| B57 | SHIMA CAPITAL MANAGEMENT LLC CRD 320929 | CA | $164.6M | — | E*Trade→ |
| B57 | SYNDICATED CAPITAL, INC. CRD 29037 | CA | $142.0M | 20 | E*Trade→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B56 | POPLAR POINT CAPITAL MANAGEMENT LLC CRD 165411 | CA | $110.1M | — | E*Trade→ |
| B56 | L CAPITAL, LLC CRD 277098 | CA | $197.2M | — | E*Trade→ |
