| A70 | CONSTITUTION CAPITAL LLC CRD 310378 | CT | $241.3M | 3 | Fidelity→ |
| A68 | DRUM HILL CAPITAL, LLC CRD 123359 | CT | $194.3M | 3 | E*Trade→ |
| A67 | HERITAGE CAPITAL, LLC CRD 127650 | CT | $146.9M | 3 | E*Trade→ |
| A66 | GRANITE ISLANDS PRIVATE WEALTH, LLC CRD 336263 | CT | $229.9M | 4 | E*Trade→ |
| A65 | DIAMANT ASSET MANAGEMENT, INC. CRD 107788 | CT | $211.5M | 4 | Fidelity→ |
| B62 | LONGWALL INVESTMENT PARTNERS, LLC CRD 324336 | CT | $428.2M | 3 | E*Trade→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B60 | NEW CHINA CAPITAL MANAGEMENT CORP. CRD 295905 | CT | $233.7M | — | E*Trade→ |
| B59 | ABUNDANT WEALTH MANAGEMENT LLC CRD 331285 | CT | $243.8M | 3 | E*Trade→ |
| B59 | TRUE NORTH MANAGEMENT GROUP, LLC CRD 161042 | CT | $492.5M | — | E*Trade→ |
| B59 | AIS CAPITAL MANAGEMENT L.P. CRD 107971 | CT | $358.3M | 48 | E*Trade→ |
| B58 | JAT CAPITAL MANAGEMENT LP CRD 311599 | CT | $228.5M | — | E*Trade→ |
| B57 | ALTUS CAPITAL PARTNERS, INC. CRD 159529 | CT | $169.3M | — | E*Trade→ |
| B55 | TANAKA CAPITAL MANAGEMENT INC CRD 109888 | CT | $69.4M | 1 | E*Trade→ |
| B54 | KATE CAPITAL LLC CRD 329897 | CT | $206.8M | — | E*Trade→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B52 | BIRINYI ASSOCIATES, INC. CRD 107169 | CT | $471.7M | — | E*Trade→ |
| B52 | SAYBROOK WEALTH GROUP, INC. CRD 317867 | CT | $292.1M | 1 | E*Trade→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | YAKIRA CAPITAL MANAGEMENT, INC. CRD 159398 | CT | $411.6M | — | E*Trade→ |
| B51 | SAVOIR FAIRE CAPITAL MANAGEMENT, LP CRD 306994 | CT | $389.5M | — | E*Trade→ |
| B51 | PEMBERWICK INVESTMENT ADVISORS, LLC CRD 149639 | CT | $173.7M | — | E*Trade→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| B50 | SR ALTERNATIVE CREDIT, LLC CRD 319478 | CT | $247.4M | — | E*Trade→ |
| C50 | BRX GLOBAL LP CRD 284664 | CT | $231.4M | — | E*Trade→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C49 | MARK SHEPTOFF FINANCIAL PLANNING LLC CRD 108742 | CT | $466.5M | — | E*Trade→ |
| C49 | HAMILTON ROBINSON LLC CRD 162590 | CT | $292.4M | — | E*Trade→ |
| C49 | POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC CRD 331469 | CT | $479.2M | — | E*Trade→ |
| C48 | OXFORD SQUARE MANAGEMENT, LLC CRD 127888 | CT | $306.7M | 1 | E*Trade→ |
| C48 | SPIVAK ASSET MANAGEMENT, LLC CRD 125714 | CT | $439.1M | 1 | E*Trade→ |
| C47 | UPLIFT INVESTORS, LP CRD 335515 | CT | $230.5M | — | E*Trade→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C47 | DRUM CAPITAL MANAGEMENT LLC CRD 137964 | CT | $503.2M | — | E*Trade→ |
| C47 | CRAMER ROSENTHAL MCGLYNN LLC CRD 107911 | CT | $2.27B | — | E*Trade→ |
| C47 | BURNHAM STERLING ASSET MANAGEMENT LLC CRD 283907 | CT | $206.8M | — | E*Trade→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | PEGASUS CAPITAL ADVISORS, L.P. CRD 157094 | CT | $343.4M | — | E*Trade→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C46 | SUMMERHAVEN INVESTMENT MANAGEMENT, LLC CRD 289269 | CT | $176.2M | — | E*Trade→ |
| C46 | INVESTMARK ADVISORY GROUP LLC CRD 121060 | CT | $929.7M | 10 | E*Trade→ |
| C46 | PARADOXIOM CAPITAL LP CRD 330671 | CT | $125.0M | — | E*Trade→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
| C45 | BEIRNE WEALTH CONSULTING SERVICES, LLC CRD 167103 | CT | $1.37B | 4 | E*Trade→ |
| C45 | BLUE DOOR ASSET MANAGEMENT, LLC CRD 314457 | CT | $154.3M | — | E*Trade→ |
| C45 | GFS WEALTH MANAGEMENT ADVISORS, INC. CRD 285679 | CT | $238.6M | 5 | E*Trade→ |
| C45 | COOPER FINANCIAL SERVICES, INC. CRD 104671 | CT | $195.6M | 3 | Fidelity→ |
| C44 | VERBENA VALUE LP CRD 337379 | CT | $1.00B | — | E*Trade→ |
| C44 | TETON ADVISORS, LLC CRD 105963 | CT | $250.9M | — | E*Trade→ |