| A70 | CONSTITUTION CAPITAL LLC CRD 310378 | CT | $241.3M | 3 | Fidelity→ |
| A65 | DIAMANT ASSET MANAGEMENT, INC. CRD 107788 | CT | $211.5M | 4 | Fidelity→ |
| B63 | LBB HOLDING COMPANY LLC CRD 282285 | CT | $199.5M | — | JPMorgan→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B60 | ACA II ADVISORS, LLC CRD 156128 | CT | $206.9M | — | JPMorgan→ |
| B59 | SREP CAPITAL MANAGEMENT, LLC CRD 296281 | CT | $157.9M | — | JPMorgan→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | TENGRAM CAPITAL PARTNERS L.P. CRD 166930 | CT | $110.7M | — | JPMorgan→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C46 | HOPLON ASSET MANAGEMENT, L.P. CRD 318798 | CT | $170.1M | — | JPMorgan→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
| C45 | COOPER FINANCIAL SERVICES, INC. CRD 104671 | CT | $195.6M | 3 | Fidelity→ |
| C44 | CATAWBA RIVER CAPITAL CRD 134217 | SC | $325.1M | 6 | Fidelity→ |
| C44 | GRANDVIEW PROPERTY PARTNERS, LLC CRD 299814 | CT | $890.1M | 1 | JPMorgan→ |
| C44 | CONCORDE FINANCIAL RESOURCES I INC. CRD 117836 | SC | $231.0M | 2 | Fidelity→ |
| C43 | MONACHIL CAPITAL PARTNERS LP CRD 311376 | CT | $71.7M | — | JPMorgan→ |
| C43 | HARBOUR POINT MANAGEMENT LP CRD 226521 | CT | $302.4M | — | JPMorgan→ |
| C42 | GARDEN INVESTMENT MANAGEMENT, L.P. CRD 330358 | CT | $507.7M | — | JPMorgan→ |
| C40 | EDGEWOOD MANAGEMENT LLC CRD 106647 | CT | $21.52B | 2 | JPMorgan→ |
| C40 | RIVERBEND WEALTH MANAGEMENT, LLC CRD 302031 | SC | $281.0M | 4 | Fidelity→ |
| C38 | GFG ALTERNATIVE INVESTMENT ADVISORS LLC CRD 160435 | CT | $599.6M | — | JPMorgan→ |
| C38 | JEFFREY N. MEHLER, CFP LLC CRD 126681 | CT | $416.2M | 3 | Fidelity→ |
| C38 | SOLAS CAPITAL MANAGEMENT, LLC CRD 159962 | CT | $629.0M | — | JPMorgan→ |
| C37 | WAYPOINT CAPITAL PARTNERS ADVISORS, LLC CRD 333573 | CT | $310.6M | — | JPMorgan→ |
| C37 | LIBERTY HALL CAPITAL PARTNERS, L.P. CRD 173159 | SC | $1.14B | — | JPMorgan→ |
| C36 | H/2 CREDIT MANAGER LP CRD 133693 | CT | $4.52B | — | JPMorgan→ |
| C36 | PROSTAR CAPITAL (US) LLC CRD 166523 | CT | $757.4M | — | JPMorgan→ |
| C35 | EMPOWER FINANCIAL ADVISORY, LLC CRD 313968 | CT | $635.8M | 4 | Fidelity→ |
| C35 | CIGNA INVESTMENTS, INC. CRD 105811 | CT | $25.76B | — | JPMorgan→ |
| C34 | JGB CAPITAL MANAGEMENT L.P. CRD 163658 | CT | $421.0M | — | JPMorgan→ |
| C34 | LIME ROCK MANAGEMENT LP CRD 157127 | CT | $5.48B | — | JPMorgan→ |
| C33 | BRADLEY FOSTER & SARGENT INC CRD 106928 | CT | $9.07B | 25 | Fidelity→ |
| C33 | GENERATIVE INVESTMENT PARTNERS LP CRD 312473 | CT | $293.9M | — | JPMorgan→ |
| C32 | CONTRARIAN CAPITAL MANAGEMENT LLC CRD 109979 | CT | $4.79B | — | JPMorgan→ |
| C32 | ESSEX FINANCIAL SERVICES, INC. CRD 127549 | CT | $4.17B | 33 | Fidelity→ |
| C32 | WHITEHAVEN ASSET MANAGEMENT, LP CRD 170531 | CT | $4.18B | — | JPMorgan→ |
| C32 | SAOS CAPITAL, LLC CRD 159515 | SC | $239.1M | 3 | Fidelity→ |
| C32 | SPECTRUM ASSET MANAGEMENT, INC. CRD 300463 | CT | $18.30B | 4 | Fidelity→ |
| C31 | BASTION MANAGEMENT II LLC CRD 309685 | CT | $572.7M | — | JPMorgan→ |
| C31 | TOWER BAY ASSET MANAGEMENT LP CRD 317104 | CT | $513.6M | — | JPMorgan→ |
| C30 | FAIRBRIDGE ASSET MANAGEMENT LLC CRD 314538 | CT | $535.4M | — | Fidelity→ |
| C30 | PRECISION CAPITAL ADVISORS, LLC CRD 157784 | CT | $2.69B | — | JPMorgan→ |
| C30 | GREAT POINT PARTNERS, LLC CRD 158423 | CT | $1.78B | — | Fidelity→ |
| C29 | 3 BOOMERANG CAPITAL, LP CRD 326929 | CT | $546.1M | — | JPMorgan→ |
| C28 | OLYMPUS ADVISORS, LLC CRD 160851 | CT | $9.25B | — | JPMorgan→ |
| C28 | HEALTHCARE ROYALTY MANAGEMENT, LLC CRD 169355 | CT | $3.78B | — | JPMorgan→ |
