| A76 | BATES FINANCIAL ADVISORS, INC. CRD 116515 | IL | $439.2M | 3 | Fidelity→ |
| A67 | GALLO PARTNERS LP CRD 329774 | NJ | $179.0M | — | Morgan Stanley→ |
| B63 | VAUGHAN AND COMPANY SECURITIES, INC. CRD 18826 | NJ | $218.9M | 2 | Fidelity→ |
| B61 | MAIN STREET INVESTMENT ADVISORS, LLC CRD 146036 | IL | $250.3M | 3 | Fidelity→ |
| B59 | RSW INVESTMENTS HOLDINGS, LLC CRD 302023 | NJ | $2.30B | 2 | Morgan Stanley→ |
| B55 | ZIMMERMAN WEALTH MANAGEMENT, LLC CRD 127526 | IL | $472.4M | 7 | Fidelity→ |
| B54 | NORTH SHORE INVESTMENT CONSULTING LLC CRD 131763 | IL | $170.5M | 1 | Fidelity→ |
| B54 | HIGH POINT WEALTH MANAGEMENT, LLC CRD 147111 | NJ | $192.9M | 2 | Fidelity→ |
| B53 | 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT CRD 124288 | NJ | $150.1M | 1 | Fidelity→ |
| B53 | LIBERTY ASSET MANAGEMENT, INC. CRD 135791 | IL | $172.7M | 3 | Fidelity→ |
| B51 | SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC CRD 159255 | IL | $705.7M | 6 | Fidelity→ |
| C49 | GOODHAVEN CAPITAL MANAGEMENT, LLC CRD 156032 | NJ | $405.3M | — | Fidelity→ |
| C47 | LIFTPOINT FAMILY WEALTH ADVISORS, LLC CRD 337973 | NJ | $187.7M | 2 | Fidelity→ |
| C46 | NCM CAPITAL MANAGEMENT, LLC CRD 151109 | NJ | $539.4M | 3 | Fidelity→ |
| C45 | SHEFFIELD ASSET MANAGEMENT, L.L.C. CRD 137065 | IL | $151.7M | — | Morgan Stanley→ |
| C44 | PASSAIC PARTNERS LLC CRD 313290 | NJ | $2.24B | — | Morgan Stanley→ |
| C44 | WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC CRD 299595 | IL | $732.2M | 5 | Fidelity→ |
| C44 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC CRD 285034 | IL | $771.8M | 1 | Fidelity→ |
| C44 | PARKVIEW ASSET MANAGEMENT, INC. CRD 307977 | IL | $206.1M | 2 | Fidelity→ |
| C43 | TRADELINK CAPITAL LLC CRD 161971 | IL | $267.8M | — | Morgan Stanley→ |
| C42 | AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC CRD 147376 | IL | $195.4M | 4 | Fidelity→ |
| C42 | BARD ASSOCIATES INC CRD 104984 | IL | $416.2M | 2 | Fidelity→ |
| C41 | CHERRYDALE WEALTH MANAGEMENT, LLC CRD 171541 | NJ | $495.5M | 1 | Fidelity→ |
| C41 | CADIA PRIVATE CLIENT LLC CRD 337400 | NJ | $192.5M | 2 | Fidelity→ |
| C41 | HUDSON CAPITAL MANAGEMENT LLC CRD 131208 | NJ | $642.6M | 6 | Fidelity→ |
| C41 | THE INVICTUS COLLECTIVE, LLC CRD 310744 | IL | $476.0M | 3 | Fidelity→ |
| C39 | AVOCET CAPITAL MANAGEMENT LLC CRD 156261 | IL | $157.8M | 2 | Fidelity→ |
| C39 | PREMIER PATH WEALTH PARTNERS, LLC CRD 325300 | NJ | $1.22B | 7 | Fidelity→ |
| C39 | PROMANAGE, LLC CRD 133357 | IL | $4.06B | 5 | Fidelity→ |
| C38 | CREDIT CAPITAL INVESTMENTS, LLC CRD 160537 | NJ | $351.3M | — | Morgan Stanley→ |
| C38 | CALAMOS ADVISORS LLC CRD 105758 | IL | $43.89B | 41 | Morgan Stanley→ |
| C37 | HUIZENGA CAPITAL MANAGEMENT, LLC CRD 156524 | IL | $996.7M | — | Fidelity→ |
| C37 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. CRD 109701 | IL | $5.74B | 50 | Fidelity→ |
| C37 | MIDLAND WEALTH ADVISORS, LLC CRD 324997 | IL | $3.16B | 20 | Fidelity→ |
| C35 | OAKTOP CAPITAL MANAGEMENT II, L.P. CRD 161896 | NJ | $1.23B | — | Fidelity→ |
| C35 | MACD ADVISORS LLC CRD 171905 | NJ | $1.03B | — | Fidelity→ |
| C35 | BARRETT UPTON CAPITAL PARTNERS LLC CRD 326104 | IL | $182.3M | — | Fidelity→ |
| C34 | DIADEMA PARTNERS LP CRD 331527 | NJ | $397.9M | — | Morgan Stanley→ |
| C33 | BLUEVINE ADVISORY LLC CRD 326599 | NJ | $8.9M | — | Morgan Stanley→ |
| C33 | PALISADE CAPITAL MANAGEMENT, LP CRD 104581 | NJ | $3.86B | 14 | Fidelity→ |
| C32 | TEPP RIA LLC CRD 283899 | NJ | $195.7M | 3 | Fidelity→ |
| C32 | MWS CAPITAL CONSULTANTS LLC CRD 125061 | IL | $193.7M | 3 | Fidelity→ |
| C31 | PARKSIDE INVESTMENTS, LLC CRD 286178 | IL | $1.44B | 5 | Fidelity→ |
| C31 | PRIVATE ADVISOR GROUP, LLC CRD 155216 | NJ | $44.33B | 50 | Fidelity→ |
| C30 | COHEN CAPITAL ADVISORS, LLC CRD 339112 | IL | $0 | 7 | Fidelity→ |
| C30 | FSR WEALTH MANAGEMENT, LTD. CRD 166746 | IL | $312.7M | 11 | Fidelity→ |
| C28 | GILLSON CAPITAL LP CRD 284079 | IL | $2.07B | — | Morgan Stanley→ |
| C28 | WEALTH QUARTERBACK LLC CRD 282967 | NJ | $391.3M | 5 | Fidelity→ |
| C28 | OCM PRIVATE WEALTH, LLC CRD 332302 | IL | $338.1M | 7 | Fidelity→ |
| C27 | CHICAGO PARTNERS INVESTMENT GROUP LLC CRD 147662 | IL | $7.47B | 50 | Fidelity→ |
