| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A72 | MAXELE ADVISORS, LLC CRD 165129 | MO | $201.6M | 1 | Fidelity→ |
| B63 | VAUGHAN AND COMPANY SECURITIES, INC. CRD 18826 | NJ | $218.9M | 2 | Fidelity→ |
| B61 | SONAS FINANCIAL GROUP, INC. CRD 122547 | MO | $149.8M | 4 | Fidelity→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B54 | HIGH POINT WEALTH MANAGEMENT, LLC CRD 147111 | NJ | $192.9M | 2 | Fidelity→ |
| B53 | 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT CRD 124288 | NJ | $150.1M | 1 | Fidelity→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C50 | DGV SOLUTIONS LP CRD 174379 | MN | $944.4M | — | Northern Trust→ |
| C49 | GOODHAVEN CAPITAL MANAGEMENT, LLC CRD 156032 | NJ | $405.3M | — | Fidelity→ |
| C47 | FOUNDATION WEALTH MANAGEMENT, LLC CRD 127134 | MO | $660.6M | 5 | Fidelity→ |
| C47 | LIFTPOINT FAMILY WEALTH ADVISORS, LLC CRD 337973 | NJ | $187.7M | 2 | Fidelity→ |
| C46 | NCM CAPITAL MANAGEMENT, LLC CRD 151109 | NJ | $539.4M | 3 | Fidelity→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C43 | STONEBRIDGE FINANCIAL GROUP, LLC CRD 337972 | MO | $2.40B | 7 | Fidelity→ |
| C43 | CARVAL CLO MANAGEMENT LLC CRD 298135 | MN | $7.30B | — | Northern Trust→ |
| C42 | DOUGHERTY WEALTH ADVISERS LLC CRD 143138 | MN | $505.4M | 3 | Fidelity→ |
| C42 | NICHOLSON MEYER CAPITAL MANAGEMENT, INC. CRD 105580 | MO | $338.1M | 2 | Fidelity→ |
| C41 | JONES KERTZ & ASSOCIATES, INC. CRD 104976 | MN | $239.2M | 4 | Fidelity→ |
| C41 | CHERRYDALE WEALTH MANAGEMENT, LLC CRD 171541 | NJ | $495.5M | 1 | Fidelity→ |
| C41 | CADIA PRIVATE CLIENT LLC CRD 337400 | NJ | $192.5M | 2 | Fidelity→ |
| C41 | ASHE CAPITAL MANAGEMENT, LP CRD 169616 | NJ | $1.04B | — | Northern Trust→ |
| C41 | HUDSON CAPITAL MANAGEMENT LLC CRD 131208 | NJ | $642.6M | 6 | Fidelity→ |
| C40 | MODERN DOLLAR PLANNING, LLC CRD 174695 | MO | $159.1M | 2 | Fidelity→ |
| C40 | VISTA FINANCE, LLC CRD 312082 | MO | $320.0M | 4 | Fidelity→ |
| C39 | PREMIER PATH WEALTH PARTNERS, LLC CRD 325300 | NJ | $1.22B | 7 | Fidelity→ |
| C39 | GREATER MIDWEST FINANCIAL GROUP, LLC CRD 324387 | MN | $589.3M | 8 | Fidelity→ |
| C38 | STILES FINANCIAL SERVICES INCORPORATED CRD 117023 | MN | $548.7M | 8 | Fidelity→ |
| C38 | CORRECT CAPITAL WEALTH MANAGEMENT, LLC CRD 298774 | MO | $889.3M | 7 | Fidelity→ |
| C38 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC CRD 152003 | MN | $356.1M | 5 | Fidelity→ |
| C38 | FORTRESS FINANCIAL GROUP, LLC CRD 315329 | MN | $352.3M | 7 | Fidelity→ |
| C38 | ELEMENT SQUARED LLC CRD 311284 | MN | $203.5M | 6 | Fidelity→ |
| C37 | WINSLOW CAPITAL MANAGEMENT LLC CRD 106940 | MN | $28.66B | 1 | Northern Trust→ |
| C36 | ABBEY STREET, LLC CRD 305107 | MN | $375.4M | 7 | Fidelity→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C35 | OAKTOP CAPITAL MANAGEMENT II, L.P. CRD 161896 | NJ | $1.23B | — | Fidelity→ |
| C35 | MACD ADVISORS LLC CRD 171905 | NJ | $1.03B | — | Fidelity→ |
| C35 | ASCENSION INVESTMENT MANAGEMENT, LLC CRD 159767 | MO | $40.83B | — | Northern Trust→ |
| C35 | HUDSON EDGE INVESTMENT PARTNERS, INC. CRD 104870 | NJ | $2.95B | 1 | Northern Trust→ |
| C34 | MHS ADVISORY SERVICES, LLC CRD 174590 | MN | $253.3M | 4 | Fidelity→ |
| C33 | PALISADE CAPITAL MANAGEMENT, LP CRD 104581 | NJ | $3.86B | 14 | Fidelity→ |
| C32 | TEPP RIA LLC CRD 283899 | NJ | $195.7M | 3 | Fidelity→ |
| C31 | SHREWSBURY RIVER CAPITAL LP CRD 289785 | NJ | $757.5M | — | Northern Trust→ |
| C31 | PRIVATE ADVISOR GROUP, LLC CRD 155216 | NJ | $44.33B | 50 | Fidelity→ |
| C28 | UMB PRIVATE WEALTH MANAGEMENT, LLC CRD 306374 | MO | $68.4M | 43 | Fidelity→ |
| C28 | WEALTH QUARTERBACK LLC CRD 282967 | NJ | $391.3M | 5 | Fidelity→ |
| C27 | AB CARVAL INVESTORS, LP CRD 141819 | MN | $18.44B | — | Northern Trust→ |
| C27 | CLEARWATER MANAGEMENT CO., INC. CRD 105307 | MN | $4.68B | — | Northern Trust→ |
| C26 | SHOREHAVEN WEALTH PARTNERS, LLC CRD 308026 | NJ | $541.5M | 4 | Fidelity→ |
| C26 | ADVISORS CAPITAL MANAGEMENT, LLC CRD 112266 | NJ | $12.20B | 50 | Fidelity→ |
