| A80 | FINANCIALLY SPEAKING INC CRD 106255 | CO | $164.8M | 1 | E*Trade→ |
| A79 | COLUMBIA BENEFITS, LLC CRD 132261 | CO | $116.2M | 1 | E*Trade→ |
| A74 | PETERSON FINANCIAL SERVICES LLC CRD 106127 | CO | $124.0M | 1 | E*Trade→ |
| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | THREE PEAKS CAPITAL MANAGEMENT, LLC CRD 127402 | CO | $222.9M | — | E*Trade→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| A65 | RS ASSET MANAGEMENT, LLC CRD 157768 | CO | $107.2M | 2 | LPL Financial→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B63 | STARK RICHARD JOSEPH CRD 107636 | CO | $426.1M | — | E*Trade→ |
| B60 | WORLD CAPITAL ADVISORS, LLC CRD 135941 | CO | $72.0M | 3 | E*Trade→ |
| B59 | ESSENTIAL INVESTMENT PARTNERS, LLC CRD 149509 | CO | $223.0M | 2 | E*Trade→ |
| B58 | WALNUT LEVEL CAPITAL LLC CRD 307942 | CO | $119.2M | — | E*Trade→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B57 | CREDENTIALED WEALTH ADVISORS, LLC CRD 312517 | CO | $139.8M | 3 | E*Trade→ |
| B55 | SEAMOUNT FINANCIAL GROUP INC CRD 107834 | CO | $745.2M | 6 | LPL Financial→ |
| B55 | COLLIER FINANCIAL, INC CRD 175207 | CO | $160.5M | 1 | LPL Financial→ |
| B54 | ROCKWOOD EQUITY PARTNERS LLC CRD 163846 | CO | $189.8M | — | E*Trade→ |
| B53 | AETHER INVESTMENT PARTNERS, LLC CRD 149742 | CO | $1.14B | — | E*Trade→ |
| B51 | INVESTMENT RESEARCH CORP CRD 108208 | CO | $76.3M | 17 | E*Trade→ |
| B51 | CIMARRON WEALTH MANAGEMENT, INC. CRD 299627 | CO | $327.3M | 10 | LPL Financial→ |
| C50 | SENECA CAPITAL MANAGEMENT, LLC CRD 288206 | CO | $120.0M | 1 | E*Trade→ |
| C49 | PARAMOUNT ASSOCIATES WEALTH MANAGEMENT, LLC CRD 288537 | CO | $146.5M | 2 | E*Trade→ |
| C49 | ARROWMARK ASSET MANAGEMENT, LLC CRD 307161 | CO | $224.4M | — | E*Trade→ |
| C49 | MAXQ ASSET MANAGEMENT LLC CRD 336560 | CO | $407.7M | 1 | E*Trade→ |
| C49 | FI401K ADVISORS, LLC CRD 168408 | CO | $915.0M | 2 | E*Trade→ |
| C48 | PEAK FINANCIAL MANAGEMENT, INC. CRD 281223 | CO | $109.4M | 2 | E*Trade→ |
| C48 | FREEDOM FUNDS MANAGEMENT CO CRD 110785 | CO | $1.90B | 1 | E*Trade→ |
| C48 | TOWNSEND & ASSOCIATES, INC. CRD 113681 | CO | $1.52B | 16 | E*Trade→ |
| C48 | PRINCETON FUND ADVISORS, LLC CRD 157821 | CO | $780.0M | — | E*Trade→ |
| C48 | ORIGIN CREDIT ADVISERS, LLC CRD 324839 | CO | $538.0M | — | E*Trade→ |
| C47 | RED MOUNTAIN FINANCIAL PARTNERS, LLC CRD 174672 | CO | $225.6M | 3 | E*Trade→ |
| C47 | SWEATER INDUSTRIES LLC CRD 317749 | CO | $16.1M | — | E*Trade→ |
| C46 | CAPITAL FINANCIAL GROUP, INC. CRD 111709 | CO | $237.4M | 3 | LPL Financial→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C45 | SCHAEFER FINANCIAL MANAGEMENT, INC. CRD 110110 | CO | $1.11B | 7 | E*Trade→ |
| C45 | MICA CREEK CAPITAL LLC CRD 325642 | CO | $173.2M | 3 | E*Trade→ |
| C44 | AVANT MANAGEMENT LLC CRD 330991 | CO | $449.0M | — | E*Trade→ |
| C44 | THORNBURG BOW RIVER ADVISERS, LLC. CRD 332879 | CO | $233.6M | — | E*Trade→ |
| C43 | LEH II MANAGEMENT LLC CRD 328785 | CO | $93.1M | — | E*Trade→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
| C43 | SUMMIT HILL WEALTH MANAGEMENT, LLC CRD 296740 | CO | $145.7M | 3 | E*Trade→ |
| C42 | ABACUS INVESTMENTS LLC CRD 327805 | AL | $105.9M | — | E*Trade→ |
| C42 | SENECA MANAGEMENT LLC CRD 160345 | CO | $716.9M | — | E*Trade→ |
| C41 | JOHNSON STERLING, INC. CRD 106379 | AL | $3.90B | 6 | E*Trade→ |
| C41 | SWAN CAPITAL MANAGEMENT, LLC CRD 164280 | CO | $1.30B | — | E*Trade→ |
| C40 | BLUE SKY ASSET MANAGEMENT, LLC CRD 167686 | CO | $98.6M | 1 | E*Trade→ |
| C40 | MCDONALD FINANCIAL SERVICES, LLC CRD 282899 | AL | $443.5M | 8 | LPL Financial→ |
| C39 | SAVVLY ADVISOR, LLC CRD 321125 | CO | $75K | 1 | E*Trade→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | BEST LIFE INFINITY, LLC CRD 319232 | CO | $48.2M | 6 | E*Trade→ |
