| A70 | ALLIED PORTFOLIO MANAGEMENT, INC. CRD 113809 | AZ | $240.2M | 1 | E*Trade→ |
| B64 | SARATOGA CAPITAL MANAGEMENT, LLC CRD 112021 | AZ | $138.8M | 1 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B63 | BASELINE PARTNERS LLC CRD 301762 | AZ | $75.3M | — | E*Trade→ |
| B57 | RESQ INVESTMENT PARTNERS, LLC CRD 169528 | AZ | $65.8M | — | E*Trade→ |
| B57 | PRAVATI CAPITAL LLC CRD 300435 | AZ | $173.7M | — | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B53 | PROSPER PRIVATE WEALTH, LLC CRD 333708 | AZ | $150.8M | 2 | E*Trade→ |
| B53 | GREENBERG FINANCIAL GROUP CRD 38747 | AZ | $406.9M | 6 | E*Trade→ |
| B52 | COLE WEALTH MANAGEMENT, LLC CRD 134509 | AZ | $181.1M | 4 | E*Trade→ |
| B52 | STABLEFORD CAPITAL LLC CRD 173383 | AZ | $305.3M | 4 | E*Trade→ |
| B51 | TYR CAPITAL ADVISORS, LLC CRD 326208 | KS | $244.1M | — | E*Trade→ |
| B51 | HARMONY ASSET MANAGEMENT LLC CRD 116069 | AZ | $462.5M | 7 | E*Trade→ |
| C50 | KOMPASS KAPITAL ADVISORS, LLC CRD 335041 | KS | $116.6M | 1 | E*Trade→ |
| C49 | M3SIXTY CAPITAL, LLC CRD 323764 | KS | $28.7M | 3 | E*Trade→ |
| C49 | CABIN ADVISORS, LLC CRD 312547 | KS | $220.2M | 15 | E*Trade→ |
| C49 | XCELLERANT VENTURES, LLC CRD 319671 | AZ | $26.0M | — | E*Trade→ |
| C48 | SILVERHAWK CAPITAL PARTNERS, LLC CRD 161678 | KS | $137.2M | — | E*Trade→ |
| C47 | EVEREST WEALTH MANAGEMENT, LLC CRD 133823 | KS | $237.4M | 1 | E*Trade→ |
| C47 | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC CRD 332929 | KS | $178.7M | 4 | E*Trade→ |
| C47 | ACCORDANT INVESTMENTS LLC CRD 325678 | AZ | $186.4M | 3 | E*Trade→ |
| C45 | BRADLEY WEALTH LLC CRD 131808 | AZ | $196.7M | 3 | Pershing→ |
| C44 | CENTRALIS CAPITAL LLC CRD 305897 | KS | $60.3M | — | E*Trade→ |
| C43 | KORNITZER CAPITAL MANAGEMENT, INC. CRD 111087 | KS | $6.75B | 10 | E*Trade→ |
| C43 | CAPITAL WEST PARTNERS, LLC CRD 130762 | AZ | $300.0M | 2 | E*Trade→ |
| C43 | LEGACY INVESTMENT PARTNERS, LLC CRD 133014 | KS | $403.1M | 6 | E*Trade→ |
| C43 | LGM CAPITAL MANAGEMENT LLC CRD 283872 | AZ | $14.9M | — | E*Trade→ |
| C42 | STRATEGIC EQUITY MANAGEMENT, INC. CRD 112142 | AZ | $933.5M | 9 | E*Trade→ |
| C41 | CLARUS WEALTH ADVISORS, LLC CRD 281160 | AZ | $305.2M | 12 | E*Trade→ |
| C41 | TREASURE INVESTMENT MANAGEMENT, LLC CRD 309258 | AZ | $252.7M | — | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C40 | TEMPLETON FINANCIAL SERVICES INC. CRD 128240 | AZ | $441.8M | 3 | E*Trade→ |
| C40 | ABLE FINANCIAL GROUP, LLC CRD 323646 | AZ | $732.9M | 9 | Pershing→ |
| C39 | FINANCIAL COUNSELORS INC CRD 106398 | KS | $1.47B | 8 | E*Trade→ |
| C39 | MPI INFINITE INVESTORS, LLC CRD 337830 | AZ | $0 | 1 | E*Trade→ |
| C38 | DOGWOOD WEALTH MANAGEMENT, LLC CRD 317580 | KS | $257.2M | 4 | E*Trade→ |
| C38 | TRINITY CAPITAL ADVISER LLC CRD 326133 | AZ | $157.6M | — | E*Trade→ |
| C38 | MCD-KISSNER GP, LLC CRD 336165 | KS | $1.02B | — | E*Trade→ |
| C37 | IDX ADVISORS, LLC CRD 299658 | AZ | $128.1M | 1 | E*Trade→ |
| C37 | BLAKELY WALTERS WEALTH MANAGEMENT LLC CRD 324410 | AZ | $173.7M | 5 | E*Trade→ |
| C36 | ALKEME INVESTMENTS LLC CRD 332434 | AZ | $0 | — | E*Trade→ |
| C36 | GALLOWAY ASSET MANAGEMENT LLC CRD 141091 | AZ | $17.9M | 26 | Pershing→ |
| C35 | FAMILY OFFICE INVESTMENT ADVISORY LLC CRD 339607 | AZ | $0 | — | E*Trade→ |
| C35 | SMEAD CAPITAL MANAGEMENT, INC. CRD 143567 | AZ | $5.52B | 6 | E*Trade→ |
| C34 | MARINER MANAGED ACCOUNT SOLUTIONS, LLC CRD 151664 | KS | $2.77B | 7 | E*Trade→ |
| C32 | WESTWARD INVESTMENT ADVISORY, LLC CRD 281742 | KS | $571.5M | 3 | E*Trade→ |
| C32 | GREAT RANGE CAPITAL, LLC CRD 164294 | KS | $495.0M | — | E*Trade→ |
| C32 | J. P. DAVIS, INC. CRD 289548 | AZ | $242.0M | 4 | Pershing→ |
