| A78 | WESTHAMPTON CAPITAL, LLC CRD 119176 | NC | $238.5M | 4 | Fidelity→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B63 | DIVERSIFIED PARTNERS INC CRD 109570 | TN | $155.1M | — | Fidelity→ |
| B60 | HARBER CAPITAL LLC CRD 158939 | NC | $492.7M | — | Fidelity→ |
| C48 | WHITE OAK FINANCIAL MANAGEMENT, INC CRD 142615 | NC | $143.5M | 3 | Fidelity→ |
| C48 | PHAROS CAPITAL GROUP, LLC CRD 158849 | TN | $629.6M | — | Fidelity→ |
| C48 | ANCHOR HEALTH CAPITAL, LLC CRD 309949 | TN | $166.0M | — | Fidelity→ |
| C47 | TERRA WEALTH MANAGEMENT, LLC CRD 320643 | NC | $152.0M | 7 | Fidelity→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C45 | TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC CRD 149101 | TN | $314.2M | — | Fidelity→ |
| C45 | COUNTERWEIGHT VENTURES, LLC CRD 327880 | NC | $207.2M | 2 | Fidelity→ |
| C45 | DAVIDSON ADVISORY GROUP, LLC CRD 333090 | NC | $223.5M | 2 | Fidelity→ |
| C43 | PIEDMONT CAPITAL MANAGEMENT, LLC CRD 155682 | NC | $495.6M | 3 | Fidelity→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C43 | BLUE WEALTH INC. CRD 330324 | NC | $145.1M | 7 | Fidelity→ |
| C42 | B. RILEY WEALTH ADVISORS, INC. CRD 115927 | TN | $4.21B | 50 | Fidelity→ |
| C40 | TASSEL CAPITAL MANAGEMENT, INC. CRD 121112 | NC | $266.0M | 4 | Fidelity→ |
| C38 | SILVERLEAFE CAPITAL PARTNERS, LLC CRD 133174 | TN | $449.2M | 6 | Fidelity→ |
| C36 | OAK CITY CONSULTING, LLC CRD 162220 | NC | $1.43B | 3 | Fidelity→ |
| C36 | RALEIGH CAPITAL MANAGEMENT INC. CRD 149538 | NC | $397.8M | 13 | Fidelity→ |
| C36 | ALLIANCE WEALTH MANAGEMENT PARTNERS LLC CRD 313195 | TN | $272.4M | 5 | Fidelity→ |
| C36 | POWELL FINANCIAL, INC. CRD 144230 | NC | $229.2M | 2 | Fidelity→ |
| C34 | ATLANTIC PRIVATE WEALTH, LLC CRD 311517 | NC | $894.0M | 4 | Fidelity→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C34 | TIMONIER FAMILY OFFICE, LTD. CRD 150748 | NC | $450.3M | 4 | Fidelity→ |
| C33 | AM INVESTMENT STRATEGIES, LLC CRD 165823 | TN | $738.4M | 2 | Fidelity→ |
| C33 | CASSIA CAPITAL PARTNERS LLC CRD 159911 | NC | $251.2M | 4 | Pershing→ |
| C32 | WOLF RIVER CAPITAL MANAGEMENT, LLC CRD 149038 | TN | $328.7M | — | Fidelity→ |
| C32 | HALL RETIREMENT PLANNING SERVICES, LLC CRD 289847 | TN | $246.0M | 2 | Fidelity→ |
| C32 | CREATIVE INVESTMENT GROUP LLC CRD 334028 | TN | $209.0M | 6 | Pershing→ |
| C31 | FIRST CITIZENS INVESTOR SERVICES, INC. CRD 44430 | NC | $2.63B | 50 | Pershing→ |
| C30 | PYA WALTMAN CAPITAL, LLC CRD 137283 | TN | $1.01B | 9 | Fidelity→ |
| C30 | SOUTHERN CAPITAL ADVISORS, LLC CRD 292275 | TN | $636.9M | 6 | Fidelity→ |
| C28 | FRANKLIN STREET ADVISORS, INC. CRD 106275 | NC | $4.53B | 16 | Fidelity→ |
| C28 | DELEGATE ADVISORS, LLC CRD 159953 | NC | $1.71B | — | Fidelity→ |
| C27 | HORIZON INVESTMENTS LLC CRD 109552 | NC | $8.47B | 27 | Pershing→ |
| C27 | SEMMAX FINANCIAL ADVISORS, INC. CRD 144978 | NC | $495.4M | 8 | Fidelity→ |
| C26 | ASPIRE PRIVATE CAPITAL, LLC CRD 154116 | NC | $509.7M | 8 | Fidelity→ |
| C24 | HAMILTON POINT INVESTMENT ADVISORS, LLC CRD 144534 | NC | $1.21B | 7 | Fidelity→ |
| C23 | RATHER & KITTRELL, INC. CRD 114885 | TN | $2.25B | 18 | Fidelity→ |
| C22 | TBH GLOBAL ASSET MANAGEMENT, LLC CRD 145536 | TN | $1.48B | 13 | Fidelity→ |
| C19 | GAVION, LLC CRD 167807 | TN | — | — | Fidelity→ |
| C17 | FINANCIAL SYMMETRY INCORPORATED CRD 118443 | NC | $1.54B | 15 | Pershing→ |
| C16 | FIRST FIDELITY WEALTH ADVISORS, INC. CRD 142869 | NC | — | — | Fidelity→ |
| C16 | FLINTHILL FINANCIAL, LLC CRD 173032 | NC | — | — | Fidelity→ |
| C14 | RETIREMENT FINANCIAL SOLUTIONS, LLC CRD 285347 | TN | $361.7M | 14 | Fidelity→ |
| C11 | BEACON CAPITAL MANAGEMENT, LLC CRD 156228 | TN | $1.27B | 17 | Fidelity→ |
