| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| A70 | ALLIED PORTFOLIO MANAGEMENT, INC. CRD 113809 | AZ | $240.2M | 1 | E*Trade→ |
| B64 | SARATOGA CAPITAL MANAGEMENT, LLC CRD 112021 | AZ | $138.8M | 1 | E*Trade→ |
| B64 | SANDER CAPITAL ADVISORS, INC. CRD 112499 | WA | $210.0M | 2 | E*Trade→ |
| B64 | VORPAHL WING SECURITIES, INC. CRD 47548 | WA | $124.4M | 4 | E*Trade→ |
| B63 | BASELINE PARTNERS LLC CRD 301762 | AZ | $75.3M | — | E*Trade→ |
| B61 | CONTINENTAL INVESTORS SERVICES, INC. CRD 29775 | WA | $196.8M | 19 | E*Trade→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B58 | KUNATH KARREN RINNE & ATKIN LLC CRD 104531 | WA | $373.0M | 3 | E*Trade→ |
| B57 | RESQ INVESTMENT PARTNERS, LLC CRD 169528 | AZ | $65.8M | — | E*Trade→ |
| B57 | SIMCOE CAPITAL, LLC CRD 121505 | WA | $109.4M | 3 | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B57 | PRAVATI CAPITAL LLC CRD 300435 | AZ | $173.7M | — | E*Trade→ |
| B55 | MOUNTAIN PACIFIC ADVISORS, LLC CRD 151666 | WA | $484.3M | — | E*Trade→ |
| B53 | PROSPER PRIVATE WEALTH, LLC CRD 333708 | AZ | $150.8M | 2 | E*Trade→ |
| B53 | GREENBERG FINANCIAL GROUP CRD 38747 | AZ | $406.9M | 6 | E*Trade→ |
| B53 | SUNRISE FINANCIAL SERVICES LLC CRD 325955 | WA | $151.2M | 3 | E*Trade→ |
| B52 | COLE WEALTH MANAGEMENT, LLC CRD 134509 | AZ | $181.1M | 4 | E*Trade→ |
| B52 | MONSON WEALTH MANAGEMENT, INC. CRD 169857 | WA | $149.5M | 1 | E*Trade→ |
| B52 | STABLEFORD CAPITAL LLC CRD 173383 | AZ | $305.3M | 4 | E*Trade→ |
| B51 | HARMONY ASSET MANAGEMENT LLC CRD 116069 | AZ | $462.5M | 7 | E*Trade→ |
| B50 | RAINIER INVESTMENT MANAGEMENT LLC CRD 105556 | WA | $581.1M | — | E*Trade→ |
| C50 | HOT CREEK CAPITAL, L.L.C. CRD 162371 | WA | $135.7M | 1 | E*Trade→ |
| C49 | XCELLERANT VENTURES, LLC CRD 319671 | AZ | $26.0M | — | E*Trade→ |
| C47 | NORTHWEST ADMINISTRATORS INC CRD 106544 | WA | $114.8M | 4 | E*Trade→ |
| C47 | ACCORDANT INVESTMENTS LLC CRD 325678 | AZ | $186.4M | 3 | E*Trade→ |
| C46 | EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC CRD 159018 | WA | $131.6M | 1 | E*Trade→ |
| C45 | HIGHBURY PACIFIC CAPITAL CORP. CRD 157778 | WA | $333.3M | — | E*Trade→ |
| C45 | RAINIER CAPITAL PARTNERS LP CRD 315967 | WA | $379.5M | — | E*Trade→ |
| C45 | AVATAR CAPITAL MANAGEMENT LLC CRD 330793 | WA | $279.6M | — | E*Trade→ |
| C44 | ALLEN CAPITAL MANAGEMENT, LLC CRD 135147 | WA | $200.0M | 2 | E*Trade→ |
| C44 | FIRST WASHINGTON CORPORATION CRD 6681 | WA | $501.2M | 3 | E*Trade→ |
| C43 | CAPITAL WEST PARTNERS, LLC CRD 130762 | AZ | $300.0M | 2 | E*Trade→ |
| C43 | LGM CAPITAL MANAGEMENT LLC CRD 283872 | AZ | $14.9M | — | E*Trade→ |
| C42 | TAIYO PACIFIC PARTNERS L.P. CRD 160930 | WA | $395.3M | — | E*Trade→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C42 | STRATEGIC EQUITY MANAGEMENT, INC. CRD 112142 | AZ | $933.5M | 9 | E*Trade→ |
| C42 | ROBINSWOOD FINANCIAL LLC CRD 143417 | WA | $433.3M | 7 | E*Trade→ |
| C41 | MILLIMAN ADVISORS, LLC CRD 112245 | WA | $2.32B | 3 | E*Trade→ |
| C41 | CLARUS WEALTH ADVISORS, LLC CRD 281160 | AZ | $305.2M | 12 | E*Trade→ |
| C41 | TREASURE INVESTMENT MANAGEMENT, LLC CRD 309258 | AZ | $252.7M | — | E*Trade→ |
| C40 | HAMRICK INVESTMENT COUNSEL, LLC CRD 116314 | WA | $299.2M | 3 | E*Trade→ |
| C40 | TEMPLETON FINANCIAL SERVICES INC. CRD 128240 | AZ | $441.8M | 3 | E*Trade→ |
| C40 | ELLIOTT COVE CAPITAL MANAGEMENT LLC CRD 123636 | WA | $348.2M | 11 | E*Trade→ |
| C39 | ANGELLIST ASSET MANAGEMENT, LLC CRD 330361 | WA | $346.5M | — | E*Trade→ |
| C39 | CONCREIT FUND MANAGEMENT LLC CRD 310737 | WA | $9.0M | 1 | E*Trade→ |
| C39 | MPI INFINITE INVESTORS, LLC CRD 337830 | AZ | $0 | 1 | E*Trade→ |
| C39 | GLOBAL PARTNERSHIPS CRD 300844 | WA | $221.1M | — | E*Trade→ |
| C39 | DEMARS FINANCIAL GROUP LLC CRD 116257 | WA | $374.0M | 4 | E*Trade→ |
| C38 | THIRD STAGE INVESTMENT GROUP, LLC CRD 141951 | WA | $0 | — | E*Trade→ |
