| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A70 | ALLIED PORTFOLIO MANAGEMENT, INC. CRD 113809 | AZ | $240.2M | 1 | E*Trade→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| B64 | SARATOGA CAPITAL MANAGEMENT, LLC CRD 112021 | AZ | $138.8M | 1 | E*Trade→ |
| B64 | SANDER CAPITAL ADVISORS, INC. CRD 112499 | WA | $210.0M | 2 | E*Trade→ |
| B64 | VORPAHL WING SECURITIES, INC. CRD 47548 | WA | $124.4M | 4 | E*Trade→ |
| B63 | BASELINE PARTNERS LLC CRD 301762 | AZ | $75.3M | — | E*Trade→ |
| B61 | CONTINENTAL INVESTORS SERVICES, INC. CRD 29775 | WA | $196.8M | 19 | E*Trade→ |
| B60 | ALJEN ASSET MANAGEMENT LLC CRD 128962 | NJ | $230.2M | 3 | E*Trade→ |
| B60 | MILLINGTON SECURITIES, LLC CRD 147298 | NJ | $140.5M | — | E*Trade→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B59 | ACA/PRUDENT INVESTORS PLANNING CORPORATION CRD 47798 | NJ | $351.4M | 2 | E*Trade→ |
| B58 | TALARA CAPITAL MANAGEMENT, LLC CRD 158866 | NJ | $317.6M | — | U.S. Bank→ |
| B58 | KUNATH KARREN RINNE & ATKIN LLC CRD 104531 | WA | $373.0M | 3 | E*Trade→ |
| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B57 | RESQ INVESTMENT PARTNERS, LLC CRD 169528 | AZ | $65.8M | — | E*Trade→ |
| B57 | SIMCOE CAPITAL, LLC CRD 121505 | WA | $109.4M | 3 | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B57 | PRAVATI CAPITAL LLC CRD 300435 | AZ | $173.7M | — | E*Trade→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B56 | MLP3, LLC CRD 296314 | NJ | $248.1M | 2 | E*Trade→ |
| B55 | GENEVA FINANCIAL GROUP LLC CRD 331944 | NJ | $233.7M | 1 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B55 | MOUNTAIN PACIFIC ADVISORS, LLC CRD 151666 | WA | $484.3M | — | E*Trade→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B53 | COPPER BEECH FINANCIAL GROUP, LLC CRD 313156 | NJ | $197.4M | 3 | E*Trade→ |
| B53 | PROSPER PRIVATE WEALTH, LLC CRD 333708 | AZ | $150.8M | 2 | E*Trade→ |
| B53 | SINDIA CAPITAL ADVISERS, LLC CRD 333325 | NJ | $423.4M | 1 | E*Trade→ |
| B53 | GREENBERG FINANCIAL GROUP CRD 38747 | AZ | $406.9M | 6 | E*Trade→ |
| B53 | AEM ASSET MANAGEMENT, LLC CRD 310360 | NJ | $117.9M | 2 | E*Trade→ |
| B53 | SUNRISE FINANCIAL SERVICES LLC CRD 325955 | WA | $151.2M | 3 | E*Trade→ |
| B52 | COLE WEALTH MANAGEMENT, LLC CRD 134509 | AZ | $181.1M | 4 | E*Trade→ |
| B52 | MONSON WEALTH MANAGEMENT, INC. CRD 169857 | WA | $149.5M | 1 | E*Trade→ |
| B52 | STABLEFORD CAPITAL LLC CRD 173383 | AZ | $305.3M | 4 | E*Trade→ |
| B51 | GEREMIA FINANCIAL SERVICES, LLC CRD 156504 | NJ | $132.2M | 5 | E*Trade→ |
| B51 | HARMONY ASSET MANAGEMENT LLC CRD 116069 | AZ | $462.5M | 7 | E*Trade→ |
| B50 | RAINIER INVESTMENT MANAGEMENT LLC CRD 105556 | WA | $581.1M | — | E*Trade→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| C50 | BC ADVISORS, LLC CRD 142982 | NJ | $4.73B | 6 | E*Trade→ |
| C50 | HOT CREEK CAPITAL, L.L.C. CRD 162371 | WA | $135.7M | 1 | E*Trade→ |
| C49 | BUCKMAN ADVISORY GROUP LLC CRD 131688 | NJ | $277.3M | 15 | E*Trade→ |
| C49 | XCELLERANT VENTURES, LLC CRD 319671 | AZ | $26.0M | — | E*Trade→ |
| C48 | VICTORY ASSET MANAGEMENT CO., INC. CRD 107203 | NJ | $102.5M | 5 | E*Trade→ |
| C48 | VALHUM ASSET MANAGEMENT, LLC CRD 323895 | NJ | $100.0M | — | E*Trade→ |
| C48 | COVINGTON & ASSOCIATES, INC. CRD 113357 | NJ | $308.2M | 2 | E*Trade→ |