| C49 | METIS WEALTH MANAGEMENT & PLANNING LLC CRD 305086 | SC | $114.9M | 2 | Charles Schwab→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C49 | FREEDOM INVESTMENT MANAGEMENT, INC. CRD 126052 | CT | $568.7M | 5 | Charles Schwab→ |
| C49 | HILTON HEAD FINANCIAL ADVISORS, INC. CRD 140249 | SC | $375.1M | 1 | Charles Schwab→ |
| C49 | SOUND MARK PARTNERS, LLC CRD 169037 | CT | $272.0M | — | Wells Fargo→ |
| C49 | BOURGEON CAPITAL MANAGEMENT LLC CRD 108054 | CT | $1.07B | 4 | Charles Schwab→ |
| C49 | RANGELEY CAPITAL, LLC CRD 152725 | CT | $220.5M | — | Interactive Brokers→ |
| C49 | FAIRVIEW CONSTITUTION MANAGEMENT IV LLC CRD 159304 | CT | $139.8M | — | Morgan Stanley→ |
| C49 | MARK SHEPTOFF FINANCIAL PLANNING LLC CRD 108742 | CT | $466.5M | — | E*Trade→ |
| C49 | HAMILTON ROBINSON LLC CRD 162590 | CT | $292.4M | — | E*Trade→ |
| C49 | POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC CRD 331469 | CT | $479.2M | — | E*Trade→ |
| C49 | GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC CRD 339528 | CT | $155.4M | — | —→ |
| C48 | CHARLESTON FINANCIAL ADVISORS, LLC CRD 137536 | SC | $262.4M | 2 | Charles Schwab→ |
| C48 | GREYLOCK CAPITAL MANAGEMENT, LLC CRD 137825 | CT | $313.9M | — | Pershing→ |
| C48 | BEERS KIGHT FINANCIAL ADVISORS, LLC CRD 160286 | SC | $179.4M | 1 | Charles Schwab→ |
| C48 | GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP CRD 288555 | CT | $299.5M | — | Pershing→ |
| C48 | LCR WEALTH MANAGEMENT LLC CRD 313013 | CT | $151.8M | 3 | Charles Schwab→ |
| C48 | AUGUST WEALTH ADVISORS LLC CRD 339322 | CT | $436.6M | 4 | Charles Schwab→ |
| C48 | WEALTHSHAPE LLC CRD 226733 | CT | $109.4M | 1 | —→ |
| C48 | OXFORD SQUARE MANAGEMENT, LLC CRD 127888 | CT | $306.7M | 1 | E*Trade→ |
| C48 | SPIVAK ASSET MANAGEMENT, LLC CRD 125714 | CT | $439.1M | 1 | E*Trade→ |
| C48 | WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC CRD 125765 | CT | $346.4M | 4 | Charles Schwab→ |
| C48 | DELLORA INVESTMENTS LP CRD 310885 | CT | $148.4M | — | —→ |
| C47 | MAGNOLIA FINANCIAL PLANNING SERVICES, INC. CRD 135759 | SC | $225.7M | 3 | Charles Schwab→ |
| C47 | UPLIFT INVESTORS, LP CRD 335515 | CT | $230.5M | — | E*Trade→ |
| C47 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC CRD 109203 | CT | $673.0M | 6 | Charles Schwab→ |
| C47 | SKY INVESTMENT GROUP LLC CRD 134001 | CT | $931.0M | 8 | Charles Schwab→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C47 | DRUM CAPITAL MANAGEMENT LLC CRD 137964 | CT | $503.2M | — | E*Trade→ |
| C47 | CRAMER ROSENTHAL MCGLYNN LLC CRD 107911 | CT | $2.27B | — | E*Trade→ |
| C47 | BURNHAM STERLING ASSET MANAGEMENT LLC CRD 283907 | CT | $206.8M | — | E*Trade→ |
| C47 | OAK STREET ADVISORS INC CRD 139400 | SC | $126.2M | 2 | —→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | PEGASUS CAPITAL ADVISORS, L.P. CRD 157094 | CT | $343.4M | — | E*Trade→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C46 | SUMMERHAVEN INVESTMENT MANAGEMENT, LLC CRD 289269 | CT | $176.2M | — | E*Trade→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C46 | HOPLON ASSET MANAGEMENT, L.P. CRD 318798 | CT | $170.1M | — | JPMorgan→ |
| C46 | INVESTMARK ADVISORY GROUP LLC CRD 121060 | CT | $929.7M | 10 | E*Trade→ |
| C46 | LADD CAPITAL MANAGEMENT LLC CRD 105162 | CT | $176.6M | 2 | Charles Schwab→ |
| C46 | RPO LLC CRD 318296 | CT | $372.1M | — | Goldman Sachs→ |
| C46 | K2/D&S MANAGEMENT CO., L.L.C. CRD 123826 | CT | $6.53B | — | BNY Mellon→ |
| C46 | SOUND PORTFOLIO ADVISORS, LLC CRD 125511 | CT | $151.1M | 2 | Charles Schwab→ |
| C46 | MILL ROAD CAPITAL MANAGEMENT LLC CRD 157095 | CT | $753.8M | — | Goldman Sachs→ |
| C46 | KENSICO CAPITAL MANAGEMENT CORP. CRD 157934 | CT | $7.88B | — | Goldman Sachs→ |
| C46 | FORESTER CAPITAL, L.L.C. CRD 160806 | CT | $1.07B | — | State Street→ |
| C46 | AIP CAPITAL ADVISORS LLC CRD 328465 | CT | $340.0M | — | Goldman Sachs→ |
| C46 | PARADOXIOM CAPITAL LP CRD 330671 | CT | $125.0M | — | E*Trade→ |
| C45 | VICTORIA CAPITAL MANAGEMENT, INC. CRD 107665 | SC | $305.5M | 3 | Charles Schwab→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
