| C46 | CUSHING CAPITAL PARTNERS, LLC CRD 313497 | WI | $274.7M | 2 | Wells Fargo→ |
| C46 | VERUS WEALTH MANAGEMENT, LLC CRD 323130 | WI | $143.1M | 1 | Charles Schwab→ |
| C45 | BEADELL A D INVESTMENT COUNSEL INC CRD 106946 | WI | $250.0M | 2 | Charles Schwab→ |
| C45 | VICTORIA CAPITAL MANAGEMENT, INC. CRD 107665 | SC | $305.5M | 3 | Charles Schwab→ |
| C45 | NEUENSCHWANDER ASSET MANAGEMENT, LLC CRD 125179 | WI | $173.5M | 3 | Fidelity→ |
| C45 | PLUS GROUP WEALTH ADVISORS, LLC CRD 300714 | WI | $158.9M | 4 | Charles Schwab→ |
| C45 | CARROLL INVESTORS, INC. CRD 311180 | SC | $221.4M | 2 | Raymond James→ |
| C45 | THE KIECKHEFER GROUP LLC CRD 331128 | WI | $240.8M | 2 | Charles Schwab→ |
| C45 | MLG FUND MANAGER LLC CRD 335692 | WI | $143.6M | — | E*Trade→ |
| C44 | CATAWBA RIVER CAPITAL CRD 134217 | SC | $325.1M | 6 | Fidelity→ |
| C44 | ANTHONY CAPITAL MANAGEMENT, LLC CRD 312256 | WI | $37.9M | — | E*Trade→ |
| C44 | BROADVIEW FINANCIAL MANAGEMENT, LLC CRD 143550 | WI | $699.2M | 6 | Charles Schwab→ |
| C44 | PARK CAPITAL MANAGEMENT, LLC CRD 158965 | WI | $868.0M | 5 | Charles Schwab→ |
| C44 | GOLDSTEIN ADVISORS, LLC CRD 323125 | WI | $1.08B | 10 | Charles Schwab→ |
| C44 | GENEROUSWEALTH, LLC CRD 308263 | SC | $110.4M | 2 | —→ |
| C44 | MORGAN-ALY WEALTH MANAGEMENT, LLC CRD 328483 | WI | $105.3M | 2 | —→ |
| C44 | CONCORDE FINANCIAL RESOURCES I INC. CRD 117836 | SC | $231.0M | 2 | Fidelity→ |
| C43 | PROFESSIONAL FINANCIAL MANAGEMENT, INC. CRD 154016 | WI | $115.5M | 3 | —→ |
| C43 | YAHARA WEALTH MANAGEMENT LLC CRD 168325 | WI | $112.0M | 2 | —→ |
| C43 | COASTAL WEALTH ADVISORS, LLC CRD 174574 | SC | $106.6M | 2 | —→ |
| C43 | IAG WEALTH PARTNERS, LLC CRD 109721 | WI | $1.87B | 15 | LPL Financial→ |
| C43 | TANDEM INVESTMENT ADVISORS INC CRD 109392 | SC | $3.45B | 11 | LPL Financial→ |
| C43 | KOM WEALTH MANAGEMENT GROUP, LLC CRD 142682 | WI | $407.8M | 6 | E*Trade→ |
| C43 | PERMANENS CAPITAL L.P. CRD 157476 | SC | $4.02B | 4 | Charles Schwab→ |
| C42 | OAK ADVISORS, LLC CRD 137192 | SC | $284.7M | 6 | Charles Schwab→ |
| C42 | DENALI WEALTH MANAGEMENT, INC. CRD 153323 | WI | $226.1M | 4 | Charles Schwab→ |
| C42 | HEADLAND CAPITAL, LLC CRD 332277 | SC | $559.3M | 10 | LPL Financial→ |
| C42 | COLLAR CAPITAL MANAGEMENT, LLC CRD 152325 | WI | $176.3M | 4 | E*Trade→ |
| C41 | INTRINSIC INVESTORS LLC CRD 111968 | WI | $129.4M | 3 | Charles Schwab→ |
| C41 | THOMPSON INVESTMENT MANAGEMENT, INC. CRD 129609 | WI | $3.08B | 8 | Charles Schwab→ |
| C41 | COASTLINE COMPLETE WEALTH LLC CRD 338227 | SC | $213.6M | 2 | Raymond James→ |
| C41 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC CRD 298155 | WI | $195.2M | — | E*Trade→ |
| C41 | FRIEDLANDER & CO INC CRD 105150 | WI | $564.8M | 1 | E*Trade→ |
| C41 | BKM WEALTH MANAGEMENT, LLC CRD 323928 | WI | $651.8M | 6 | Wells Fargo→ |
| C41 | FIDUCIARY MANAGEMENT, INC. CRD 109149 | WI | $11.36B | — | Charles Schwab→ |
| C41 | KEEN CAPITAL, LTD CRD 145023 | SC | $179.7M | 4 | Charles Schwab→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C41 | BREACH INLET CAPITAL MANAGEMENT, LLC CRD 282056 | SC | $227.7M | 1 | Goldman Sachs→ |
| C41 | CAPASSO PLANNING PARTNERS LLC CRD 294673 | SC | $274.2M | 2 | Charles Schwab→ |
| C40 | HEARTLAND ADVISORS, INC. CRD 29433 | WI | $1.92B | 15 | Charles Schwab→ |
| C40 | ENRICH FINANCIAL PARTNERS LLC CRD 111234 | WI | $556.8M | 4 | Charles Schwab→ |
| C40 | RICHARDSON CAPITAL MANAGEMENT, LLC CRD 130985 | WI | $582.2M | 10 | Charles Schwab→ |
| C40 | POEHLING CAPITAL MANAGEMENT, INC. CRD 131668 | WI | $591.3M | 6 | Charles Schwab→ |
| C40 | E & R WEALTH MANAGEMENT, LLC CRD 171271 | SC | $104.8M | 2 | —→ |
| C40 | HARBOUR INVESTMENTS, INC. CRD 19258 | WI | $9.60B | 50 | E*Trade→ |
| C40 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC CRD 269982 | WI | $22.4M | — | E*Trade→ |
| C40 | JACKSON FINANCIAL SERVICES, LLC CRD 132252 | SC | $498.1M | 2 | Charles Schwab→ |
| C40 | RIVERBEND WEALTH MANAGEMENT, LLC CRD 302031 | SC | $281.0M | 4 | Fidelity→ |
| C40 | ENVISION FINANCIAL LLC CRD 314365 | WI | $352.9M | 4 | Charles Schwab→ |
| C40 | WALLEYE PARTNERS LLC CRD 333435 | WI | $276.7M | 3 | Charles Schwab→ |
