| A90 | CONFIDENTIAL MANAGEMENT ADVISORS, INC. CRD 125936 | MI | $161.9M | 1 | Charles Schwab→ |
| A84 | STEWARD CAPITAL MANAGEMENT, INC. CRD 104936 | MI | $95.1M | 1 | Charles Schwab→ |
| A79 | KRS CAPITAL MANAGEMENT, LLC CRD 142928 | MI | $188.9M | 1 | Charles Schwab→ |
| A78 | WESTHAMPTON CAPITAL, LLC CRD 119176 | NC | $238.5M | 4 | Fidelity→ |
| A77 | GREYSTONE FINANCIAL GROUP, LLC CRD 306595 | MI | $494.9M | 4 | Charles Schwab→ |
| A74 | OPTIMAL CAPITAL ADVISORS, LLC CRD 144719 | MI | $119.9M | 2 | Fidelity→ |
| A73 | REUTEMANN FINANCIAL SOLUTIONS, INC. CRD 153247 | MD | $251.6M | 6 | Charles Schwab→ |
| A72 | MOUNT VERNON ASSOCIATES INC CRD 107099 | MD | $232.5M | 1 | Charles Schwab→ |
| A72 | WELLS FINANCIAL MANAGEMENT, LLC CRD 158030 | NC | $132.7M | 1 | Charles Schwab→ |
| A71 | LEWIS FINANCIAL MANAGEMENT, LLC CRD 116344 | NC | $338.7M | 3 | E*Trade→ |
| A71 | INTERCAROLINA FINANCIAL SERVICES, INC. CRD 19475 | NC | $85.4M | 31 | E*Trade→ |
| A70 | MONTGOMERY INVESTMENT MANAGEMENT INC CRD 105417 | MD | $490.0M | 2 | Charles Schwab→ |
| A70 | INTERVEST LTD CRD 104614 | MD | $247.0M | 2 | E*Trade→ |
| A70 | GLOBAL BROKERAGE SERVICES, INC. CRD 37505 | MD | $137.3M | 10 | E*Trade→ |
| A69 | SPECTRUM FINANCIAL RESOURCES, LLC CRD 127453 | MI | $235.3M | 5 | Charles Schwab→ |
| A69 | JOHN A. WOLFE & ASSOCIATES, INC. CRD 110799 | MI | $560.7M | 1 | Charles Schwab→ |
| A69 | JACK V. BUTTERFIELD INVESTMENT COMPANY CRD 3998 | MI | $157.6M | 8 | E*Trade→ |
| A69 | EMERALD ASSET MANAGEMENT, INC. CRD 174691 | NC | $120.8M | 2 | Raymond James→ |
| A68 | THE ELLERSON GROUP INC CRD 106658 | MD | $291.2M | 2 | E*Trade→ |
| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| A68 | CAPITAL MANAGEMENT LLC CRD 109416 | NC | $383.0M | 3 | Charles Schwab→ |
| A68 | THE WEALTH GROUP, LTD CRD 154106 | NC | $160.2M | 5 | Charles Schwab→ |
| A68 | RETIREMENT RESOURCES, LLC CRD 151889 | MI | $166.1M | 4 | E*Trade→ |
| A66 | REITZ CAPITAL ADVISORS LLC CRD 167088 | MI | $103.4M | 1 | Charles Schwab→ |
| A66 | JFR FINANCIAL SERVICES, INC. CRD 124456 | MI | $276.6M | 2 | Fidelity→ |
| A66 | HILLMAN CAPITAL MANAGEMENT INC CRD 110096 | MD | $195.9M | 2 | Charles Schwab→ |
| A65 | OLD OAK FINANCIAL PLANNING, INC. CRD 122500 | MI | $160.3M | 4 | Charles Schwab→ |
| A65 | GOUWS CAPITAL LLC CRD 153812 | NC | $209.9M | 2 | Charles Schwab→ |
| A65 | PINAFORE WEALTH COUNSEL INC. CRD 170540 | NC | $173.6M | 2 | Charles Schwab→ |
| B65 | EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC CRD 145420 | MD | $220.9M | 5 | E*Trade→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B64 | BLUE WATER CAPITAL MANAGEMENT, LLC CRD 127193 | NC | $159.8M | 4 | Charles Schwab→ |
| B64 | MILLER CAPITAL PARTNERS, INC. CRD 124489 | MI | $311.6M | 2 | Charles Schwab→ |
| B62 | GREAT LAKES WEALTH, LLC CRD 282362 | MI | $166.3M | 1 | Charles Schwab→ |
| B62 | H. S. DREHER CAPITAL MANAGEMENT, LLC CRD 104537 | NC | $148.2M | 2 | Charles Schwab→ |
| B62 | EXECUTIVE FINANCIAL SERVICES INC CRD 110180 | MI | $199.4M | 3 | Charles Schwab→ |
| B62 | PROMETHIUM ADVISORS, LLC CRD 329565 | MD | $235.3M | 4 | Charles Schwab→ |
| B61 | DUET ADVISORY SERVICES LLC CRD 283584 | MI | $316.5M | 3 | Charles Schwab→ |
| B61 | DS INVESTMENT ADVISORS CRD 319351 | MI | $386.1M | 2 | Fidelity→ |
| B61 | GLOBAL FINANCIAL PLANNING GROUP, LLC CRD 114803 | MI | $135.3M | 2 | Charles Schwab→ |
| B61 | SYNERGY WEALTH MANAGEMENT, LLC CRD 174633 | MI | $127.1M | 3 | Charles Schwab→ |
| B61 | LS INVESTMENT ADVISORS, LLC CRD 146829 | MI | $932.1M | 4 | Charles Schwab→ |
| B60 | RICHMOND BROTHERS, INC. CRD 158916 | MI | $240.6M | 5 | Fidelity→ |
| B60 | HATTERAS INVESTMENT PARTNERS, LP CRD 170628 | NC | $114.8M | 5 | U.S. Bank→ |
| B60 | VISION CAPITAL PARTNERS CRD 175147 | MI | $146.6M | 2 | Charles Schwab→ |
| B60 | CRITERION AFRICA PARTNERS, INC CRD 291386 | MD | $85.9M | — | E*Trade→ |
| B60 | TUFTON CAPITAL MANAGEMENT, LLC CRD 113543 | MD | $463.8M | 5 | E*Trade→ |
| B60 | CAMDEN PARTNERS HOLDINGS, LLC CRD 117011 | MD | $369.6M | — | Raymond James→ |
| B60 | HARBER CAPITAL LLC CRD 158939 | NC | $492.7M | — | Fidelity→ |
| B59 | POTOMAC ASSET MANAGEMENT CO INC CRD 105730 | MD | $114.3M | — | —→ |
