| A87 | INVESTMENT CONSULTANTS LLC CRD 314810 | — | $122.7M | 1 | E*Trade→ |
| A87 | SILVER LAKE CAPITAL PARTNERS LLC CRD 329997 | TX | $211.5M | 1 | Raymond James→ |
| A84 | SHANNON T. PITNER AND COMPANY CRD 311853 | FL | $107.9M | 1 | Raymond James→ |
| A84 | STONEBRIDGE WEALTH MANAGEMENT, LLC CRD 146775 | TX | $134.6M | 1 | E*Trade→ |
| A83 | HINSDALE ASSOCIATES, INC. CRD 108293 | IL | $120.1M | — | E*Trade→ |
| A82 | INVICTUS TIMING SERVICE LTD CRD 106372 | NY | $103.0M | 1 | E*Trade→ |
| A82 | GUTT FINANCIAL MANAGEMENT, LLC CRD 109270 | GA | $162.1M | 1 | E*Trade→ |
| A81 | RCM ROBINSON CAPITAL MANAGEMENT LLC CRD 112814 | CA | $61.8M | 1 | E*Trade→ |
| A80 | FINANCIALLY SPEAKING INC CRD 106255 | CO | $164.8M | 1 | E*Trade→ |
| A80 | CYPRESS POINT CAPITAL MANAGEMENT, LLC CRD 167195 | — | $184.4M | 1 | E*Trade→ |
| A80 | OSPREY CAPITAL MANAGEMENT CORP. CRD 172524 | FL | $197.2M | — | E*Trade→ |
| A79 | WYSER-PRATTE MANAGEMENT CO., INC. CRD 106399 | NY | $58.6M | — | E*Trade→ |
| A79 | COLUMBIA BENEFITS, LLC CRD 132261 | CO | $116.2M | 1 | E*Trade→ |
| A79 | THE RENN WEALTH MANAGEMENT GROUP, INC. CRD 117500 | GA | $151.9M | 2 | Raymond James→ |
| A78 | ASPIRE ADVISORS, LLC CRD 150652 | NY | $109.2M | 7 | E*Trade→ |
| A78 | AXIOM INVESTMENT MANAGEMENT LLC CRD 141516 | NY | $236.8M | 1 | E*Trade→ |
| A77 | SCOTT W. HANCOCK CRD 161316 | — | $185.9M | 1 | E*Trade→ |
| A77 | ENVISION CAPITAL MANAGEMENT INC CRD 107150 | — | $334.1M | 2 | E*Trade→ |
| A77 | OUTFITTERS FINANCIAL LLC CRD 291413 | ME | $157.7M | 1 | E*Trade→ |
| A75 | SYNTAX RESEARCH, INC. CRD 151948 | FL | $202.9M | 1 | E*Trade→ |
| A74 | ST. JOHN & ASSOCIATES, INC. CRD 124778 | GA | $128.4M | 3 | E*Trade→ |
| A74 | GLOBAL STRATEGIC MANAGEMENT INC CRD 105985 | PR | $221.6M | 1 | E*Trade→ |
| A74 | HENRY JAMES INTERNATIONAL MANAGEMENT, INC. CRD 169293 | NY | $402.4M | 1 | E*Trade→ |
| A74 | PETERSON FINANCIAL SERVICES LLC CRD 106127 | CO | $124.0M | 1 | E*Trade→ |
| A74 | ROBERT PRISKE, LLC CRD 108072 | HI | $219.9M | 1 | E*Trade→ |
| A74 | STEVEN FELDSTEIN & ASSOCIATES CRD 109022 | — | $160.0M | 1 | E*Trade→ |
| A74 | GARLIKOV ADVISORS INC CRD 112352 | OH | $207.6M | 3 | E*Trade→ |
| A74 | HIGLEY, JAMES, W. CRD 118961 | — | $179.5M | 1 | E*Trade→ |
| A74 | BROADWATER CAPITAL MANAGEMENT LLC CRD 125509 | MA | $161.0M | 1 | E*Trade→ |
| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| A74 | DOUCET ASSET MANAGEMENT, LLC CRD 141546 | LA | $120.8M | 2 | E*Trade→ |
| A74 | TRIMARC WEALTH MANAGEMENT LLC CRD 163336 | — | $232.3M | 1 | E*Trade→ |
| A74 | RABE INVESTMENT CONSULTING GROUP CRD 316029 | OH | $129.9M | 2 | E*Trade→ |
| A74 | MON CAPITAL MANAGEMENT LLC CRD 333785 | NY | $95.0M | 1 | E*Trade→ |
| A74 | GARRETT NAGLE & CO., INC. CRD 7071 | MA | $98.4M | 2 | E*Trade→ |
| A74 | MAIDSTONE WEALTH MANAGEMENT, LLC CRD 291873 | NY | $27.4M | 1 | E*Trade→ |
| A73 | COKER & PALMER, INC. CRD 29163 | MS | $126.3M | 8 | E*Trade→ |
| A73 | TROTTA, JOHN (NMN) CRD 125537 | NY | $135.0M | 3 | E*Trade→ |
| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| A73 | TAGLICH BROTHERS, INC. CRD 29102 | NY | $37.7M | 1 | E*Trade→ |
| A72 | JRP CAPITAL CORP CRD 106285 | OH | $108.5M | — | E*Trade→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A72 | OLD ROCK ASSET MANAGEMENT LLC CRD 145748 | — | $191.6M | — | E*Trade→ |
| A71 | CAPITAL CONSULTING & ASSET MANAGEMENT, INC. CRD 41438 | NE | $218.7M | 3 | E*Trade→ |
| A71 | LEWIS FINANCIAL MANAGEMENT, LLC CRD 116344 | NC | $338.7M | 3 | E*Trade→ |
| A71 | FUTURA ASSET ADVISORS LLC CRD 136285 | FL | $114.8M | 1 | E*Trade→ |
| A71 | PACIFIC VALUE, LLC CRD 147086 | ID | $190.0M | 3 | E*Trade→ |
| A71 | INTERCAROLINA FINANCIAL SERVICES, INC. CRD 19475 | NC | $85.4M | 31 | E*Trade→ |
| A70 | Z3 CAPITAL PARTNERS, LLC CRD 336791 | VA | $466.8M | 3 | Raymond James→ |
| A70 | INTERVEST LTD CRD 104614 | MD | $247.0M | 2 | E*Trade→ |