| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| B64 | ASSET MANAGEMENT STRATEGIES, INC. CRD 135173 | IN | $220.2M | 8 | E*Trade→ |
| B64 | MCMAHAN CAPITAL MANAGEMENT LLC CRD 109140 | IN | $135.9M | 2 | E*Trade→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B63 | THOMAS STORY AND SON LLC CRD 148774 | IN | $328.2M | 2 | E*Trade→ |
| B60 | CRF FINANCIAL GROUP CRD 127388 | IN | $279.5M | 1 | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B56 | PRIMETRUST ADVISORS LLC CRD 141625 | SC | $421.6M | 2 | E*Trade→ |
| B55 | CORE WEALTH ADVISORS, LLC CRD 157436 | IN | $143.8M | 3 | E*Trade→ |
| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B52 | ATLAS CAPITAL MANAGEMENT CORP CRD 106107 | IN | $869.8M | 5 | E*Trade→ |
| B52 | QUANTUM FINANCIAL SERVICES INC. CRD 121631 | IN | $730.9M | 2 | E*Trade→ |
| B52 | SYCAMORE FINANCIAL GROUP, INC. CRD 14143 | IN | $787.4M | 6 | E*Trade→ |
| B52 | WABASH CAPITAL, INC. CRD 107932 | IN | $173.0M | 3 | E*Trade→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| C49 | GREENLEAF FINANCIAL GROUP, LLC CRD 137933 | IN | $175.2M | 2 | E*Trade→ |
| C46 | STREET CAPITAL PARTNERS, LLC CRD 309233 | IN | $238.9M | 4 | E*Trade→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C44 | 3FOURTEEN & SMI ADVISORY SERVICES, LLC CRD 331301 | IN | $723.0M | — | E*Trade→ |
| C44 | THE FINANCIAL RESOURCE CENTER, INC. CRD 316747 | IN | $642.5M | 4 | E*Trade→ |
| C43 | MERIDIAN INVESTMENT ADVISORS, INC. CRD 107593 | IN | $628.0M | 4 | E*Trade→ |
| C43 | PELOTON CAPITAL MANAGEMENT CRD 109775 | IN | $282.0M | 3 | E*Trade→ |
| C43 | TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC CRD 329218 | IN | $34.4M | 3 | E*Trade→ |
| C42 | SBAUER FUNDS, LLC CRD 144782 | IN | $61.3M | — | E*Trade→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C40 | GALECKI FINANCIAL MANAGEMENT INC CRD 107218 | IN | $929.5M | 6 | E*Trade→ |
| C40 | CAPITAL CITIES, LLC CRD 122916 | IN | $0 | 11 | E*Trade→ |
| C39 | GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC CRD 167429 | IN | $2.70B | 2 | E*Trade→ |
| C38 | KOON FINANCIAL PLANNING & CONSULTING, LLC CRD 126051 | IN | $146.9M | 2 | E*Trade→ |
| C38 | QBOX FIDUCIARY SOLUTIONS, LLC CRD 167622 | IN | $429.2M | 1 | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C37 | PROTEUS, LLC CRD 164085 | IN | $259.8M | 3 | E*Trade→ |
| C37 | 360 FINANCIAL PARTNERS, LLC CRD 169280 | SC | $206.5M | 3 | E*Trade→ |
| C36 | PERFORMA LIMITED (US), LLC CRD 154232 | SC | $4.49B | — | E*Trade→ |
| C35 | SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC CRD 288623 | IN | $6.18B | 26 | E*Trade→ |
| C35 | CXI ADVISORS, LLC CRD 301321 | IN | $0 | — | E*Trade→ |
| C35 | GOELZER INVESTMENT MANAGEMENT, INC. CRD 44402 | IN | $4.51B | 23 | E*Trade→ |
| C34 | US AGRICULTURE, LLC CRD 282576 | IN | $759.1M | — | E*Trade→ |
| C34 | LJI WEALTH MANAGEMENT, LLC CRD 145399 | IN | $1.37B | 13 | E*Trade→ |
| C34 | THURSTON SPRINGER ADVISORS, LLC CRD 299201 | IN | $3.68B | 50 | E*Trade→ |
| C33 | VOLOFIN CAPITAL MANAGEMENT (US) LLC CRD 309922 | SC | $1.01B | — | E*Trade→ |
| C33 | GOEPPER BURKHARDT LLC CRD 127896 | SC | $380.3M | 3 | E*Trade→ |
| C33 | GIMBAL FINANCIAL, LLC CRD 159003 | IN | $290.0M | 6 | E*Trade→ |
| C32 | TRUEDGE ASSET MANAGEMENT LLC CRD 323442 | IN | $0 | 3 | E*Trade→ |
| C29 | ONEAMERICA ASSET MANAGEMENT, LLC CRD 165929 | IN | $24.42B | — | E*Trade→ |
