| B64 | ASSET MANAGEMENT STRATEGIES, INC. CRD 135173 | IN | $220.2M | 8 | E*Trade→ |
| B64 | MCMAHAN CAPITAL MANAGEMENT LLC CRD 109140 | IN | $135.9M | 2 | E*Trade→ |
| B63 | SUNDVOLD CAPITAL MANAGEMENT LLC CRD 108176 | MO | $232.9M | 6 | E*Trade→ |
| B63 | THOMAS STORY AND SON LLC CRD 148774 | IN | $328.2M | 2 | E*Trade→ |
| B62 | INVESTMENT OFFICE RESOURCES, LLC CRD 311647 | MO | $126.5M | 1 | E*Trade→ |
| B61 | WELLSPRING ADVISORS, INC. CRD 147861 | OR | $152.2M | 2 | E*Trade→ |
| B60 | CRF FINANCIAL GROUP CRD 127388 | IN | $279.5M | 1 | E*Trade→ |
| B59 | STERLING INVESTMENT ADVISORS,LLC CRD 117287 | MO | $229.3M | 3 | E*Trade→ |
| B57 | MONETARY MANAGEMENT GROUP INC CRD 110284 | MO | $492.3M | 5 | E*Trade→ |
| B56 | ORION INVESTMENT CO CRD 110867 | MO | $443.5M | 4 | E*Trade→ |
| B55 | ENCOMPASS WEALTH ADVISORS, LLC CRD 170807 | OR | $472.8M | 4 | E*Trade→ |
| B55 | SARVER VROOMAN WEALTH ADVISORS LLC CRD 332699 | MO | $452.2M | 4 | E*Trade→ |
| B55 | CORE WEALTH ADVISORS, LLC CRD 157436 | IN | $143.8M | 3 | E*Trade→ |
| B54 | WILSQUARE CAPITAL LLC CRD 296504 | MO | $171.2M | — | E*Trade→ |
| B53 | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. CRD 131804 | MO | $415.9M | 6 | E*Trade→ |
| B53 | ESSEX RIDGE CAPITAL GROUP, LLC CRD 145795 | MO | $146.3M | — | E*Trade→ |
| B52 | HURLEY FINANCIAL GROUP, INC. CRD 108983 | OR | $406.5M | 15 | E*Trade→ |
| B52 | ATLAS CAPITAL MANAGEMENT CORP CRD 106107 | IN | $869.8M | 5 | E*Trade→ |
| B52 | QUANTUM FINANCIAL SERVICES INC. CRD 121631 | IN | $730.9M | 2 | E*Trade→ |
| B52 | SYCAMORE FINANCIAL GROUP, INC. CRD 14143 | IN | $787.4M | 6 | E*Trade→ |
| B52 | WABASH CAPITAL, INC. CRD 107932 | IN | $173.0M | 3 | E*Trade→ |
| B51 | ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC CRD 106999 | MO | $234.0M | 3 | E*Trade→ |
| B51 | SFC FINANCIAL LLC CRD 129817 | MO | $208.3M | 4 | E*Trade→ |
| B50 | THE CENTRAL TRUST BANK CRD 149262 | MO | $554.1M | 2 | E*Trade→ |
| C50 | EKON ADVISORS, LLC CRD 281039 | MO | $219.8M | 3 | E*Trade→ |
| C50 | TERRIL BROTHERS INC CRD 110422 | MO | $987.8M | 5 | E*Trade→ |
| C50 | BAUM CAPITAL PARTNERS MANAGEMENT, LLC CRD 288225 | MO | $247.0M | — | E*Trade→ |
| C49 | GREENLEAF FINANCIAL GROUP, LLC CRD 137933 | IN | $175.2M | 2 | E*Trade→ |
| C49 | QUEST INVESTMENT MANAGEMENT, LLC CRD 110640 | OR | $1.71B | 6 | E*Trade→ |
| C47 | ALLOCATOR SOLUTIONS, LLC CRD 337300 | MO | $513.5M | 1 | E*Trade→ |
| C47 | SORTIS FUND MANAGER, LLC CRD 315584 | OR | $202.0M | — | E*Trade→ |
| C46 | STREET CAPITAL PARTNERS, LLC CRD 309233 | IN | $238.9M | 4 | E*Trade→ |
| C46 | CRAFT & SAGE WEALTH, LLC CRD 323565 | MO | $306.8M | 8 | E*Trade→ |
| C46 | GREEN CITIES INVESTMENT MANAGEMENT, LLC CRD 166263 | OR | $875.0M | — | E*Trade→ |
| C46 | CAPITAL INVESTMENT MANAGEMENT, INC CRD 113917 | MO | $558.9M | 5 | E*Trade→ |
| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C45 | CQL CAPITAL MANAGEMENT CRD 319557 | MO | $27.4M | — | E*Trade→ |
| C45 | MARKETRIDERS, INC. CRD 147963 | MO | $363.0M | 3 | E*Trade→ |
| C45 | M FINANCIAL INVESTMENT ADVISERS INC CRD 106648 | OR | $1.01B | — | E*Trade→ |
| C44 | 3FOURTEEN & SMI ADVISORY SERVICES, LLC CRD 331301 | IN | $723.0M | — | E*Trade→ |
| C44 | THE FINANCIAL RESOURCE CENTER, INC. CRD 316747 | IN | $642.5M | 4 | E*Trade→ |
| C44 | BROADVIEW MANAGEMENT, LLC CRD 334073 | MO | $302.8M | — | E*Trade→ |
| C43 | MERIDIAN INVESTMENT ADVISORS, INC. CRD 107593 | IN | $628.0M | 4 | E*Trade→ |
| C43 | PELOTON CAPITAL MANAGEMENT CRD 109775 | IN | $282.0M | 3 | E*Trade→ |
| C43 | TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC CRD 329218 | IN | $34.4M | 3 | E*Trade→ |
| C42 | SBAUER FUNDS, LLC CRD 144782 | IN | $61.3M | — | E*Trade→ |
| C42 | AGELLUS CAPITAL, LLC CRD 330152 | MO | $507.8M | — | E*Trade→ |
| C42 | ACM MANAGEMENT COMPANY, LLC CRD 283037 | OR | $650.1M | — | E*Trade→ |
| C41 | MOELIS ASSET CATALYST PARTNERS LLC CRD 327289 | MO | $288.2M | — | E*Trade→ |
| C41 | ST. LOUIS FINANCIAL PLANNERS INC. CRD 105511 | MO | $5.7M | 3 | E*Trade→ |