| A83 | HINSDALE ASSOCIATES, INC. CRD 108293 | IL | $120.1M | — | E*Trade→ |
| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A69 | BRUCE & CO INC CRD 104735 | IL | $379.5M | 1 | E*Trade→ |
| A67 | TRUEMAN BROWN, LLC CRD 141602 | IL | $196.1M | 1 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| A66 | SLAYTON LEWIS INC CRD 114596 | UT | $334.4M | 2 | E*Trade→ |
| A66 | UNCOMMON EQUITY LLC CRD 314936 | IL | $198.8M | — | E*Trade→ |
| B65 | SCG ASSET MANAGEMENT LLC CRD 311843 | IL | $158.7M | — | E*Trade→ |
| B65 | REGAL ADVISORY SERVICES, INC. CRD 123842 | IL | $121.4M | 24 | E*Trade→ |
| B64 | CAPITAL RESOURCE MANAGEMENT INC CRD 106768 | IL | $593.2M | 1 | E*Trade→ |
| B64 | INTERACTIVE FINANCIAL ADVISORS, INC. CRD 125117 | IL | $240.4M | 32 | E*Trade→ |
| B64 | WOODFIELD FINANCIAL ADVISORS, INC. CRD 123279 | IL | $230.1M | 3 | E*Trade→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B63 | TILDEN LOUCKS & WOODNORTH LLC CRD 106713 | IL | $173.3M | 2 | E*Trade→ |
| B62 | SMEDLEY FINANCIAL SERVICES INC CRD 110870 | UT | $341.8M | 6 | E*Trade→ |
| B61 | MONETTA FINANCIAL SERVICES INC CRD 105367 | IL | $144.8M | — | E*Trade→ |
| B60 | MITCHELL VAUGHT & TAYLOR INC CRD 106160 | IL | $42.4M | — | E*Trade→ |
| B60 | KINZIE CAPITAL PARTNERS LP CRD 305445 | IL | $193.0M | — | E*Trade→ |
| B60 | REEF INVESTMENT MANAGEMENT LLC CRD 309186 | UT | $234.3M | 1 | E*Trade→ |
| B60 | VALEO VENTURES MANAGEMENT, LLC CRD 334181 | IL | $119.3M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B59 | PRAIRIE RIVERS INVESTMENTS, LLC CRD 288153 | IL | $249.3M | 3 | E*Trade→ |
| B59 | DIBENEDETTO & ASSOCIATES LTD CRD 108092 | IL | $333.1M | 3 | E*Trade→ |
| B59 | NEW ENGLAND RESEARCH & MANAGEMENT, INC. CRD 110739 | IL | $285.2M | 3 | E*Trade→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B58 | UNITED VALUE CAPITAL, LLC CRD 300533 | UT | $122.0M | — | E*Trade→ |
| B57 | OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC CRD 165355 | UT | $128.2M | 3 | E*Trade→ |
| B56 | VIA IV INVESTMENTS, LLC CRD 121992 | IL | $221.8M | 4 | E*Trade→ |
| B56 | GLL INVESTORS, LLC CRD 161830 | IL | $184.1M | — | E*Trade→ |
| B56 | MONERE WEALTH MANAGEMENT, INC. CRD 173076 | IL | $312.0M | 9 | E*Trade→ |
| B56 | PRIMETRUST ADVISORS LLC CRD 141625 | SC | $421.6M | 2 | E*Trade→ |
| B56 | VERMILLION FINANCIAL ADVISORS, INC. CRD 119239 | IL | $386.7M | 6 | E*Trade→ |
| B55 | BENTLEY FINANCIAL GROUP, INC. CRD 172474 | IL | $392.8M | 5 | E*Trade→ |
| B55 | PLUSCIOS MANAGEMENT LLC CRD 146761 | IL | $258.1M | — | E*Trade→ |
| B55 | CHEROKEE & WALKER MANAGEMENT, LLC CRD 160962 | UT | $100.8M | 4 | E*Trade→ |
| B55 | IMPACT ENGINE MANAGEMENT, PBC CRD 304022 | IL | $244.5M | — | E*Trade→ |
| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B54 | INSIGHT SECURITIES, INC. CRD 5611 | IL | $94.2M | 48 | E*Trade→ |
| B53 | MACK INVESTMENT SECURITIES, INC. CRD 17643 | IL | $302.6M | 12 | E*Trade→ |
| B53 | CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. CRD 157296 | IL | $203.9M | — | E*Trade→ |
| B53 | MADDEN FUNDS MANAGEMENT LTD. CRD 110309 | IL | $217.9M | 3 | E*Trade→ |
| B52 | BCM CAPITAL MANAGEMENT LLC CRD 337570 | IL | $126.3M | 2 | E*Trade→ |
| B51 | THISTLE CREEK CAPITAL, LLC CRD 331449 | UT | $161.0M | — | E*Trade→ |
| B51 | NINE TEN CAPITAL MANAGEMENT, LLC CRD 171420 | IL | $480.6M | 2 | E*Trade→ |
| B50 | PATH DIGITAL ADVISORS, LLC CRD 312983 | IL | $150K | — | E*Trade→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| B50 | BLUE DIAMOND CAPITAL INVESTMENT ADVISORS, LLC CRD 333059 | UT | $301.4M | 2 | E*Trade→ |
| C50 | GREENROCK RESEARCH, INC. CRD 131825 | IL | $863.9M | 4 | E*Trade→ |
| C49 | OUTLOOK CAPITAL MANAGEMENT, LLC CRD 132339 | IL | $147.4M | 1 | E*Trade→ |
