| A76 | BATES FINANCIAL ADVISORS, INC. CRD 116515 | IL | $439.2M | 3 | Fidelity→ |
| B61 | MAIN STREET INVESTMENT ADVISORS, LLC CRD 146036 | IL | $250.3M | 3 | Fidelity→ |
| B59 | SURIENCE PRIVATE WEALTH LLC CRD 313055 | WA | $124.0M | 2 | Wells Fargo→ |
| B55 | ZIMMERMAN WEALTH MANAGEMENT, LLC CRD 127526 | IL | $472.4M | 7 | Fidelity→ |
| B54 | ARCHON CAPITAL MANAGEMENT LLC CRD 130499 | WA | $214.6M | 3 | Fidelity→ |
| B54 | NORTH SHORE INVESTMENT CONSULTING LLC CRD 131763 | IL | $170.5M | 1 | Fidelity→ |
| B53 | LIBERTY ASSET MANAGEMENT, INC. CRD 135791 | IL | $172.7M | 3 | Fidelity→ |
| B51 | SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC CRD 159255 | IL | $705.7M | 6 | Fidelity→ |
| C50 | RICHARDS, MERRILL & PETERSON, INC. CRD 713 | WA | $643.6M | 12 | Wells Fargo→ |
| C48 | ARK ADVISORS LLC CRD 167456 | IL | $195.6M | 2 | Wells Fargo→ |
| C46 | BAKER ELLIS ASSET MANAGEMENT LLC CRD 121802 | WA | $1.05B | 4 | Fidelity→ |
| C45 | TRIGRAN INVESTMENTS, INC. CRD 155200 | IL | $533.2M | — | Wells Fargo→ |
| C44 | COLUMBIA PACIFIC ADVISORS, LLC CRD 142725 | WA | $1.47B | — | Fidelity→ |
| C44 | WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC CRD 299595 | IL | $732.2M | 5 | Fidelity→ |
| C44 | SAGE ADVISORS, LLC CRD 301328 | WA | $575.1M | 4 | Fidelity→ |
| C44 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC CRD 285034 | IL | $771.8M | 1 | Fidelity→ |
| C44 | PARKVIEW ASSET MANAGEMENT, INC. CRD 307977 | IL | $206.1M | 2 | Fidelity→ |
| C43 | STERLING FUND MANAGEMENT, LLC CRD 160338 | IL | $461.6M | — | U.S. Bank→ |
| C42 | AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC CRD 147376 | IL | $195.4M | 4 | Fidelity→ |
| C42 | BASECAMP WEALTH ADVISORS, LLC CRD 334018 | WA | $1.08B | 4 | Fidelity→ |
| C42 | BARD ASSOCIATES INC CRD 104984 | IL | $416.2M | 2 | Fidelity→ |
| C41 | RAINIER FAMILY WEALTH, INC. CRD 332062 | WA | $331.5M | 3 | Fidelity→ |
| C41 | THE INVICTUS COLLECTIVE, LLC CRD 310744 | IL | $476.0M | 3 | Fidelity→ |
| C39 | AVOCET CAPITAL MANAGEMENT LLC CRD 156261 | IL | $157.8M | 2 | Fidelity→ |
| C39 | PROMANAGE, LLC CRD 133357 | IL | $4.06B | 5 | Fidelity→ |
| C39 | ROMANO BROTHERS AND COMPANY CRD 3215 | IL | $1.54B | 13 | Wells Fargo→ |
| C37 | ENVESTNET PORTFOLIO SOLUTIONS, INC. CRD 109662 | IL | $17.35B | 4 | U.S. Bank→ |
| C37 | HUIZENGA CAPITAL MANAGEMENT, LLC CRD 156524 | IL | $996.7M | — | Fidelity→ |
| C37 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. CRD 109701 | IL | $5.74B | 50 | Fidelity→ |
| C37 | BMO ASSET MANAGEMENT CORP. CRD 106466 | IL | $6.18B | 1 | U.S. Bank→ |
| C37 | MIDLAND WEALTH ADVISORS, LLC CRD 324997 | IL | $3.16B | 20 | Fidelity→ |
| C36 | OFS CLO MANAGEMENT, LLC CRD 288373 | IL | $743.9M | — | U.S. Bank→ |
| C36 | THE RETIREMENT SOLUTION LLC CRD 148106 | WA | $699.4M | 17 | Fidelity→ |
| C35 | BARRETT UPTON CAPITAL PARTNERS LLC CRD 326104 | IL | $182.3M | — | Fidelity→ |
| C35 | WALTON STREET CAPITAL, L.L.C. CRD 147210 | IL | $9.76B | — | U.S. Bank→ |
| C33 | SG CAPITAL MANAGEMENT LLC CRD 134471 | IL | $1.38B | 1 | Wells Fargo→ |
| C33 | BRIGHTON JONES LLC CRD 108601 | WA | $18.88B | 50 | Fidelity→ |
| C33 | NXT CAPITAL INVESTMENT ADVISERS, LLC CRD 160569 | IL | $6.48B | 4 | U.S. Bank→ |
| C32 | ALTERNATIVE INVESTMENT RESOURCE, LLC CRD 288165 | IL | $754.2M | — | Wells Fargo→ |
| C32 | MWS CAPITAL CONSULTANTS LLC CRD 125061 | IL | $193.7M | 3 | Fidelity→ |
| C31 | PARKSIDE INVESTMENTS, LLC CRD 286178 | IL | $1.44B | 5 | Fidelity→ |
| C31 | ORIGAMI CAPITAL PARTNERS, LLC CRD 160054 | IL | $1.48B | 1 | U.S. Bank→ |
| C31 | AGR PARTNERS LLC CRD 283081 | IL | $1.17B | — | U.S. Bank→ |
| C30 | NUVEEN ASSET MANAGEMENT, LLC CRD 155584 | IL | $280.48B | 50 | U.S. Bank→ |
| C30 | COHEN CAPITAL ADVISORS, LLC CRD 339112 | IL | $0 | 7 | Fidelity→ |
| C30 | FSR WEALTH MANAGEMENT, LTD. CRD 166746 | IL | $312.7M | 11 | Fidelity→ |
| C29 | PARKER FINANCIAL LLC CRD 144293 | WA | $272.0M | 4 | Fidelity→ |
| C28 | OCM PRIVATE WEALTH, LLC CRD 332302 | IL | $338.1M | 7 | Fidelity→ |
| C28 | PPM LOAN MANAGEMENT COMPANY 2, LLC CRD 297186 | IL | $2.72B | — | U.S. Bank→ |
| C27 | CHICAGO PARTNERS INVESTMENT GROUP LLC CRD 147662 | IL | $7.47B | 50 | Fidelity→ |