| A65 | NEW ENGLAND SCHOONER, INC. CRD 129552 | MA | $165.2M | 4 | Pershing→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B62 | IBS CAPITAL LLC CRD 160585 | MA | $123.0M | — | Pershing→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C42 | PORTOLAN CAPITAL MANAGEMENT, LLC CRD 157542 | MA | $2.02B | — | BNY Mellon→ |
| C41 | BEATON MANAGEMENT CO INC CRD 104728 | MA | $445.7M | — | Pershing→ |
| C39 | 71 WEST CAPITAL PARTNERS, LLC CRD 338756 | MA | $5.51B | 6 | Pershing→ |
| C38 | KANAME CAPITAL, L.P. CRD 300565 | MA | $319.7M | — | Pershing→ |
| C37 | PANAGORA ASSET MANAGEMENT INC CRD 105201 | MA | $44.13B | — | BNY Mellon→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C33 | CASSIA CAPITAL PARTNERS LLC CRD 159911 | NC | $251.2M | 4 | Pershing→ |
| C31 | ETON ADVISORS GROUP, LLC CRD 289395 | NC | $1.89B | 6 | BNY Mellon→ |
| C31 | FIRST CITIZENS INVESTOR SERVICES, INC. CRD 44430 | NC | $2.63B | 50 | Pershing→ |
| C30 | MOODY ALDRICH PARTNERS, LLC CRD 106920 | MA | $864.3M | 2 | Pershing→ |
| C29 | POLEN CAPITAL CREDIT, LLC CRD 108468 | MA | $6.13B | 32 | BNY Mellon→ |
| C29 | NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC CRD 312937 | MA | $59.16B | — | BNY Mellon→ |
| C27 | HORIZON INVESTMENTS LLC CRD 109552 | NC | $8.47B | 27 | Pershing→ |
| C27 | POLEN CAPITAL CLO MANAGEMENT, LLC CRD 330470 | MA | $808.4M | — | BNY Mellon→ |
| C27 | WINDROSE ADVISORS LLC CRD 152145 | MA | $2.67B | 7 | BNY Mellon→ |
| C26 | ACADIAN ASSET MANAGEMENT LLC CRD 106609 | MA | $177.46B | — | BNY Mellon→ |
| C26 | GREAT HILL PARTNERS, LP CRD 158158 | MA | $18.99B | — | BNY Mellon→ |
| C26 | MERGANSER CAPITAL MANAGEMENT, LLC CRD 169258 | MA | $17.66B | — | BNY Mellon→ |
| C25 | BNY MELLON ETF INVESTMENT ADVISER, LLC CRD 306148 | MA | $11.10B | — | BNY Mellon→ |
| C25 | MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC CRD 145508 | MA | $48.31B | — | BNY Mellon→ |
| C24 | JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC CRD 174433 | MA | $2.20B | 50 | Pershing→ |
| C22 | BAIN CAPITAL CREDIT, LP CRD 134852 | MA | $76.30B | — | BNY Mellon→ |
| C22 | BAIN CAPITAL PRIVATE EQUITY, LP CRD 145653 | MA | $96.43B | — | BNY Mellon→ |
| C22 | BAIN CAPITAL INSURANCE SOLUTIONS, LP CRD 305575 | MA | $5.39B | — | BNY Mellon→ |
| C20 | BOLTON SECURITIES CORP CRD 129376 | MA | $8.28B | 50 | Pershing→ |
| C20 | BOSTON COMMON ASSET MANAGEMENT, LLC CRD 123558 | MA | $4.17B | 2 | BNY Mellon→ |
| C20 | CRAWFORD FUND MANAGEMENT, LLC CRD 158659 | MA | $356.1M | 3 | Pershing→ |
| C20 | INCOME RESEARCH + MANAGEMENT CRD 104863 | MA | $130.65B | — | BNY Mellon→ |
| C17 | FINANCIAL SYMMETRY INCORPORATED CRD 118443 | NC | $1.54B | 15 | Pershing→ |
