| A82 | MOLLOT & HARDY, INC. CRD 128377 | NY | $80.6M | 2 | Pershing→ |
| A81 | WELLS GLOBAL INVESTMENT ADVISERS LLC CRD 150139 | FL | $101.3M | 2 | Pershing→ |
| A80 | TRIDENT ADVISORS INC CRD 108920 | PA | $116.9M | 1 | Wells Fargo→ |
| A79 | POTOMAC INVESTMENT COMPANY CRD 14553 | — | $107.0M | 1 | Pershing→ |
| A79 | SANCTUARY WEALTH ADVISORS LLC CRD 285428 | CO | $191.5M | 2 | Pershing→ |
| A75 | MERRITHEW & THORSTEN, INC. CRD 133563 | CA | $155.0M | 2 | Pershing→ |
| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A75 | PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.) CRD 109965 | LA | $156.4M | 2 | Pershing→ |
| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| A72 | TIMECAPITAL INVESTOR ADVISORY SERVICES INC CRD 105672 | NY | $232.1M | 4 | Pershing→ |
| A72 | GARDEN STATE RETIREMENT SPECIALISTS, LLC CRD 128414 | NJ | $109.3M | 2 | Pershing→ |
| A72 | MCCORMACK FINANCIAL PLANNING INC. CRD 136857 | GA | $115.7M | 3 | Pershing→ |
| A71 | MUNICIPAL ASSET MANAGEMENT INC CRD 108320 | NY | $112.8M | 3 | Wells Fargo→ |
| A71 | LIEBLONG & ASSOCIATES, INC. CRD 42578 | AR | $197.9M | 4 | Wells Fargo→ |
| A70 | LAKESIDE ADVISORS INC CRD 104540 | WA | $412.2M | 3 | Pershing→ |
| A70 | EQUITAS CAPITAL ADVISORS,LLC CRD 124471 | LA | $214.2M | 2 | Pershing→ |
| A70 | O'CONNOR WEALTH MANAGEMENT, INC. CRD 152316 | CA | $179.1M | 2 | Wells Fargo→ |
| A70 | BORER DENTON & ASSOCIATES, INC. CRD 135729 | PA | $403.0M | 2 | Pershing→ |
| A69 | RDM CAPITAL ASSOCIATES INC CRD 106941 | NJ | $164.5M | 3 | Pershing→ |
| A68 | INGRAM ADVISORY SERVICES, LLC CRD 123508 | FL | $109.3M | 2 | Pershing→ |
| A68 | EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC CRD 140929 | CA | $169.8M | 2 | Pershing→ |
| A68 | PCG ASSET MANAGEMENT, LLC CRD 148208 | NJ | $143.1M | 4 | Pershing→ |
| A68 | LOYOLA ASSET MANAGEMENT LLC CRD 153255 | FL | $239.9M | 3 | Pershing→ |
| A68 | UNIMAR FINANCIAL SERVICES, LLC CRD 159674 | FL | $230.8M | 3 | Pershing→ |
| A66 | THE PUTNEY FINANCIAL GROUP LLC CRD 111639 | CA | $205.4M | 6 | Pershing→ |
| A66 | STEGINSKY CAPITAL LLC CRD 109617 | — | $599.0M | 1 | Pershing→ |
| A66 | SILVER CAPITAL MANAGEMENT, LLC CRD 111888 | — | $50.1M | — | Pershing→ |
| A66 | PENBROOK MANAGEMENT LLC CRD 127269 | NY | $175.4M | 4 | Pershing→ |
| A66 | HENLEY & COMPANY WEALTH MANAGEMENT LLC CRD 144884 | NY | $93.9M | 5 | Pershing→ |
| A66 | 1ST DISCOUNT BROKERAGE, INC. CRD 39164 | FL | $131.4M | 14 | Pershing→ |
| A65 | JAMES SCOTT S CO CRD 105861 | VA | $139.4M | 3 | Pershing→ |
| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| A65 | BLUE GRANITE CAPITAL, LLC CRD 125607 | SC | $108.8M | 3 | Pershing→ |
| A65 | AJF CAPITAL MANAGEMENT, INC. CRD 126414 | NY | $178.5M | 4 | Pershing→ |
| A65 | WEALTHPRO, LLC CRD 127907 | — | $52.4M | 2 | Pershing→ |
| A65 | NEW ENGLAND SCHOONER, INC. CRD 129552 | MA | $165.2M | 4 | Pershing→ |
| A65 | THE WEALTH COACH, LLC CRD 144588 | TX | $219.6M | 3 | Pershing→ |
| B65 | TICINO WEALTH LLC CRD 335808 | CA | $400.2M | 3 | Wells Fargo→ |
| B65 | WYNNEFIELD CAPITAL, INC. CRD 157604 | NY | $184.5M | — | Pershing→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B64 | ASSET PLANNING CORPORATION CRD 126242 | FL | $104.4M | 2 | Pershing→ |
| B64 | STEINBERG ASSET MANAGEMENT, LLC CRD 118968 | NY | $172.2M | — | Pershing→ |
| B64 | HANOVER ADVISORS, INC CRD 119655 | SC | $354.9M | 3 | Pershing→ |
| B64 | WIN ADVISORS, INC CRD 300351 | FL | $266.8M | 4 | Pershing→ |
| B64 | PHILLIP B. WHITE CO., INC. CRD 300623 | CA | $318.7M | 2 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B63 | CRUISER CAPITAL ADVISORS, LLC CRD 168739 | CT | $104.4M | — | Pershing→ |
| B63 | ACCELERATED WEALTH ADVISORS LLC CRD 170022 | CO | $180.5M | 1 | Pershing→ |
| B62 | IBS CAPITAL LLC CRD 160585 | MA | $123.0M | — | Pershing→ |
| B62 | SAGE HILL ADVISORY AND MANAGEMENT LLC CRD 149365 | NY | $73.3M | — | Pershing→ |
