| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| A70 | ALLIED PORTFOLIO MANAGEMENT, INC. CRD 113809 | AZ | $240.2M | 1 | E*Trade→ |
| B64 | SARATOGA CAPITAL MANAGEMENT, LLC CRD 112021 | AZ | $138.8M | 1 | E*Trade→ |
| B64 | SANDER CAPITAL ADVISORS, INC. CRD 112499 | WA | $210.0M | 2 | E*Trade→ |
| B64 | VORPAHL WING SECURITIES, INC. CRD 47548 | WA | $124.4M | 4 | E*Trade→ |
| B63 | BASELINE PARTNERS LLC CRD 301762 | AZ | $75.3M | — | E*Trade→ |
| B61 | CONTINENTAL INVESTORS SERVICES, INC. CRD 29775 | WA | $196.8M | 19 | E*Trade→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B59 | STERLING CAPITAL MANAGEMENT INC CRD 106822 | WI | $296.9M | 2 | E*Trade→ |
| B59 | JOHN F SUBY WEALTH MANAGEMENT LLC CRD 150824 | WI | $464.9M | 3 | E*Trade→ |
| B58 | KUNATH KARREN RINNE & ATKIN LLC CRD 104531 | WA | $373.0M | 3 | E*Trade→ |
| B57 | RESQ INVESTMENT PARTNERS, LLC CRD 169528 | AZ | $65.8M | — | E*Trade→ |
| B57 | SIMCOE CAPITAL, LLC CRD 121505 | WA | $109.4M | 3 | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B57 | PRAVATI CAPITAL LLC CRD 300435 | AZ | $173.7M | — | E*Trade→ |
| B57 | GENEVA PARTNERS, LLC CRD 130768 | WI | $423.6M | 9 | E*Trade→ |
| B57 | UNIPLAN INVESTMENT COUNSEL, INC. CRD 154718 | WI | $1.04B | 3 | E*Trade→ |
| B56 | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC CRD 332731 | WI | $168.2M | 3 | E*Trade→ |
| B55 | H. C. DENISON CO. CRD 1628 | WI | $310.0M | 4 | E*Trade→ |
| B55 | MOUNTAIN PACIFIC ADVISORS, LLC CRD 151666 | WA | $484.3M | — | E*Trade→ |
| B54 | ALPHA INVESTMENT CONSULTING GROUP, LLC CRD 139721 | WI | $713.6M | 3 | E*Trade→ |
| B53 | PROSPER PRIVATE WEALTH, LLC CRD 333708 | AZ | $150.8M | 2 | E*Trade→ |
| B53 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC CRD 292786 | WI | $81.7M | — | E*Trade→ |
| B53 | GREENBERG FINANCIAL GROUP CRD 38747 | AZ | $406.9M | 6 | E*Trade→ |
| B53 | SUNRISE FINANCIAL SERVICES LLC CRD 325955 | WA | $151.2M | 3 | E*Trade→ |
| B52 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC CRD 326646 | WI | $83.7M | — | E*Trade→ |
| B52 | COLE WEALTH MANAGEMENT, LLC CRD 134509 | AZ | $181.1M | 4 | E*Trade→ |
| B52 | MONSON WEALTH MANAGEMENT, INC. CRD 169857 | WA | $149.5M | 1 | E*Trade→ |
| B52 | STABLEFORD CAPITAL LLC CRD 173383 | AZ | $305.3M | 4 | E*Trade→ |
| B51 | HARMONY ASSET MANAGEMENT LLC CRD 116069 | AZ | $462.5M | 7 | E*Trade→ |
| B50 | RAINIER INVESTMENT MANAGEMENT LLC CRD 105556 | WA | $581.1M | — | E*Trade→ |
| C50 | HOT CREEK CAPITAL, L.L.C. CRD 162371 | WA | $135.7M | 1 | E*Trade→ |
| C49 | XCELLERANT VENTURES, LLC CRD 319671 | AZ | $26.0M | — | E*Trade→ |
| C48 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC CRD 168956 | WI | $252.1M | — | E*Trade→ |
| C47 | NORTHWEST ADMINISTRATORS INC CRD 106544 | WA | $114.8M | 4 | E*Trade→ |
| C47 | ACCORDANT INVESTMENTS LLC CRD 325678 | AZ | $186.4M | 3 | E*Trade→ |
| C46 | WISCONSIN WEALTH ADVISORS, LLC CRD 145946 | WI | $157.6M | 3 | E*Trade→ |
| C46 | EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC CRD 159018 | WA | $131.6M | 1 | E*Trade→ |
| C45 | HIGHBURY PACIFIC CAPITAL CORP. CRD 157778 | WA | $333.3M | — | E*Trade→ |
| C45 | RAINIER CAPITAL PARTNERS LP CRD 315967 | WA | $379.5M | — | E*Trade→ |
| C45 | AVATAR CAPITAL MANAGEMENT LLC CRD 330793 | WA | $279.6M | — | E*Trade→ |
| C45 | MLG FUND MANAGER LLC CRD 335692 | WI | $143.6M | — | E*Trade→ |
| C44 | ALLEN CAPITAL MANAGEMENT, LLC CRD 135147 | WA | $200.0M | 2 | E*Trade→ |
| C44 | ANTHONY CAPITAL MANAGEMENT, LLC CRD 312256 | WI | $37.9M | — | E*Trade→ |
| C44 | FIRST WASHINGTON CORPORATION CRD 6681 | WA | $501.2M | 3 | E*Trade→ |
| C43 | CAPITAL WEST PARTNERS, LLC CRD 130762 | AZ | $300.0M | 2 | E*Trade→ |
| C43 | LGM CAPITAL MANAGEMENT LLC CRD 283872 | AZ | $14.9M | — | E*Trade→ |
| C43 | KOM WEALTH MANAGEMENT GROUP, LLC CRD 142682 | WI | $407.8M | 6 | E*Trade→ |
| C42 | TAIYO PACIFIC PARTNERS L.P. CRD 160930 | WA | $395.3M | — | E*Trade→ |
