| B63 | CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC CRD 123483 | IL | $135.2M | 19 | Charles Schwab→ |
| B63 | CRUISER CAPITAL ADVISORS, LLC CRD 168739 | CT | $104.4M | — | Pershing→ |
| B63 | HARTFORD FINANCIAL MANAGEMENT INC CRD 105039 | CT | $699.6M | 7 | Charles Schwab→ |
| B62 | BLUE HAVEN CAPITAL, LLC CRD 141738 | IL | $121.5M | 2 | —→ |
| B62 | LONGWALL INVESTMENT PARTNERS, LLC CRD 324336 | CT | $428.2M | 3 | E*Trade→ |
| B62 | VISION INVESTMENT ADVISORS, LLC CRD 109621 | CT | $137.4M | 9 | Charles Schwab→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B61 | DWM FINANCIAL GROUP, INC. CRD 111594 | IL | $279.2M | 3 | Charles Schwab→ |
| B61 | BOON CAPITAL ADVISORS LLC CRD 174016 | IL | $185.0M | 1 | Charles Schwab→ |
| B61 | HARBOUR FINANCIAL RESOURCES, LTD CRD 110261 | IL | $189.8M | 2 | Charles Schwab→ |
| B61 | WOLF FINANCIAL ADVISORS LLC CRD 146080 | IL | $124.9M | 1 | Charles Schwab→ |
| B61 | BURNE FINANCIAL CONCEPTS, LLC CRD 293013 | CT | $113.7M | 1 | Charles Schwab→ |
| B61 | MONETTA FINANCIAL SERVICES INC CRD 105367 | IL | $144.8M | — | E*Trade→ |
| B61 | JP WEALTH MANAGEMENT, INC. CRD 129475 | SC | $274.0M | 2 | Charles Schwab→ |
| B61 | MAIN STREET INVESTMENT ADVISORS, LLC CRD 146036 | IL | $250.3M | 3 | Fidelity→ |
| B60 | ACCESS FINANCIAL GROUP, INC. CRD 33065 | IL | $302.3M | 5 | Raymond James→ |
| B60 | MITCHELL VAUGHT & TAYLOR INC CRD 106160 | IL | $42.4M | — | E*Trade→ |
| B60 | ACA II ADVISORS, LLC CRD 156128 | CT | $206.9M | — | JPMorgan→ |
| B60 | PRENTICE CAPITAL MANAGEMENT, LP CRD 161178 | CT | $228.4M | — | Goldman Sachs→ |
| B60 | CHICAGO CAPITAL MANAGEMENT, LLC CRD 175453 | IL | $202.8M | — | Goldman Sachs→ |
| B60 | NEW CHINA CAPITAL MANAGEMENT CORP. CRD 295905 | CT | $233.7M | — | E*Trade→ |
| B60 | KINZIE CAPITAL PARTNERS LP CRD 305445 | IL | $193.0M | — | E*Trade→ |
| B60 | VALEO VENTURES MANAGEMENT, LLC CRD 334181 | IL | $119.3M | — | E*Trade→ |
| B60 | CHARTER RESEARCH & INVESTMENT GROUP INC CRD 106452 | CT | $275.1M | 4 | Charles Schwab→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B59 | PRAIRIE RIVERS INVESTMENTS, LLC CRD 288153 | IL | $249.3M | 3 | E*Trade→ |
| B59 | ABUNDANT WEALTH MANAGEMENT LLC CRD 331285 | CT | $243.8M | 3 | E*Trade→ |
| B59 | PERRYRIDGE CAPITAL LP CRD 331781 | CT | $226.6M | — | Morgan Stanley→ |
| B59 | LANDOLT SECURITIES, INC. CRD 28352 | IL | $105.6M | 33 | —→ |
| B59 | FORTIS PORTFOLIO SOLUTIONS, LLC CRD 314886 | IL | $140.0M | 1 | Charles Schwab→ |
| B59 | TRUE NORTH MANAGEMENT GROUP, LLC CRD 161042 | CT | $492.5M | — | E*Trade→ |
| B59 | IRON FINANCIAL LLC CRD 106682 | IL | $489.2M | 4 | Charles Schwab→ |
| B59 | AIS CAPITAL MANAGEMENT L.P. CRD 107971 | CT | $358.3M | 48 | E*Trade→ |
| B59 | DIBENEDETTO & ASSOCIATES LTD CRD 108092 | IL | $333.1M | 3 | E*Trade→ |
| B59 | NEW ENGLAND RESEARCH & MANAGEMENT, INC. CRD 110739 | IL | $285.2M | 3 | E*Trade→ |
| B59 | SREP CAPITAL MANAGEMENT, LLC CRD 296281 | CT | $157.9M | — | JPMorgan→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B58 | JAT CAPITAL MANAGEMENT LP CRD 311599 | CT | $228.5M | — | E*Trade→ |
| B58 | CERTIFIED TAX SERVICE, INC. CRD 110960 | IL | $313.9M | 4 | Charles Schwab→ |
| B58 | PERRITT CAPITAL MANAGEMENT INC CRD 111623 | IL | $279.8M | — | Charles Schwab→ |
| B58 | BEDMINSTER L.L.C. CRD 118794 | SC | $199.0M | 3 | Charles Schwab→ |
| B58 | EAST GUILFORD FINANCIAL SERVICES LLC CRD 127481 | CT | $193.1M | 4 | Charles Schwab→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B58 | TETLEY INVESTMENTS, LLC CRD 164130 | IL | $193.9M | 3 | Charles Schwab→ |
| B57 | EASTGATE CAPITAL ADVISORS LLC CRD 220511 | IL | $271.5M | 5 | Charles Schwab→ |
| B57 | ALTUS CAPITAL PARTNERS, INC. CRD 159529 | CT | $169.3M | — | E*Trade→ |
| B57 | COLCHESTER INVESTMENT COUNSEL LLC CRD 126805 | CT | $128.9M | 2 | Charles Schwab→ |
| B57 | KENNEDY WEALTH & TAX MANAGEMENT, LLC CRD 172394 | CT | $215.5M | 1 | Charles Schwab→ |
| B57 | MASUS FINANCIAL GROUP, LTD. CRD 174339 | IL | $190.6M | 3 | LPL Financial→ |
