| B50 | PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION CRD 107777 | OR | $758.3M | 4 | Charles Schwab→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| B50 | TRU INDEPENDENCE ASSET MANAGEMENT, LLC CRD 168256 | OR | $336.9M | 8 | Raymond James→ |
| C50 | BC ADVISORS, LLC CRD 142982 | NJ | $4.73B | 6 | E*Trade→ |
| C50 | ZYNERGY RETIREMENT PLANNING CRD 143861 | NJ | $173.0M | 5 | Charles Schwab→ |
| C49 | COPIA WEALTH MANAGEMENT, LLC CRD 281873 | OR | $157.5M | 4 | Charles Schwab→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | GOODHAVEN CAPITAL MANAGEMENT, LLC CRD 156032 | NJ | $405.3M | — | Fidelity→ |
| C49 | BUCKMAN ADVISORY GROUP LLC CRD 131688 | NJ | $277.3M | 15 | E*Trade→ |
| C49 | WORTH VENTURE PARTNERS, LLC CRD 168610 | NJ | $456.1M | — | Goldman Sachs→ |
| C49 | QUEST INVESTMENT MANAGEMENT, LLC CRD 110640 | OR | $1.71B | 6 | E*Trade→ |
| C49 | VETERI PLACE CORPORATION CRD 160664 | NJ | $150.7M | — | Pershing→ |
| C49 | SAIPH CAPITAL, LLC CRD 312119 | NJ | $459.4M | 2 | Pershing→ |
| C48 | PEGASUS GROUP, LLC CRD 113499 | NJ | $91.3M | 2 | Charles Schwab→ |
| C48 | GCI FINANCIAL GROUP, INC. CRD 124193 | NJ | $145.1M | 3 | Charles Schwab→ |
| C48 | MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, INC. CRD 125584 | NJ | $168.7M | 2 | Charles Schwab→ |
| C48 | PERSONAL FINANCIAL SOLUTIONS, LLC CRD 129095 | NJ | $155.6M | 2 | Charles Schwab→ |
| C48 | TANDEM INVESTMENT PARTNERS, LLC CRD 172309 | NJ | $200.2M | 3 | Charles Schwab→ |
| C48 | INMAN FINANCIAL SERVICES, INC. CRD 297414 | OR | $197.5M | 3 | Charles Schwab→ |
| C48 | AHARA ADVISORS LLC CRD 312385 | NJ | $185.4M | 2 | Charles Schwab→ |
| C48 | WAGNER FINANCIAL, LLC CRD 318448 | OR | $144.7M | 1 | Pershing→ |
| C48 | VICTORY ASSET MANAGEMENT CO., INC. CRD 107203 | NJ | $102.5M | 5 | E*Trade→ |
| C48 | MD WEALTH ADVISORS INC CRD 304595 | NJ | $105.2M | 1 | —→ |
| C48 | VALHUM ASSET MANAGEMENT, LLC CRD 323895 | NJ | $100.0M | — | E*Trade→ |
| C48 | THE H GROUP, INC. CRD 106801 | OR | $580.1M | — | Charles Schwab→ |
| C48 | COVINGTON & ASSOCIATES, INC. CRD 113357 | NJ | $308.2M | 2 | E*Trade→ |
| C48 | HFM INVESTMENT ADVISORS, LLC CRD 289103 | NJ | $404.1M | 7 | Charles Schwab→ |
| C48 | PANORAMIC CAPITAL PARTNERS LLC CRD 331349 | OR | $392.7M | 6 | Charles Schwab→ |
| C48 | SYSTEMATIC FINANCIAL MANAGEMENT LP CRD 106146 | NJ | $4.21B | 5 | Charles Schwab→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C48 | BARNEGAT FUND MANAGEMENT INC. CRD 158347 | NJ | $803.4M | — | E*Trade→ |
| C47 | CLS FINANCIAL ADVISORS, INC. CRD 152892 | OR | $192.0M | 3 | Charles Schwab→ |
| C47 | ROUNDANGLE ADVISORS LLC CRD 282178 | NJ | $215.5M | 2 | Charles Schwab→ |
| C47 | NEWBORE WEALTH MANAGEMENT, INC. CRD 306441 | OR | $200.0M | 2 | LPL Financial→ |
| C47 | GENESIS FINANCIAL GROUP, LLC CRD 327996 | NJ | $171.3M | 1 | Charles Schwab→ |
| C47 | TILSON FINANCIAL GROUP INC CRD 110890 | NJ | $750.6M | 8 | Charles Schwab→ |
| C47 | PEREGRINE ASSET ADVISERS, INC. CRD 115738 | OR | $611.0M | 6 | Charles Schwab→ |
| C47 | MENGIS CAPITAL MANAGEMENT, INC. CRD 117127 | OR | $903.5M | 6 | Charles Schwab→ |
| C47 | CGC FINANCIAL SERVICES, LLC CRD 155446 | OR | $875.8M | 5 | Charles Schwab→ |
| C47 | VISION RETIREMENT, LLC CRD 173064 | NJ | $633.7M | 7 | LPL Financial→ |
| C47 | M HOLDINGS SECURITIES, INC. CRD 43285 | OR | $3.21B | 50 | Charles Schwab→ |
| C47 | IMS CAPITAL MANAGEMENT LLC CRD 105939 | OR | $380.9M | 7 | Charles Schwab→ |
| C47 | LEXINGTON CAPITAL MANAGEMENT LP CRD 292364 | NJ | $153.4M | — | E*Trade→ |
| C47 | SORTIS FUND MANAGER, LLC CRD 315584 | OR | $202.0M | — | E*Trade→ |
| C47 | BRAVIAS CAPITAL GROUP, LLC CRD 289589 | NJ | $212.0M | 6 | Charles Schwab→ |
| C47 | ANCHORED FINANCIAL PLANNING LLC CRD 336537 | NJ | $182.9M | 2 | Charles Schwab→ |
| C47 | ROCK CREEK WEALTH MANAGEMENT, LLC CRD 336666 | OR | $101.1M | 3 | LPL Financial→ |
| C47 | LIFTPOINT FAMILY WEALTH ADVISORS, LLC CRD 337973 | NJ | $187.7M | 2 | Fidelity→ |
| C46 | LORD ABBETT FIF ADVISOR LLC CRD 332700 | NJ | $190.4M | — | E*Trade→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
