| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| A73 | REUTEMANN FINANCIAL SOLUTIONS, INC. CRD 153247 | MD | $251.6M | 6 | Charles Schwab→ |
| A72 | MOUNT VERNON ASSOCIATES INC CRD 107099 | MD | $232.5M | 1 | Charles Schwab→ |
| A70 | MONTGOMERY INVESTMENT MANAGEMENT INC CRD 105417 | MD | $490.0M | 2 | Charles Schwab→ |
| A70 | 6TH STREET ADVISORS, LLC CRD 156623 | AL | $256.5M | 3 | Charles Schwab→ |
| A70 | INTERVEST LTD CRD 104614 | MD | $247.0M | 2 | E*Trade→ |
| A70 | GLOBAL BROKERAGE SERVICES, INC. CRD 37505 | MD | $137.3M | 10 | E*Trade→ |
| A69 | RETIREMENT ADVISORS, INC. CRD 122122 | AL | $159.6M | 9 | Charles Schwab→ |
| A68 | THE ELLERSON GROUP INC CRD 106658 | MD | $291.2M | 2 | E*Trade→ |
| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | HILLMAN CAPITAL MANAGEMENT INC CRD 110096 | MD | $195.9M | 2 | Charles Schwab→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| B65 | EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC CRD 145420 | MD | $220.9M | 5 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B62 | PROMETHIUM ADVISORS, LLC CRD 329565 | MD | $235.3M | 4 | Charles Schwab→ |
| B60 | CRITERION AFRICA PARTNERS, INC CRD 291386 | MD | $85.9M | — | E*Trade→ |
| B60 | TUFTON CAPITAL MANAGEMENT, LLC CRD 113543 | MD | $463.8M | 5 | E*Trade→ |
| B60 | CAMDEN PARTNERS HOLDINGS, LLC CRD 117011 | MD | $369.6M | — | Raymond James→ |
| B59 | POTOMAC ASSET MANAGEMENT CO INC CRD 105730 | MD | $114.3M | — | —→ |
| B59 | STANDARD PARTNERS LLC CRD 167956 | MD | $108.3M | 1 | Charles Schwab→ |
| B59 | SOUTHERN CAPITAL SERVICES, INC. CRD 105582 | AL | $192.5M | 6 | Charles Schwab→ |
| B59 | CAPITAL FINANCIAL, LLC CRD 122844 | MD | $159.4M | 2 | E*Trade→ |
| B58 | A. J. PERRY & COMPANY, INC. CRD 107041 | MD | $108.8M | 1 | —→ |
| B58 | SCHAEFFER FINANCIAL LLC CRD 133697 | MD | $257.7M | 7 | Charles Schwab→ |
| B58 | ARTHUR STEIN FINANCIAL, LLC CRD 160627 | MD | $141.2M | 3 | Charles Schwab→ |
| B58 | RISK MANAGEMENT GROUP, LLC CRD 122366 | MD | $200.5M | 6 | E*Trade→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B57 | BNB WEALTH MANAGEMENT, LLC CRD 107702 | MD | $264.6M | 4 | Raymond James→ |
| B57 | DMC GROUP, LLC CRD 174077 | AL | $176.7M | 3 | Charles Schwab→ |
| B57 | WEALTHPLANS, LLC CRD 311560 | MD | $219.6M | 1 | Raymond James→ |
| B57 | BHK INVESTMENT ADVISORS, LLC CRD 140515 | AL | $794.1M | 5 | Charles Schwab→ |
| B57 | CALVERT IMPACT ADVISORY SERVICES, LLC CRD 326022 | MD | $197.8M | — | E*Trade→ |
| B56 | COLARION LLC CRD 284588 | AL | $188.3M | 3 | Charles Schwab→ |
| B56 | THE FINANCIAL CONSULATE, INC CRD 106898 | MD | $1.10B | 13 | Charles Schwab→ |
| B56 | KALAMATA ASSET MANAGEMENT LLC CRD 284328 | MD | $106.8M | 1 | Wells Fargo→ |
| B55 | AULL & MONROE INVESTMENT MANAGEMENT CORP CRD 104830 | AL | $323.2M | 4 | Charles Schwab→ |
| B54 | RLJ EQUITY PARTNERS, LLC CRD 162006 | MD | $109.1M | — | Northern Trust→ |
| B54 | OAKMONT WEALTH ADVISORY, LLC CRD 299021 | MD | $124.2M | 3 | Raymond James→ |
| B54 | MERITIS WEALTH MANAGEMENT, INC. CRD 336539 | MD | $224.4M | 3 | Raymond James→ |
| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| B53 | AMERICAN FINANCIAL MANAGEMENT, LTD. CRD 111016 | MD | $31.6M | 2 | Charles Schwab→ |
| B53 | POINTER FINANCIAL ADVISORS LLC CRD 326745 | MD | $176.4M | 2 | Charles Schwab→ |
| B52 | ARROW INVESTMENT ADVISORS, LLC CRD 139652 | MD | $377.3M | — | E*Trade→ |
| B52 | WIDMANN FINANCIAL SERVICES, INC. CRD 289106 | MD | $466.8M | 6 | E*Trade→ |
| B52 | TORRAY INVESTMENT PARTNERS LLC CRD 105818 | MD | $750.1M | 4 | Charles Schwab→ |
| B52 | WAYPOINT WEALTH MANAGEMENT, LLC CRD 155574 | MD | $242.5M | 1 | Charles Schwab→ |
| B52 | ADVOCATE INVESTING SERVICES, LLC CRD 273035 | MD | $186.6M | 5 | LPL Financial→ |
| B52 | HZ INVESTMENTS INC. CRD 312268 | MD | $591.4M | 1 | Charles Schwab→ |
| B52 | VALUEWEALTH SERVICES, LLC CRD 304049 | MD | $319.0M | 5 | E*Trade→ |
| B52 | PEOPLE MAKE THE DIFFERENCE, INC. CRD 159443 | AL | $111.6M | 2 | Charles Schwab→ |
