| A90 | WINNING POINTS ADVISORS, L.L.C. CRD 118077 | FL | $173.1M | 1 | Charles Schwab→ |
| A87 | AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP CRD 309943 | MA | $166.3M | 3 | Fidelity→ |
| A84 | SHANNON T. PITNER AND COMPANY CRD 311853 | FL | $107.9M | 1 | Raymond James→ |
| A81 | WELLS GLOBAL INVESTMENT ADVISERS LLC CRD 150139 | FL | $101.3M | 2 | Pershing→ |
| A80 | OSPREY CAPITAL MANAGEMENT CORP. CRD 172524 | FL | $197.2M | — | E*Trade→ |
| A76 | CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC CRD 107865 | NJ | $107.9M | 1 | Charles Schwab→ |
| A75 | INVESTMENT MANAGEMENT TRUST, LLC CRD 129456 | MA | $123.5M | 1 | Charles Schwab→ |
| A75 | FMA WEALTH MANAGEMENT, LLC CRD 313049 | MA | $174.0M | 1 | Charles Schwab→ |
| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A75 | GLOBAL WEALTH MANAGEMENT, LLC CRD 153677 | NJ | $245.7M | 3 | Charles Schwab→ |
| A75 | SYNTAX RESEARCH, INC. CRD 151948 | FL | $202.9M | 1 | E*Trade→ |
| A74 | BROADWATER CAPITAL MANAGEMENT LLC CRD 125509 | MA | $161.0M | 1 | E*Trade→ |
| A74 | GARRETT NAGLE & CO., INC. CRD 7071 | MA | $98.4M | 2 | E*Trade→ |
| A74 | SUMNICHT & ASSOCIATES, LLC CRD 111421 | WI | $107.9M | 2 | Fidelity→ |
| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| A72 | AUREUM WEALTH MANAGEMENT, LLC CRD 272027 | FL | $150.6M | 3 | Charles Schwab→ |
| A72 | DELTA CAPITAL MANAGEMENT LLC CRD 106248 | NJ | $240.2M | 1 | Charles Schwab→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A72 | MONEY MANAGEMENT CONCEPTS, INC. CRD 111485 | FL | $119.6M | 2 | Charles Schwab→ |
| A72 | GARDEN STATE RETIREMENT SPECIALISTS, LLC CRD 128414 | NJ | $109.3M | 2 | Pershing→ |
| A72 | STAWNYCHY FINANCIAL SERVICES, INC. CRD 128859 | NJ | $131.2M | 1 | Charles Schwab→ |
| A72 | TWIN GRYPHON ADVISORS LLC CRD 297264 | MA | $126.5M | 1 | Fidelity→ |
| A71 | AURORA PRIVATE WEALTH, INC. CRD 281604 | NJ | $374.0M | 21 | Charles Schwab→ |
| A71 | FUTURA ASSET ADVISORS LLC CRD 136285 | FL | $114.8M | 1 | E*Trade→ |
| A70 | REDWOOD WEALTH MANAGEMENT GROUP, LLC CRD 281741 | NJ | $317.2M | — | Charles Schwab→ |
| A70 | BUCKEYE-PACIFIC LLC CRD 311553 | FL | $225.4M | — | Goldman Sachs→ |
| A70 | MORGAN DEMPSEY CAPITAL MANAGEMENT LLC CRD 106288 | WI | $252.3M | 3 | Charles Schwab→ |
| A69 | ALBERT D MASON INC CRD 107412 | MA | $210.6M | 4 | Charles Schwab→ |
| A69 | PORTFOLIO RESOURCES ADVISOR GROUP, INC. CRD 144601 | FL | $121.9M | 11 | Charles Schwab→ |
| A69 | RDM CAPITAL ASSOCIATES INC CRD 106941 | NJ | $164.5M | 3 | Pershing→ |
| A69 | AMERICAN ASSET MANAGEMENT INC. CRD 123116 | FL | $153.3M | 1 | Charles Schwab→ |
| A69 | RADIUS WEALTH MANAGEMENT, INC. CRD 168159 | MA | $158.7M | 2 | Charles Schwab→ |
| A69 | LIFESTYLE FREEDOM ADVISORY GROUP, LLC CRD 283512 | FL | $156.8M | 5 | Charles Schwab→ |
| A68 | INGRAM ADVISORY SERVICES, LLC CRD 123508 | FL | $109.3M | 2 | Pershing→ |
| A68 | RUTHERFORD ASSET PLANNING, INC. CRD 128036 | FL | $181.3M | 1 | Charles Schwab→ |
| A68 | OMEGA CAPITAL MANAGEMENT,LLC CRD 129167 | NJ | $139.7M | 1 | Charles Schwab→ |
| A68 | TIMBUKTU CAPITAL MANAGEMENT, LLC CRD 131084 | MA | $98.6M | 1 | Charles Schwab→ |
| A68 | FENTON GREGORY COLEMAN CRD 133301 | MA | $194.8M | 1 | Fidelity→ |
| A68 | PCG ASSET MANAGEMENT, LLC CRD 148208 | NJ | $143.1M | 4 | Pershing→ |
| A68 | LOYOLA ASSET MANAGEMENT LLC CRD 153255 | FL | $239.9M | 3 | Pershing→ |
| A68 | CAPITAL WEALTH ADVISORS, LTD. CRD 155263 | WI | $126.1M | 1 | Charles Schwab→ |
| A68 | UNIMAR FINANCIAL SERVICES, LLC CRD 159674 | FL | $230.8M | 3 | Pershing→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| A68 | KALEEL INVESTMENT ADVISORS, LLC CRD 131216 | MA | $145.4M | 2 | E*Trade→ |
| A68 | BTS ASSET MANAGEMENT INC CRD 105215 | MA | $144.8M | 11 | E*Trade→ |
| A68 | CAMPBELL CAPITAL MANAGEMENT INC CRD 106130 | FL | $303.3M | 1 | E*Trade→ |
| A68 | ZEST CAPITAL LLC CRD 316889 | FL | $90.6M | — | E*Trade→ |
| A67 | MCDERMOTT INVESTMENT ADVISORS, LLC CRD 132221 | FL | $203.3M | 10 | E*Trade→ |
| A67 | GALLO PARTNERS LP CRD 329774 | NJ | $179.0M | — | Morgan Stanley→ |
| A67 | FINANCIAL SERVICE GROUP INC CRD 107893 | WI | $215.0M | 3 | Charles Schwab→ |