| A88 | ARISTA ADVISORY GROUP, LLC CRD 285722 | NY | $143.7M | 1 | Charles Schwab→ |
| A87 | CONRAD CAPITAL MANAGEMENT, INC. CRD 113648 | NY | $90.7M | 2 | Charles Schwab→ |
| A82 | INVICTUS TIMING SERVICE LTD CRD 106372 | NY | $103.0M | 1 | E*Trade→ |
| A82 | MOLLOT & HARDY, INC. CRD 128377 | NY | $80.6M | 2 | Pershing→ |
| A81 | EXCOMP ASSET MANAGEMENT LTD CRD 110434 | NY | $140.2M | 2 | Charles Schwab→ |
| A79 | WYSER-PRATTE MANAGEMENT CO., INC. CRD 106399 | NY | $58.6M | — | E*Trade→ |
| A79 | PROFESSIONAL FINANCIAL STRATEGIES, INC CRD 125580 | NY | $225.8M | 3 | Charles Schwab→ |
| A78 | TOTAL WEALTH ADVISORS, LLC CRD 164633 | MN | $107.2M | 2 | Charles Schwab→ |
| A78 | ASPIRE ADVISORS, LLC CRD 150652 | NY | $109.2M | 7 | E*Trade→ |
| A78 | AXIOM INVESTMENT MANAGEMENT LLC CRD 141516 | NY | $236.8M | 1 | E*Trade→ |
| A77 | R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC. CRD 145159 | NY | $227.1M | 1 | Goldman Sachs→ |
| A77 | BH ASSET MANAGEMENT, LLC CRD 152117 | NY | $117.0M | — | Fidelity→ |
| A76 | FIDUCIARY MANAGEMENT GROUP, LLC CRD 136612 | NY | $70.7M | 1 | Charles Schwab→ |
| A75 | OCCAM CAPITAL MANAGEMENT, LLC CRD 108201 | NY | $67.4M | 1 | Charles Schwab→ |
| A75 | BANNERSTONE CAPITAL MANAGEMENT, LLC CRD 147447 | MN | $155.3M | 3 | Charles Schwab→ |
| A75 | ABERNATHY GROUP II LLC CRD 152401 | NY | $80.2M | 1 | Charles Schwab→ |
| A75 | NETWORK INVESTMENT ADVISORS INCORPORATED CRD 290927 | NY | $57.4M | — | Charles Schwab→ |
| A75 | FBD ASSET MGMT, LLC CRD 307216 | MN | $76.8M | 1 | Charles Schwab→ |
| A75 | TERRA NOVA ASSET MANAGEMENT LLC CRD 111676 | NY | $220.2M | 2 | Fidelity→ |
| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A74 | HENRY JAMES INTERNATIONAL MANAGEMENT, INC. CRD 169293 | NY | $402.4M | 1 | E*Trade→ |
| A74 | MON CAPITAL MANAGEMENT LLC CRD 333785 | NY | $95.0M | 1 | E*Trade→ |
| A74 | MAIDSTONE WEALTH MANAGEMENT, LLC CRD 291873 | NY | $27.4M | 1 | E*Trade→ |
| A73 | REIK & CO., LLC CRD 142414 | NY | $322.1M | 4 | Fidelity→ |
| A73 | TROTTA, JOHN (NMN) CRD 125537 | NY | $135.0M | 3 | E*Trade→ |
| A73 | FINANCIAL ASSET MANAGEMENT CORP CRD 106643 | NY | $436.2M | 3 | Charles Schwab→ |
| A73 | TEALWOOD ASSET MANAGEMENT INC CRD 105245 | MN | $365.4M | 5 | Charles Schwab→ |
| A73 | TAGLICH BROTHERS, INC. CRD 29102 | NY | $37.7M | 1 | E*Trade→ |
| A72 | TIMECAPITAL INVESTOR ADVISORY SERVICES INC CRD 105672 | NY | $232.1M | 4 | Pershing→ |
| A72 | SEACREST INVESTMENT MANAGEMENT, LLC CRD 143670 | NY | $110.9M | 3 | Charles Schwab→ |
| A72 | SUMMIT PLANNING GROUP, INC. CRD 125994 | NY | $111.0M | 1 | Charles Schwab→ |
| A72 | INSTITUTIONAL INVESTMENT ADVISORS CORP CRD 126055 | NY | $105.2M | 1 | Charles Schwab→ |
| A72 | PECONIC ASSET PLANNING, INC. CRD 310121 | NY | $64.6M | 1 | Charles Schwab→ |
| A72 | PETERSON ROGERS PRIVATE WEALTH, LLC CRD 324001 | UT | $177.1M | 3 | Charles Schwab→ |
| A71 | LEGACY FINANCIAL ADVISORS CORPORATION CRD 115384 | MN | $317.7M | 2 | Charles Schwab→ |
| A71 | MUNICIPAL ASSET MANAGEMENT INC CRD 108320 | NY | $112.8M | 3 | Wells Fargo→ |
| A71 | ENCORE WEALTH ADVISORS, LLC CRD 336566 | MN | $121.7M | 1 | Charles Schwab→ |
| A71 | SAFE HARBOR ASSET MANAGEMENT, INC. CRD 124787 | NY | $26.8M | 3 | Charles Schwab→ |
| A70 | AMERICAN FINANCIAL & TAX STRATEGIES, INC. CRD 115559 | NY | $279.4M | 1 | Charles Schwab→ |
| A70 | TRANSPARENT WEALTH CONSULTING LLC CRD 283193 | NY | $42.8M | — | Charles Schwab→ |
| A70 | DURANTE & WATERS, LLC CRD 127216 | NY | $187.4M | 3 | E*Trade→ |
| A70 | KAHN BROTHERS ADVISORS LLC CRD 144368 | NY | $498.6M | 3 | Charles Schwab→ |
| A70 | JOSH ARNOLD INVESTMENT CONSULTANT, LLC CRD 163088 | MN | $142.1M | 2 | E*Trade→ |
| A69 | MPM ADVISORS GROUP LLC CRD 335595 | NY | $116.1M | 2 | E*Trade→ |
| A69 | PERKINS CAPITAL MANAGEMENT INC CRD 105028 | MN | $139.0M | 1 | E*Trade→ |
| A68 | ANCHOR CAPITAL MANAGEMENT, LLC CRD 124600 | NY | $61.2M | 1 | Charles Schwab→ |
| A68 | LANX MANAGEMENT, LLC CRD 138305 | NY | $187.7M | — | Interactive Brokers→ |
| A68 | QUINT CAPITAL CORPORATION CRD 26586 | NY | $162.1M | 11 | E*Trade→ |
| A68 | R & R FINANCIAL PLANNERS, INC. CRD 113291 | NY | $60.1M | 5 | Interactive Brokers→ |
| A67 | SEAPORT GLOBAL ASSET MANAGEMENT LLC CRD 298944 | NY | $80.0M | — | E*Trade→ |
