| B63 | FAIRFIELD, BUSH & CO. CRD 105970 | CT | $589.0M | 3 | Charles Schwab→ |
| B63 | HARTFORD FINANCIAL MANAGEMENT INC CRD 105039 | CT | $699.6M | 7 | Charles Schwab→ |
| B57 | PRESTIGE WEALTH MANAGEMENT GROUP, LLC CRD 127381 | NJ | $666.4M | 5 | Charles Schwab→ |
| B57 | SEARLE & CO. CRD 13035 | CT | $629.9M | 13 | Pershing→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B54 | VENTURE INVESTMENT MANAGEMENT CO., L.L.C. CRD 160002 | NJ | $636.8M | — | Raymond James→ |
| B54 | DRAKE CAPITAL ADVISORS LLC CRD 136716 | CT | $713.4M | — | Interactive Brokers→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B52 | DIVIDEND ASSETS CAPITAL, LLC CRD 129973 | SC | $540.8M | 7 | Charles Schwab→ |
| B51 | SEABRIDGE INVESTMENT ADVISORS LLC CRD 108681 | NJ | $771.2M | 11 | Charles Schwab→ |
| B51 | DUMONT & BLAKE INVESTMENT ADVISORS LLC CRD 109318 | NJ | $562.3M | 4 | Charles Schwab→ |
| B51 | RISKBRIDGE ADVISORS, LLC CRD 310396 | CT | $898.3M | 10 | Charles Schwab→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| C50 | ENDEAVOUR CAPITAL ADVISORS INC. CRD 137689 | CT | $602.7M | — | Morgan Stanley→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | FREEDOM INVESTMENT MANAGEMENT, INC. CRD 126052 | CT | $568.7M | 5 | Charles Schwab→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C48 | BARNEGAT FUND MANAGEMENT INC. CRD 158347 | NJ | $803.4M | — | E*Trade→ |
| C47 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC CRD 109203 | CT | $673.0M | 6 | Charles Schwab→ |
| C47 | TILSON FINANCIAL GROUP INC CRD 110890 | NJ | $750.6M | 8 | Charles Schwab→ |
| C47 | SKY INVESTMENT GROUP LLC CRD 134001 | CT | $931.0M | 8 | Charles Schwab→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C47 | VISION RETIREMENT, LLC CRD 173064 | NJ | $633.7M | 7 | LPL Financial→ |
| C47 | DRUM CAPITAL MANAGEMENT LLC CRD 137964 | CT | $503.2M | — | E*Trade→ |
| C46 | NCM CAPITAL MANAGEMENT, LLC CRD 151109 | NJ | $539.4M | 3 | Fidelity→ |
| C46 | BLUESHIFT ASSET MANAGEMENT, LLC CRD 290637 | NJ | $694.4M | — | Goldman Sachs→ |
| C46 | INVESTMARK ADVISORY GROUP LLC CRD 121060 | CT | $929.7M | 10 | E*Trade→ |
| C46 | MILL ROAD CAPITAL MANAGEMENT LLC CRD 157095 | CT | $753.8M | — | Goldman Sachs→ |
| C45 | STRATIS CAPITAL, LLC CRD 300130 | CT | $507.5M | 1 | Goldman Sachs→ |
| C45 | UGVP MANAGEMENT, LLC CRD 170880 | NJ | $634.9M | — | E*Trade→ |
| C45 | OLYMPUS PEAK ASSET MANAGEMENT LP CRD 299460 | CT | $702.0M | — | Goldman Sachs→ |
| C44 | CAT ROCK CAPITAL MANAGEMENT LP CRD 268817 | CT | $968.5M | — | Morgan Stanley→ |
| C44 | SHOREBRIDGE CAPITAL MANAGEMENT, LLC CRD 290660 | NJ | $735.1M | — | E*Trade→ |
| C44 | KREITLER FINANCIAL LLC CRD 309056 | CT | $584.9M | 5 | Raymond James→ |
| C44 | JACKSON, GRANT INVESTMENT ADVISERS, INC. CRD 108156 | CT | $577.7M | 4 | Pershing→ |
| C44 | SPC MANAGEMENT CO., INC. CRD 157259 | NJ | $959.6M | — | Folio Institutional→ |
| C44 | PARISI GRAY WEALTH MANAGEMENT, LLC CRD 286388 | NJ | $796.0M | 2 | Pershing→ |
| C44 | GRANDVIEW PROPERTY PARTNERS, LLC CRD 299814 | CT | $890.1M | 1 | JPMorgan→ |
| C44 | RJA ASSET MANAGEMENT LLC CRD 153428 | CT | $588.9M | — | Northern Trust→ |
| C43 | KEY CLIENT FIDUCIARY ADVISORS, LLC CRD 298240 | NJ | $896.3M | 10 | Charles Schwab→ |
| C43 | BLACK CORAL FINANCIAL ADVISORS, LLC CRD 154623 | NJ | $504.4M | 4 | E*Trade→ |
| C43 | GOODWIN CAPITAL ADVISERS, INC. CRD 108290 | CT | $986.6M | 1 | E*Trade→ |
| C43 | GSG ADVISORS LLC CRD 131511 | NJ | $862.3M | 3 | E*Trade→ |
| C43 | SANDALWOOD SECURITIES, INC. CRD 27240 | NJ | $930.2M | — | E*Trade→ |
| C42 | CONIFER INVESTMENTS LTD CRD 106159 | CT | $524.0M | 1 | Charles Schwab→ |
| C42 | HEADLAND CAPITAL, LLC CRD 332277 | SC | $559.3M | 10 | LPL Financial→ |
