| A83 | HINSDALE ASSOCIATES, INC. CRD 108293 | IL | $120.1M | — | E*Trade→ |
| A70 | JOSH ARNOLD INVESTMENT CONSULTANT, LLC CRD 163088 | MN | $142.1M | 2 | E*Trade→ |
| A69 | BRUCE & CO INC CRD 104735 | IL | $379.5M | 1 | E*Trade→ |
| A69 | PERKINS CAPITAL MANAGEMENT INC CRD 105028 | MN | $139.0M | 1 | E*Trade→ |
| A67 | TRUEMAN BROWN, LLC CRD 141602 | IL | $196.1M | 1 | E*Trade→ |
| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| A66 | UNCOMMON EQUITY LLC CRD 314936 | IL | $198.8M | — | E*Trade→ |
| B65 | SCG ASSET MANAGEMENT LLC CRD 311843 | IL | $158.7M | — | E*Trade→ |
| B65 | REGAL ADVISORY SERVICES, INC. CRD 123842 | IL | $121.4M | 24 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B64 | CAPITAL RESOURCE MANAGEMENT INC CRD 106768 | IL | $593.2M | 1 | E*Trade→ |
| B64 | INTERACTIVE FINANCIAL ADVISORS, INC. CRD 125117 | IL | $240.4M | 32 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B64 | GREENBERG GARY LOUIS CRD 108423 | MN | $141.1M | 1 | E*Trade→ |
| B64 | WOODFIELD FINANCIAL ADVISORS, INC. CRD 123279 | IL | $230.1M | 3 | E*Trade→ |
| B63 | TILDEN LOUCKS & WOODNORTH LLC CRD 106713 | IL | $173.3M | 2 | E*Trade→ |
| B61 | WELLSPRING ADVISORS, INC. CRD 147861 | OR | $152.2M | 2 | E*Trade→ |
| B61 | MONETTA FINANCIAL SERVICES INC CRD 105367 | IL | $144.8M | — | E*Trade→ |
| B60 | MITCHELL VAUGHT & TAYLOR INC CRD 106160 | IL | $42.4M | — | E*Trade→ |
| B60 | KINZIE CAPITAL PARTNERS LP CRD 305445 | IL | $193.0M | — | E*Trade→ |
| B60 | VALEO VENTURES MANAGEMENT, LLC CRD 334181 | IL | $119.3M | — | E*Trade→ |
| B59 | FIRST ASSOCIATED INVESTMENT ADVISORS, INC. CRD 113086 | MN | $52.2M | 1 | E*Trade→ |
| B59 | PRAIRIE RIVERS INVESTMENTS, LLC CRD 288153 | IL | $249.3M | 3 | E*Trade→ |
| B59 | DIBENEDETTO & ASSOCIATES LTD CRD 108092 | IL | $333.1M | 3 | E*Trade→ |
| B59 | NEW ENGLAND RESEARCH & MANAGEMENT, INC. CRD 110739 | IL | $285.2M | 3 | E*Trade→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B56 | VIA IV INVESTMENTS, LLC CRD 121992 | IL | $221.8M | 4 | E*Trade→ |
| B56 | GLL INVESTORS, LLC CRD 161830 | IL | $184.1M | — | E*Trade→ |
| B56 | MONERE WEALTH MANAGEMENT, INC. CRD 173076 | IL | $312.0M | 9 | E*Trade→ |
| B56 | CLOVERFIELDS CAPITAL GROUP, LP CRD 306590 | MN | $358.7M | — | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B56 | VERMILLION FINANCIAL ADVISORS, INC. CRD 119239 | IL | $386.7M | 6 | E*Trade→ |
| B55 | ENCOMPASS WEALTH ADVISORS, LLC CRD 170807 | OR | $472.8M | 4 | E*Trade→ |
| B55 | BENTLEY FINANCIAL GROUP, INC. CRD 172474 | IL | $392.8M | 5 | E*Trade→ |
| B55 | PLUSCIOS MANAGEMENT LLC CRD 146761 | IL | $258.1M | — | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B55 | IMPACT ENGINE MANAGEMENT, PBC CRD 304022 | IL | $244.5M | — | E*Trade→ |
| B54 | ACUMEN FINANCIAL ADVISORS, LLC CRD 152748 | MN | $465.2M | 1 | E*Trade→ |
| B54 | NORTHERN PACIFIC GROUP, L.P. CRD 299012 | MN | $58.6M | — | E*Trade→ |
| B54 | INSIGHT SECURITIES, INC. CRD 5611 | IL | $94.2M | 48 | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B53 | MACK INVESTMENT SECURITIES, INC. CRD 17643 | IL | $302.6M | 12 | E*Trade→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B53 | CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. CRD 157296 | IL | $203.9M | — | E*Trade→ |
| B53 | MADDEN FUNDS MANAGEMENT LTD. CRD 110309 | IL | $217.9M | 3 | E*Trade→ |
| B52 | HURLEY FINANCIAL GROUP, INC. CRD 108983 | OR | $406.5M | 15 | E*Trade→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| B52 | BCM CAPITAL MANAGEMENT LLC CRD 337570 | IL | $126.3M | 2 | E*Trade→ |
| B51 | NINE TEN CAPITAL MANAGEMENT, LLC CRD 171420 | IL | $480.6M | 2 | E*Trade→ |