| A70 | POPE ASSET MANAGEMENT, LLC CRD 113584 | TN | $114.8M | 2 | E*Trade→ |
| A67 | FINANCIAL MANAGEMENT ADVISORS, INC. CRD 117442 | TN | $149.9M | 4 | E*Trade→ |
| B63 | SUNDVOLD CAPITAL MANAGEMENT LLC CRD 108176 | MO | $232.9M | 6 | E*Trade→ |
| B62 | INVESTMENT OFFICE RESOURCES, LLC CRD 311647 | MO | $126.5M | 1 | E*Trade→ |
| B59 | STERLING INVESTMENT ADVISORS,LLC CRD 117287 | MO | $229.3M | 3 | E*Trade→ |
| B59 | STRATEGIC WEALTH PARTNERS LLC CRD 336564 | TN | $101.7M | 2 | E*Trade→ |
| B57 | MEMPHIS CAPITAL MANAGEMENT, LLC CRD 134522 | TN | $268.6M | 2 | E*Trade→ |
| B57 | SOLAS BIOVENTURES MANAGEMENT, LLC CRD 322344 | TN | $165.0M | — | E*Trade→ |
| B57 | MONETARY MANAGEMENT GROUP INC CRD 110284 | MO | $492.3M | 5 | E*Trade→ |
| B57 | NEWSOUTH CAPITAL MANAGEMENT INC CRD 110676 | TN | $2.21B | 7 | E*Trade→ |
| B56 | ORION INVESTMENT CO CRD 110867 | MO | $443.5M | 4 | E*Trade→ |
| B55 | CARDINAL WEALTH ADVISORY, LLC CRD 136659 | TN | $273.2M | 2 | E*Trade→ |
| B55 | SARVER VROOMAN WEALTH ADVISORS LLC CRD 332699 | MO | $452.2M | 4 | E*Trade→ |
| B55 | INVESTMENT & RETIREMENT ADVISORS, LLC CRD 131741 | TN | $138.6M | 2 | E*Trade→ |
| B54 | WILSQUARE CAPITAL LLC CRD 296504 | MO | $171.2M | — | E*Trade→ |
| B53 | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. CRD 131804 | MO | $415.9M | 6 | E*Trade→ |
| B53 | ESSEX RIDGE CAPITAL GROUP, LLC CRD 145795 | MO | $146.3M | — | E*Trade→ |
| B52 | GEN CAP AMERICA, INC. CRD 160042 | TN | $212.6M | — | E*Trade→ |
| B51 | REMORA CAPITAL MANAGEMENT, LLC CRD 316160 | TN | $268.6M | — | E*Trade→ |
| B51 | LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC CRD 127618 | TN | $106.8M | 2 | E*Trade→ |
| B51 | PLANROCK INVESTMENT MANAGEMENT, LLC CRD 304803 | TN | $71.0M | 5 | E*Trade→ |
| B51 | ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC CRD 106999 | MO | $234.0M | 3 | E*Trade→ |
| B51 | SFC FINANCIAL LLC CRD 129817 | MO | $208.3M | 4 | E*Trade→ |
| B50 | THE CENTRAL TRUST BANK CRD 149262 | MO | $554.1M | 2 | E*Trade→ |
| C50 | EKON ADVISORS, LLC CRD 281039 | MO | $219.8M | 3 | E*Trade→ |
| C50 | TERRIL BROTHERS INC CRD 110422 | MO | $987.8M | 5 | E*Trade→ |
| C50 | BAUM CAPITAL PARTNERS MANAGEMENT, LLC CRD 288225 | MO | $247.0M | — | E*Trade→ |
| C49 | B. RILEY WEALTH PRIVATE SHARES, LLC CRD 315851 | TN | $47.6M | 3 | E*Trade→ |
| C48 | WEAVER C. BARKSDALE & ASSOCIATES, INC. CRD 105098 | TN | $3.44B | 9 | E*Trade→ |
| C47 | ALLOCATOR SOLUTIONS, LLC CRD 337300 | MO | $513.5M | 1 | E*Trade→ |
| C46 | CRAFT & SAGE WEALTH, LLC CRD 323565 | MO | $306.8M | 8 | E*Trade→ |
| C46 | MARTIN & COMPANY, INC CRD 108718 | TN | $1.65B | 6 | E*Trade→ |
| C46 | 1819 PARTNERS, LLC CRD 326601 | TN | $207.1M | 1 | E*Trade→ |
| C46 | CAPITAL INVESTMENT MANAGEMENT, INC CRD 113917 | MO | $558.9M | 5 | E*Trade→ |
| C46 | THOROUGHBRED FINANCIAL SERVICES, LLC CRD 47893 | TN | $4.04B | 44 | E*Trade→ |
| C45 | EUDAIMONIA ASSET MANAGEMENT, LLC CRD 299379 | TN | $246.9M | 1 | E*Trade→ |
| C45 | CQL CAPITAL MANAGEMENT CRD 319557 | MO | $27.4M | — | E*Trade→ |
| C45 | MARKETRIDERS, INC. CRD 147963 | MO | $363.0M | 3 | E*Trade→ |
| C44 | TIGEROAK MANAGEMENT, LLC CRD 330640 | TN | $481.2M | 6 | E*Trade→ |
| C44 | BROADVIEW MANAGEMENT, LLC CRD 334073 | MO | $302.8M | — | E*Trade→ |
| C43 | IRONHORSE CAPITAL LLC CRD 148572 | TN | $120.5M | 2 | E*Trade→ |
| C43 | MALT PARTNERS MANAGEMENT LLC CRD 337855 | TN | $36.3M | — | E*Trade→ |
| C43 | GREENSVIEW WEALTH MANAGEMENT LLC CRD 297321 | TN | $121.1M | — | E*Trade→ |
| C42 | SOUTHERNSUN ASSET MANAGEMENT LLC CRD 154572 | TN | $749.4M | 1 | E*Trade→ |
| C42 | WALNUT GROVE CAPITAL PARTNERS, LP CRD 300721 | TN | $226.3M | — | E*Trade→ |
| C42 | AGELLUS CAPITAL, LLC CRD 330152 | MO | $507.8M | — | E*Trade→ |
| C42 | ILS ADVISORY SERVICES, LLC CRD 333054 | TN | $1.58B | — | E*Trade→ |
| C41 | MOELIS ASSET CATALYST PARTNERS LLC CRD 327289 | MO | $288.2M | — | E*Trade→ |
| C41 | ST. LOUIS FINANCIAL PLANNERS INC. CRD 105511 | MO | $5.7M | 3 | E*Trade→ |
| C41 | ASHDON INVESTMENT MANAGEMENT, LLC CRD 130180 | TN | $425.1M | 2 | E*Trade→ |
