| A70 | CONSTITUTION CAPITAL LLC CRD 310378 | CT | $241.3M | 3 | Fidelity→ |
| A65 | DIAMANT ASSET MANAGEMENT, INC. CRD 107788 | CT | $211.5M | 4 | Fidelity→ |
| B63 | CRUISER CAPITAL ADVISORS, LLC CRD 168739 | CT | $104.4M | — | Pershing→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B57 | SEARLE & CO. CRD 13035 | CT | $629.9M | 13 | Pershing→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C48 | GREYLOCK CAPITAL MANAGEMENT, LLC CRD 137825 | CT | $313.9M | — | Pershing→ |
| C48 | GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP CRD 288555 | CT | $299.5M | — | Pershing→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
| C45 | COOPER FINANCIAL SERVICES, INC. CRD 104671 | CT | $195.6M | 3 | Fidelity→ |
| C44 | JACKSON, GRANT INVESTMENT ADVISERS, INC. CRD 108156 | CT | $577.7M | 4 | Pershing→ |
| C44 | AYRTON CAPITAL LLC CRD 286298 | CT | $358.9M | — | Pershing→ |
| C40 | HERBERT J. SIMS CAPITAL MANAGEMENT, INC. CRD 134510 | CT | $436.9M | 37 | Pershing→ |
| C38 | VOYA FINANCIAL ADVISORS, INC. CRD 2882 | CT | $3.87B | 50 | Pershing→ |
| C38 | JEFFREY N. MEHLER, CFP LLC CRD 126681 | CT | $416.2M | 3 | Fidelity→ |
| C35 | EMPOWER FINANCIAL ADVISORY, LLC CRD 313968 | CT | $635.8M | 4 | Fidelity→ |
| C35 | CAS INVESTMENT PARTNERS, LLC CRD 170071 | CT | $2.45B | — | Pershing→ |
| C34 | TITAN ADVISORS, LLC CRD 135805 | CT | $1.53B | 1 | Pershing→ |
| C34 | PRIVATE CAPITAL ADVISORS, INC. CRD 125771 | CT | $1.28B | 1 | Pershing→ |
| C33 | BRADLEY FOSTER & SARGENT INC CRD 106928 | CT | $9.07B | 25 | Fidelity→ |
| C32 | ESSEX FINANCIAL SERVICES, INC. CRD 127549 | CT | $4.17B | 33 | Fidelity→ |
| C32 | SPECTRUM ASSET MANAGEMENT, INC. CRD 300463 | CT | $18.30B | 4 | Fidelity→ |
| C30 | FAIRBRIDGE ASSET MANAGEMENT LLC CRD 314538 | CT | $535.4M | — | Fidelity→ |
| C30 | GREAT POINT PARTNERS, LLC CRD 158423 | CT | $1.78B | — | Fidelity→ |
| C28 | OAKRIDGE MANAGEMENT GROUP LLC CRD 306284 | CT | $1.37B | — | Fidelity→ |
| C28 | COASTAL BRIDGE ADVISORS, LLC CRD 152569 | CT | $5.02B | 24 | Fidelity→ |
| C28 | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC CRD 8361 | CT | $2.30B | 50 | Fidelity→ |
| C28 | CLEAR HARBOR ASSET MANAGEMENT, LLC CRD 152242 | CT | $2.05B | 15 | Pershing→ |
| C27 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC CRD 283004 | CT | $33.52B | 50 | Pershing→ |
| C26 | CARRONADE CAPITAL MANAGEMENT, LP CRD 309174 | CT | $3.43B | — | Pershing→ |
| C26 | GOODNOW INVESTMENT GROUP LLC CRD 136792 | CT | $1.13B | — | Fidelity→ |
| C26 | CONNECTICUT WEALTH MANAGEMENT, LLC CRD 154310 | CT | $4.48B | 48 | Fidelity→ |
| C26 | PARNASSUS LLC CRD 167146 | CT | — | — | Pershing→ |
| C24 | CHILTON INVESTMENT SERVICES, LLC CRD 159306 | CT | $8.15B | 3 | Pershing→ |
| C24 | JB CAPITAL LLC CRD 171168 | CT | $2.78B | 27 | Fidelity→ |
| C16 | PRINCIPLE WEALTH PARTNERS LLC CRD 290180 | CT | $3.20B | 21 | Fidelity→ |
| C12 | ROSSMORE PRIVATE CAPITAL, LLC CRD 288453 | CT | $1.92B | 4 | Pershing→ |
