| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A72 | MAXELE ADVISORS, LLC CRD 165129 | MO | $201.6M | 1 | Fidelity→ |
| B61 | SONAS FINANCIAL GROUP, INC. CRD 122547 | MO | $149.8M | 4 | Fidelity→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B52 | GEHRIG CAPITAL MANAGEMENT, INC. CRD 123250 | IN | $203.9M | 5 | Fidelity→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C49 | HUNTER STREET PARTNERS, LP CRD 298142 | MN | $313.0M | — | U.S. Bank→ |
| C48 | KESTREL WEALTH MANAGEMENT, LLC CRD 153503 | IN | $143.9M | 2 | Fidelity→ |
| C47 | FOUNDATION WEALTH MANAGEMENT, LLC CRD 127134 | MO | $660.6M | 5 | Fidelity→ |
| C46 | AN EXCEPTIONAL LIFE FINANCIAL, LLC CRD 288742 | IN | $258.9M | 4 | Fidelity→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C44 | HARBOUR GROUP INDUSTRIES, INC. CRD 160634 | MO | $448.3M | — | U.S. Bank→ |
| C43 | STONEBRIDGE FINANCIAL GROUP, LLC CRD 337972 | MO | $2.40B | 7 | Fidelity→ |
| C42 | DOUGHERTY WEALTH ADVISERS LLC CRD 143138 | MN | $505.4M | 3 | Fidelity→ |
| C42 | NICHOLSON MEYER CAPITAL MANAGEMENT, INC. CRD 105580 | MO | $338.1M | 2 | Fidelity→ |
| C41 | JONES KERTZ & ASSOCIATES, INC. CRD 104976 | MN | $239.2M | 4 | Fidelity→ |
| C40 | MODERN DOLLAR PLANNING, LLC CRD 174695 | MO | $159.1M | 2 | Fidelity→ |
| C40 | VISTA FINANCE, LLC CRD 312082 | MO | $320.0M | 4 | Fidelity→ |
| C39 | GREATER MIDWEST FINANCIAL GROUP, LLC CRD 324387 | MN | $589.3M | 8 | Fidelity→ |
| C38 | STILES FINANCIAL SERVICES INCORPORATED CRD 117023 | MN | $548.7M | 8 | Fidelity→ |
| C38 | CORRECT CAPITAL WEALTH MANAGEMENT, LLC CRD 298774 | MO | $889.3M | 7 | Fidelity→ |
| C38 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC CRD 152003 | MN | $356.1M | 5 | Fidelity→ |
| C38 | FORTRESS FINANCIAL GROUP, LLC CRD 315329 | MN | $352.3M | 7 | Fidelity→ |
| C38 | ELEMENT SQUARED LLC CRD 311284 | MN | $203.5M | 6 | Fidelity→ |
| C36 | IMC ADVISORS, LLC CRD 111537 | IN | $540.0M | 3 | Fidelity→ |
| C36 | ABBEY STREET, LLC CRD 305107 | MN | $375.4M | 7 | Fidelity→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C35 | PROCOURSE FIDUCIARY ADVISORS, LLC CRD 164328 | IN | $5.49B | 4 | Fidelity→ |
| C34 | MHS ADVISORY SERVICES, LLC CRD 174590 | MN | $253.3M | 4 | Fidelity→ |
| C32 | STILLWATER ASSET MANAGEMENT, LLC CRD 288535 | MN | $701.4M | — | U.S. Bank→ |
| C32 | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. CRD 107173 | MN | $104.49B | — | U.S. Bank→ |
| C32 | U.S. BANCORP ADVISORS, LLC CRD 14455 | MN | $1.80B | 50 | U.S. Bank→ |
| C31 | FOUR QUADRANT WEALTH ADVISORS, INC. CRD 130753 | IN | $219.0M | 9 | Fidelity→ |
| C31 | ARCHER INVESTMENT CORPORATION CRD 136403 | IN | $1.01B | 50 | Fidelity→ |
| C28 | UMB PRIVATE WEALTH MANAGEMENT, LLC CRD 306374 | MO | $68.4M | 43 | Fidelity→ |
| C28 | FORUM SOLUTIONS GROUP, LLC CRD 143075 | IN | $403.3M | 7 | Fidelity→ |
| C26 | CASTLELAKE, L.P. CRD 145165 | MN | $35.29B | 1 | U.S. Bank→ |
| C26 | HAYS FINANCIAL GROUP, LLC CRD 306877 | MN | $7.45B | 5 | Fidelity→ |
| C25 | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC CRD 311623 | MO | $7.13B | 22 | Fidelity→ |
| C25 | 40/86 ADVISORS, INC. CRD 107740 | IN | $30.50B | — | U.S. Bank→ |
| C25 | SHOREVIEW INDUSTRIES V, LLC CRD 156686 | MN | $1.17B | — | U.S. Bank→ |
| C25 | U.S. BANCORP ASSET MANAGEMENT, INC. CRD 111912 | MN | $427.48B | — | U.S. Bank→ |
| C24 | ATWOOD & PALMER, INC. CRD 104995 | MO | $2.04B | 7 | Fidelity→ |
| C23 | HOWARD BAILEY SECURITIES, LLC CRD 282712 | IN | $582.8M | 13 | Fidelity→ |
| C22 | THOMPSON STREET CAPITAL MANAGER LLC CRD 156679 | MO | $4.57B | — | U.S. Bank→ |
| C21 | MOMENT PRIVATE WEALTH, LLC CRD 313223 | MO | $357.2M | 6 | Fidelity→ |
| C17 | OXFORD FINANCIAL GROUP, LTD. LLC CRD 105303 | IN | $23.33B | 50 | Fidelity→ |
| C14 | MARIPAU WEALTH MANAGEMENT LLC CRD 311934 | IN | $363.8M | 21 | Fidelity→ |
| C14 | PATHWAY FINANCIAL ADVISERS, LLC CRD 166237 | IN | $524.2M | 6 | Fidelity→ |