| A70 | POPE ASSET MANAGEMENT, LLC CRD 113584 | TN | $114.8M | 2 | E*Trade→ |
| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A67 | FINANCIAL MANAGEMENT ADVISORS, INC. CRD 117442 | TN | $149.9M | 4 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B59 | STRATEGIC WEALTH PARTNERS LLC CRD 336564 | TN | $101.7M | 2 | E*Trade→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B57 | MEMPHIS CAPITAL MANAGEMENT, LLC CRD 134522 | TN | $268.6M | 2 | E*Trade→ |
| B57 | SOLAS BIOVENTURES MANAGEMENT, LLC CRD 322344 | TN | $165.0M | — | E*Trade→ |
| B57 | NEWSOUTH CAPITAL MANAGEMENT INC CRD 110676 | TN | $2.21B | 7 | E*Trade→ |
| B56 | PRIMETRUST ADVISORS LLC CRD 141625 | SC | $421.6M | 2 | E*Trade→ |
| B55 | CARDINAL WEALTH ADVISORY, LLC CRD 136659 | TN | $273.2M | 2 | E*Trade→ |
| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B55 | INVESTMENT & RETIREMENT ADVISORS, LLC CRD 131741 | TN | $138.6M | 2 | E*Trade→ |
| B52 | GEN CAP AMERICA, INC. CRD 160042 | TN | $212.6M | — | E*Trade→ |
| B51 | REMORA CAPITAL MANAGEMENT, LLC CRD 316160 | TN | $268.6M | — | E*Trade→ |
| B51 | LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC CRD 127618 | TN | $106.8M | 2 | E*Trade→ |
| B51 | PLANROCK INVESTMENT MANAGEMENT, LLC CRD 304803 | TN | $71.0M | 5 | E*Trade→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| C49 | B. RILEY WEALTH PRIVATE SHARES, LLC CRD 315851 | TN | $47.6M | 3 | E*Trade→ |
| C48 | WEAVER C. BARKSDALE & ASSOCIATES, INC. CRD 105098 | TN | $3.44B | 9 | E*Trade→ |
| C46 | MARTIN & COMPANY, INC CRD 108718 | TN | $1.65B | 6 | E*Trade→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C46 | 1819 PARTNERS, LLC CRD 326601 | TN | $207.1M | 1 | E*Trade→ |
| C46 | THOROUGHBRED FINANCIAL SERVICES, LLC CRD 47893 | TN | $4.04B | 44 | E*Trade→ |
| C45 | EUDAIMONIA ASSET MANAGEMENT, LLC CRD 299379 | TN | $246.9M | 1 | E*Trade→ |
| C44 | TIGEROAK MANAGEMENT, LLC CRD 330640 | TN | $481.2M | 6 | E*Trade→ |
| C43 | IRONHORSE CAPITAL LLC CRD 148572 | TN | $120.5M | 2 | E*Trade→ |
| C43 | MALT PARTNERS MANAGEMENT LLC CRD 337855 | TN | $36.3M | — | E*Trade→ |
| C43 | GREENSVIEW WEALTH MANAGEMENT LLC CRD 297321 | TN | $121.1M | — | E*Trade→ |
| C42 | SOUTHERNSUN ASSET MANAGEMENT LLC CRD 154572 | TN | $749.4M | 1 | E*Trade→ |
| C42 | WALNUT GROVE CAPITAL PARTNERS, LP CRD 300721 | TN | $226.3M | — | E*Trade→ |
| C42 | ILS ADVISORY SERVICES, LLC CRD 333054 | TN | $1.58B | — | E*Trade→ |
| C41 | ASHDON INVESTMENT MANAGEMENT, LLC CRD 130180 | TN | $425.1M | 2 | E*Trade→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C41 | COVE CAPITAL MANAGEMENT INC. CRD 284649 | TN | $247.5M | — | E*Trade→ |
| C40 | INTEGRITY CAPITAL MANAGEMENT LLC CRD 142693 | TN | $180.5M | 4 | E*Trade→ |
| C39 | CAPITAL SQUARE, LLC CRD 286098 | TN | $449.9M | 11 | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | KAUFMAN HALL INVESTMENT MANAGEMENT, LLC CRD 328876 | TN | $2.82B | — | E*Trade→ |
| C38 | SANFORD C. BERNSTEIN & CO., LLC CRD 104474 | TN | $1.22B | 50 | E*Trade→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C38 | ICR PARTNERS, LLC CRD 304689 | TN | $798.7M | — | E*Trade→ |
| C37 | ANDREW W. BYRD & CO., L.L.C. CRD 163780 | TN | $372.0M | — | E*Trade→ |
| C37 | 360 FINANCIAL PARTNERS, LLC CRD 169280 | SC | $206.5M | 3 | E*Trade→ |
| C37 | AB CUSTOM ALTERNATIVE SOLUTIONS LLC CRD 110879 | TN | $1.42B | — | E*Trade→ |
| C36 | PERFORMA LIMITED (US), LLC CRD 154232 | SC | $4.49B | — | E*Trade→ |
| C36 | CLARITAS CAPITAL MANAGEMENT SERVICES, INC. CRD 329689 | TN | $814.0M | — | E*Trade→ |
