| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| C50 | NATIVE AMERICAN FUND ADVISORS LLC CRD 108149 | OK | $38.9M | 3 | Charles Schwab→ |
| C50 | CCM INVESTMENT ADVISERS, LLC CRD 105743 | SC | $1.55B | 8 | Charles Schwab→ |
| C49 | XXEC INC CRD 108886 | OK | $150.4M | 1 | Charles Schwab→ |
| C49 | OCEANSIDE ADVISORS LLC CRD 170307 | SC | $191.3M | 4 | Charles Schwab→ |
| C49 | METIS WEALTH MANAGEMENT & PLANNING LLC CRD 305086 | SC | $114.9M | 2 | Charles Schwab→ |
| C49 | HILTON HEAD FINANCIAL ADVISORS, INC. CRD 140249 | SC | $375.1M | 1 | Charles Schwab→ |
| C49 | DRAWBRIDGE CAPITAL, LLC CRD 128636 | OK | $224.6M | 6 | E*Trade→ |
| C48 | LONGBOW ASSET MANAGEMENT CRD 126193 | OK | $134.4M | 2 | Charles Schwab→ |
| C48 | CHARLESTON FINANCIAL ADVISORS, LLC CRD 137536 | SC | $262.4M | 2 | Charles Schwab→ |
| C48 | BEERS KIGHT FINANCIAL ADVISORS, LLC CRD 160286 | SC | $179.4M | 1 | Charles Schwab→ |
| C48 | SERAPH CAPITAL ASSOCIATES, LLC CRD 165754 | OK | $90.3M | — | Charles Schwab→ |
| C47 | MAGNOLIA FINANCIAL PLANNING SERVICES, INC. CRD 135759 | SC | $225.7M | 3 | Charles Schwab→ |
| C47 | REDSTONE WEALTH MANAGEMENT, LLC CRD 311525 | OK | $187.7M | 4 | Charles Schwab→ |
| C47 | OAK STREET ADVISORS INC CRD 139400 | SC | $126.2M | 2 | —→ |
| C47 | JM2 CAPITAL INC. CRD 292351 | OK | $238.4M | 3 | Charles Schwab→ |
| C46 | TOM JOHNSON INVESTMENT MANAGEMENT, LLC CRD 104511 | OK | $1.63B | 6 | Fidelity→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C46 | HUGHES WARREN, INC. CRD 145570 | OK | $220.5M | 2 | Fidelity→ |
| C45 | VICTORIA CAPITAL MANAGEMENT, INC. CRD 107665 | SC | $305.5M | 3 | Charles Schwab→ |
| C45 | OLISTICO WEALTH, LLC CRD 315028 | OK | $371.5M | 4 | Pershing→ |
| C45 | CHAPPELWOOD FINANCIAL SERVICES CORP. CRD 134318 | OK | $113.1M | 3 | —→ |
| C45 | VISTA INVESTMENT PARTNERS LLC CRD 286014 | OK | $610.6M | 6 | Raymond James→ |
| C45 | CARROLL INVESTORS, INC. CRD 311180 | SC | $221.4M | 2 | Raymond James→ |
| C44 | CATAWBA RIVER CAPITAL CRD 134217 | SC | $325.1M | 6 | Fidelity→ |
| C44 | GENEROUSWEALTH, LLC CRD 308263 | SC | $110.4M | 2 | —→ |
| C44 | CONCORDE FINANCIAL RESOURCES I INC. CRD 117836 | SC | $231.0M | 2 | Fidelity→ |
| C43 | COASTAL WEALTH ADVISORS, LLC CRD 174574 | SC | $106.6M | 2 | —→ |
| C43 | TANDEM INVESTMENT ADVISORS INC CRD 109392 | SC | $3.45B | 11 | LPL Financial→ |
| C43 | PERMANENS CAPITAL L.P. CRD 157476 | SC | $4.02B | 4 | Charles Schwab→ |
| C42 | SUTTERFIELD FINANCIAL GROUP, INC. CRD 115652 | OK | $274.4M | 7 | Charles Schwab→ |
| C42 | R.J. CLOUD ADVISORS & COMPANY CRD 289371 | OK | $171.3M | 3 | Charles Schwab→ |
| C42 | OAK ADVISORS, LLC CRD 137192 | SC | $284.7M | 6 | Charles Schwab→ |
| C42 | HEADLAND CAPITAL, LLC CRD 332277 | SC | $559.3M | 10 | LPL Financial→ |
| C41 | LIG CAPITAL MANAGEMENT, LLC CRD 130489 | OK | $250.4M | 4 | Charles Schwab→ |
| C41 | MCGUIRE CAPITAL ADVISORS, INC. CRD 164549 | OK | $200.8M | 4 | Charles Schwab→ |
| C41 | TULSA WEALTH ADVISORS, INC. CRD 337956 | OK | $1.54B | 17 | Raymond James→ |
| C41 | COASTLINE COMPLETE WEALTH LLC CRD 338227 | SC | $213.6M | 2 | Raymond James→ |
| C41 | CORPORATE CONSULTING GROUP, INC. CRD 123761 | OK | $240.8M | 1 | E*Trade→ |
| C41 | KEEN CAPITAL, LTD CRD 145023 | SC | $179.7M | 4 | Charles Schwab→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C41 | BREACH INLET CAPITAL MANAGEMENT, LLC CRD 282056 | SC | $227.7M | 1 | Goldman Sachs→ |
| C41 | CAPASSO PLANNING PARTNERS LLC CRD 294673 | SC | $274.2M | 2 | Charles Schwab→ |
| C40 | E & R WEALTH MANAGEMENT, LLC CRD 171271 | SC | $104.8M | 2 | —→ |
| C40 | BOK FINANCIAL SECURITIES, INC. CRD 17530 | OK | $1.06B | 50 | Pershing→ |
| C40 | JACKSON FINANCIAL SERVICES, LLC CRD 132252 | SC | $498.1M | 2 | Charles Schwab→ |
| C40 | RIVERBEND WEALTH MANAGEMENT, LLC CRD 302031 | SC | $281.0M | 4 | Fidelity→ |
| C39 | COWA, LLC CRD 297180 | OK | $529.4M | 5 | Charles Schwab→ |
| C39 | ASSET MANAGEMENT ADVISORS, LLC CRD 111309 | OK | $221.3M | 2 | Charles Schwab→ |
| C39 | SAGEOAK FINANCIAL, LLC CRD 166927 | OK | $174.8M | 4 | Charles Schwab→ |
