| A76 | CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC CRD 107865 | NJ | $107.9M | 1 | Charles Schwab→ |
| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A75 | GLOBAL WEALTH MANAGEMENT, LLC CRD 153677 | NJ | $245.7M | 3 | Charles Schwab→ |
| A72 | DELTA CAPITAL MANAGEMENT LLC CRD 106248 | NJ | $240.2M | 1 | Charles Schwab→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A72 | GARDEN STATE RETIREMENT SPECIALISTS, LLC CRD 128414 | NJ | $109.3M | 2 | Pershing→ |
| A72 | STAWNYCHY FINANCIAL SERVICES, INC. CRD 128859 | NJ | $131.2M | 1 | Charles Schwab→ |
| A72 | PETERSON ROGERS PRIVATE WEALTH, LLC CRD 324001 | UT | $177.1M | 3 | Charles Schwab→ |
| A71 | AURORA PRIVATE WEALTH, INC. CRD 281604 | NJ | $374.0M | 21 | Charles Schwab→ |
| A70 | REDWOOD WEALTH MANAGEMENT GROUP, LLC CRD 281741 | NJ | $317.2M | — | Charles Schwab→ |
| A69 | RDM CAPITAL ASSOCIATES INC CRD 106941 | NJ | $164.5M | 3 | Pershing→ |
| A68 | OMEGA CAPITAL MANAGEMENT,LLC CRD 129167 | NJ | $139.7M | 1 | Charles Schwab→ |
| A68 | PCG ASSET MANAGEMENT, LLC CRD 148208 | NJ | $143.1M | 4 | Pershing→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| A67 | GALLO PARTNERS LP CRD 329774 | NJ | $179.0M | — | Morgan Stanley→ |
| A67 | CARNEGIE LAKE ADVISORS LLC CRD 330024 | NJ | $403.0M | 7 | Charles Schwab→ |
| A66 | WEALTH PLANNING ASSET MANAGEMENT LIMITED LIABILITY COMPANY CRD 279034 | NJ | $115.3M | 2 | Charles Schwab→ |
| A66 | LONE PEAK ADVISERS, LLC CRD 296772 | UT | $125.4M | 8 | Charles Schwab→ |
| A66 | SLAYTON LEWIS INC CRD 114596 | UT | $334.4M | 2 | E*Trade→ |
| A65 | SACKS & ASSOCIATES, LLC CRD 174909 | NJ | $212.8M | 3 | Charles Schwab→ |
| B64 | PRESTIGE WEALTH SERVICES GROUP, INC. CRD 166641 | NJ | $175.2M | 4 | Charles Schwab→ |
| B63 | VAUGHAN AND COMPANY SECURITIES, INC. CRD 18826 | NJ | $218.9M | 2 | Fidelity→ |
| B62 | SMEDLEY FINANCIAL SERVICES INC CRD 110870 | UT | $341.8M | 6 | E*Trade→ |
| B62 | TC FINANCIAL MANAGEMENT, CO. INC. CRD 128967 | NJ | $122.7M | 2 | Charles Schwab→ |
| B61 | KEELER THOMAS MANAGEMENT LLC CRD 109522 | UT | $305.5M | 5 | Charles Schwab→ |
| B61 | LANDMARK WEALTH ADVISORS, LLC CRD 166989 | UT | $135.9M | 2 | Charles Schwab→ |
| B60 | ALJEN ASSET MANAGEMENT LLC CRD 128962 | NJ | $230.2M | 3 | E*Trade→ |
| B60 | MILLINGTON SECURITIES, LLC CRD 147298 | NJ | $140.5M | — | E*Trade→ |
| B60 | REEF INVESTMENT MANAGEMENT LLC CRD 309186 | UT | $234.3M | 1 | E*Trade→ |
| B60 | JORDANELLE CAPITAL, LLC CRD 323676 | UT | $179.2M | — | Northern Trust→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B59 | PARADIGM WEALTH ADVISORY LLC CRD 283120 | NJ | $201.2M | 7 | Charles Schwab→ |
| B59 | ACA/PRUDENT INVESTORS PLANNING CORPORATION CRD 47798 | NJ | $351.4M | 2 | E*Trade→ |
| B59 | RSW INVESTMENTS HOLDINGS, LLC CRD 302023 | NJ | $2.30B | 2 | Morgan Stanley→ |
| B59 | ASSET MANAGEMENT CONSULTING SERVICES, INC. CRD 128793 | NJ | $144.2M | 2 | Pershing→ |
| B59 | KENSINGTON FINANCIAL ADVISORS LLC CRD 136346 | NJ | $159.9M | 2 | Charles Schwab→ |
| B58 | UNITED VALUE CAPITAL, LLC CRD 300533 | UT | $122.0M | — | E*Trade→ |
| B58 | CORRADO ADVISORS, LLC CRD 111721 | NJ | $252.8M | 6 | Charles Schwab→ |
| B58 | TALARA CAPITAL MANAGEMENT, LLC CRD 158866 | NJ | $317.6M | — | U.S. Bank→ |
| B58 | ALTMAN INVESTMENT MANAGEMENT LLC CRD 113832 | NJ | $119.9M | 6 | Charles Schwab→ |
| B58 | WOLOSHIN INVESTMENT MANAGEMENT, LLC CRD 132346 | NJ | $180.4M | 3 | Charles Schwab→ |
| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B57 | OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC CRD 165355 | UT | $128.2M | 3 | E*Trade→ |
| B57 | GULFSTREAM CM, LLC CRD 165459 | NJ | $244.2M | 4 | Pershing→ |
| B57 | PRESTIGE WEALTH MANAGEMENT GROUP, LLC CRD 127381 | NJ | $666.4M | 5 | Charles Schwab→ |
| B57 | MULLOOLY ASSET MANAGEMENT, INC. CRD 121184 | NJ | $455.6M | 4 | Charles Schwab→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
