| A88 | ARISTA ADVISORY GROUP, LLC CRD 285722 | NY | $143.7M | 1 | Charles Schwab→ |
| A87 | CONRAD CAPITAL MANAGEMENT, INC. CRD 113648 | NY | $90.7M | 2 | Charles Schwab→ |
| A87 | SILVER LAKE CAPITAL PARTNERS LLC CRD 329997 | TX | $211.5M | 1 | Raymond James→ |
| A84 | STONEBRIDGE WEALTH MANAGEMENT, LLC CRD 146775 | TX | $134.6M | 1 | E*Trade→ |
| A82 | INVICTUS TIMING SERVICE LTD CRD 106372 | NY | $103.0M | 1 | E*Trade→ |
| A82 | MOLLOT & HARDY, INC. CRD 128377 | NY | $80.6M | 2 | Pershing→ |
| A81 | EXCOMP ASSET MANAGEMENT LTD CRD 110434 | NY | $140.2M | 2 | Charles Schwab→ |
| A79 | WYSER-PRATTE MANAGEMENT CO., INC. CRD 106399 | NY | $58.6M | — | E*Trade→ |
| A79 | PROFESSIONAL FINANCIAL STRATEGIES, INC CRD 125580 | NY | $225.8M | 3 | Charles Schwab→ |
| A78 | ASPIRE ADVISORS, LLC CRD 150652 | NY | $109.2M | 7 | E*Trade→ |
| A78 | AXIOM INVESTMENT MANAGEMENT LLC CRD 141516 | NY | $236.8M | 1 | E*Trade→ |
| A77 | R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC. CRD 145159 | NY | $227.1M | 1 | Goldman Sachs→ |
| A77 | BH ASSET MANAGEMENT, LLC CRD 152117 | NY | $117.0M | — | Fidelity→ |
| A76 | CALDERWOOD FINANCIAL STRATEGIES, INC. CRD 313466 | TX | $228.5M | 4 | Fidelity→ |
| A76 | PORTFOLIO MANAGEMENT, LLC CRD 107129 | TX | $151.9M | 2 | Charles Schwab→ |
| A76 | FIDUCIARY MANAGEMENT GROUP, LLC CRD 136612 | NY | $70.7M | 1 | Charles Schwab→ |
| A75 | OCCAM CAPITAL MANAGEMENT, LLC CRD 108201 | NY | $67.4M | 1 | Charles Schwab→ |
| A75 | ABERNATHY GROUP II LLC CRD 152401 | NY | $80.2M | 1 | Charles Schwab→ |
| A75 | V. M. MANNING & CO., INC. CRD 2655 | SC | $133.3M | 2 | Charles Schwab→ |
| A75 | NETWORK INVESTMENT ADVISORS INCORPORATED CRD 290927 | NY | $57.4M | — | Charles Schwab→ |
| A75 | TERRA NOVA ASSET MANAGEMENT LLC CRD 111676 | NY | $220.2M | 2 | Fidelity→ |
| A75 | MILLER GLOBAL INVESTMENTS, L.L.C. CRD 114683 | TX | $199.4M | 2 | Charles Schwab→ |
| A74 | HENRY JAMES INTERNATIONAL MANAGEMENT, INC. CRD 169293 | NY | $402.4M | 1 | E*Trade→ |
| A74 | MON CAPITAL MANAGEMENT LLC CRD 333785 | NY | $95.0M | 1 | E*Trade→ |
| A74 | MAIDSTONE WEALTH MANAGEMENT, LLC CRD 291873 | NY | $27.4M | 1 | E*Trade→ |
| A73 | ADAMS ASSET ADVISORS LLC CRD 120573 | TX | $839.4M | 2 | Fidelity→ |
| A73 | REIK & CO., LLC CRD 142414 | NY | $322.1M | 4 | Fidelity→ |
| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| A73 | TROTTA, JOHN (NMN) CRD 125537 | NY | $135.0M | 3 | E*Trade→ |
| A73 | FINANCIAL ASSET MANAGEMENT CORP CRD 106643 | NY | $436.2M | 3 | Charles Schwab→ |
| A73 | TAGLICH BROTHERS, INC. CRD 29102 | NY | $37.7M | 1 | E*Trade→ |
| A72 | TIMECAPITAL INVESTOR ADVISORY SERVICES INC CRD 105672 | NY | $232.1M | 4 | Pershing→ |
| A72 | LUCIEN STIRLING & GRAY ADVISORY GROUP INC CRD 112641 | TX | $146.6M | 3 | Fidelity→ |
| A72 | SEACREST INVESTMENT MANAGEMENT, LLC CRD 143670 | NY | $110.9M | 3 | Charles Schwab→ |
| A72 | SUMMIT PLANNING GROUP, INC. CRD 125994 | NY | $111.0M | 1 | Charles Schwab→ |
| A72 | INSTITUTIONAL INVESTMENT ADVISORS CORP CRD 126055 | NY | $105.2M | 1 | Charles Schwab→ |
| A72 | PINGORA PARTNERS LLC CRD 148262 | TX | $199.4M | 1 | Charles Schwab→ |
| A72 | PECONIC ASSET PLANNING, INC. CRD 310121 | NY | $64.6M | 1 | Charles Schwab→ |
| A71 | MUNICIPAL ASSET MANAGEMENT INC CRD 108320 | NY | $112.8M | 3 | Wells Fargo→ |
| A71 | FOCUS 401 (K) GROUP, LLC CRD 172217 | TX | $169.9M | 2 | Fidelity→ |
| A71 | VANN EQUITY MANAGEMENT LLC CRD 174239 | TX | $231.2M | 6 | Charles Schwab→ |
| A71 | SAFE HARBOR ASSET MANAGEMENT, INC. CRD 124787 | NY | $26.8M | 3 | Charles Schwab→ |
| A70 | AMERICAN FINANCIAL & TAX STRATEGIES, INC. CRD 115559 | NY | $279.4M | 1 | Charles Schwab→ |
| A70 | 6TH STREET ADVISORS, LLC CRD 156623 | AL | $256.5M | 3 | Charles Schwab→ |
| A70 | TRANSPARENT WEALTH CONSULTING LLC CRD 283193 | NY | $42.8M | — | Charles Schwab→ |
| A70 | DURANTE & WATERS, LLC CRD 127216 | NY | $187.4M | 3 | E*Trade→ |
| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A70 | KAHN BROTHERS ADVISORS LLC CRD 144368 | NY | $498.6M | 3 | Charles Schwab→ |
| A70 | DIESSLIN GROUP, INC. CRD 110557 | TX | $696.3M | 5 | Charles Schwab→ |
| A69 | ALLISON INVESTMENT MANAGEMENT, LLC CRD 124645 | SC | $170.4M | 2 | Charles Schwab→ |
