| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| A70 | POPE ASSET MANAGEMENT, LLC CRD 113584 | TN | $114.8M | 2 | E*Trade→ |
| A67 | FINANCIAL MANAGEMENT ADVISORS, INC. CRD 117442 | TN | $149.9M | 4 | E*Trade→ |
| B64 | SANDER CAPITAL ADVISORS, INC. CRD 112499 | WA | $210.0M | 2 | E*Trade→ |
| B64 | VORPAHL WING SECURITIES, INC. CRD 47548 | WA | $124.4M | 4 | E*Trade→ |
| B61 | CONTINENTAL INVESTORS SERVICES, INC. CRD 29775 | WA | $196.8M | 19 | E*Trade→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B59 | STRATEGIC WEALTH PARTNERS LLC CRD 336564 | TN | $101.7M | 2 | E*Trade→ |
| B58 | KUNATH KARREN RINNE & ATKIN LLC CRD 104531 | WA | $373.0M | 3 | E*Trade→ |
| B57 | SIMCOE CAPITAL, LLC CRD 121505 | WA | $109.4M | 3 | E*Trade→ |
| B57 | MEMPHIS CAPITAL MANAGEMENT, LLC CRD 134522 | TN | $268.6M | 2 | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B57 | SOLAS BIOVENTURES MANAGEMENT, LLC CRD 322344 | TN | $165.0M | — | E*Trade→ |
| B57 | NEWSOUTH CAPITAL MANAGEMENT INC CRD 110676 | TN | $2.21B | 7 | E*Trade→ |
| B55 | CARDINAL WEALTH ADVISORY, LLC CRD 136659 | TN | $273.2M | 2 | E*Trade→ |
| B55 | INVESTMENT & RETIREMENT ADVISORS, LLC CRD 131741 | TN | $138.6M | 2 | E*Trade→ |
| B55 | MOUNTAIN PACIFIC ADVISORS, LLC CRD 151666 | WA | $484.3M | — | E*Trade→ |
| B53 | SUNRISE FINANCIAL SERVICES LLC CRD 325955 | WA | $151.2M | 3 | E*Trade→ |
| B52 | MONSON WEALTH MANAGEMENT, INC. CRD 169857 | WA | $149.5M | 1 | E*Trade→ |
| B52 | GEN CAP AMERICA, INC. CRD 160042 | TN | $212.6M | — | E*Trade→ |
| B51 | REMORA CAPITAL MANAGEMENT, LLC CRD 316160 | TN | $268.6M | — | E*Trade→ |
| B51 | LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC CRD 127618 | TN | $106.8M | 2 | E*Trade→ |
| B51 | PLANROCK INVESTMENT MANAGEMENT, LLC CRD 304803 | TN | $71.0M | 5 | E*Trade→ |
| B50 | RAINIER INVESTMENT MANAGEMENT LLC CRD 105556 | WA | $581.1M | — | E*Trade→ |
| C50 | HOT CREEK CAPITAL, L.L.C. CRD 162371 | WA | $135.7M | 1 | E*Trade→ |
| C49 | B. RILEY WEALTH PRIVATE SHARES, LLC CRD 315851 | TN | $47.6M | 3 | E*Trade→ |
| C48 | WEAVER C. BARKSDALE & ASSOCIATES, INC. CRD 105098 | TN | $3.44B | 9 | E*Trade→ |
| C47 | NORTHWEST ADMINISTRATORS INC CRD 106544 | WA | $114.8M | 4 | E*Trade→ |
| C46 | MARTIN & COMPANY, INC CRD 108718 | TN | $1.65B | 6 | E*Trade→ |
| C46 | EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC CRD 159018 | WA | $131.6M | 1 | E*Trade→ |
| C46 | 1819 PARTNERS, LLC CRD 326601 | TN | $207.1M | 1 | E*Trade→ |
| C46 | THOROUGHBRED FINANCIAL SERVICES, LLC CRD 47893 | TN | $4.04B | 44 | E*Trade→ |
| C45 | EUDAIMONIA ASSET MANAGEMENT, LLC CRD 299379 | TN | $246.9M | 1 | E*Trade→ |
| C45 | HIGHBURY PACIFIC CAPITAL CORP. CRD 157778 | WA | $333.3M | — | E*Trade→ |
| C45 | RAINIER CAPITAL PARTNERS LP CRD 315967 | WA | $379.5M | — | E*Trade→ |
| C45 | AVATAR CAPITAL MANAGEMENT LLC CRD 330793 | WA | $279.6M | — | E*Trade→ |
| C44 | ALLEN CAPITAL MANAGEMENT, LLC CRD 135147 | WA | $200.0M | 2 | E*Trade→ |
| C44 | FIRST WASHINGTON CORPORATION CRD 6681 | WA | $501.2M | 3 | E*Trade→ |
| C44 | TIGEROAK MANAGEMENT, LLC CRD 330640 | TN | $481.2M | 6 | E*Trade→ |
| C43 | IRONHORSE CAPITAL LLC CRD 148572 | TN | $120.5M | 2 | E*Trade→ |
| C43 | MALT PARTNERS MANAGEMENT LLC CRD 337855 | TN | $36.3M | — | E*Trade→ |
| C43 | GREENSVIEW WEALTH MANAGEMENT LLC CRD 297321 | TN | $121.1M | — | E*Trade→ |
| C42 | TAIYO PACIFIC PARTNERS L.P. CRD 160930 | WA | $395.3M | — | E*Trade→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C42 | SOUTHERNSUN ASSET MANAGEMENT LLC CRD 154572 | TN | $749.4M | 1 | E*Trade→ |
| C42 | WALNUT GROVE CAPITAL PARTNERS, LP CRD 300721 | TN | $226.3M | — | E*Trade→ |
| C42 | ROBINSWOOD FINANCIAL LLC CRD 143417 | WA | $433.3M | 7 | E*Trade→ |
| C42 | ILS ADVISORY SERVICES, LLC CRD 333054 | TN | $1.58B | — | E*Trade→ |
| C41 | MILLIMAN ADVISORS, LLC CRD 112245 | WA | $2.32B | 3 | E*Trade→ |
| C41 | ASHDON INVESTMENT MANAGEMENT, LLC CRD 130180 | TN | $425.1M | 2 | E*Trade→ |
