| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B63 | TILDEN LOUCKS & WOODNORTH LLC CRD 106713 | IL | $173.3M | 2 | E*Trade→ |
| B63 | CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC CRD 123483 | IL | $135.2M | 19 | Charles Schwab→ |
| B63 | STARK RICHARD JOSEPH CRD 107636 | CO | $426.1M | — | E*Trade→ |
| B63 | ACCELERATED WEALTH ADVISORS LLC CRD 170022 | CO | $180.5M | 1 | Pershing→ |
| B62 | ATHENAINVEST ADVISORS LLC CRD 146224 | CO | $80.4M | 4 | Charles Schwab→ |
| B62 | SYNERGY CAPITAL OF COLORADO LLC CRD 334117 | CO | $98.8M | 2 | Fidelity→ |
| B62 | BLUE HAVEN CAPITAL, LLC CRD 141738 | IL | $121.5M | 2 | —→ |
| B62 | TNL ASSET MANAGEMENT LLC CRD 137419 | CO | $139.3M | 1 | Charles Schwab→ |
| B62 | SILVERPEAK WEALTH ADVISORS, LLC CRD 170732 | CO | $177.4M | 2 | Charles Schwab→ |
| B61 | TOWLE & CO CRD 110862 | CO | $473.7M | 11 | Pershing→ |
| B61 | DWM FINANCIAL GROUP, INC. CRD 111594 | IL | $279.2M | 3 | Charles Schwab→ |
| B61 | BOON CAPITAL ADVISORS LLC CRD 174016 | IL | $185.0M | 1 | Charles Schwab→ |
| B61 | HARBOUR FINANCIAL RESOURCES, LTD CRD 110261 | IL | $189.8M | 2 | Charles Schwab→ |
| B61 | ALTIUS FINANCIAL, INC. CRD 113268 | CO | $212.2M | 3 | Charles Schwab→ |
| B61 | WOLF FINANCIAL ADVISORS LLC CRD 146080 | IL | $124.9M | 1 | Charles Schwab→ |
| B61 | RED MOUNTAIN FINANCIAL, LLC CRD 277100 | CO | $184.4M | — | Charles Schwab→ |
| B61 | MONETTA FINANCIAL SERVICES INC CRD 105367 | IL | $144.8M | — | E*Trade→ |
| B61 | JP WEALTH MANAGEMENT, INC. CRD 129475 | SC | $274.0M | 2 | Charles Schwab→ |
| B61 | MAIN STREET INVESTMENT ADVISORS, LLC CRD 146036 | IL | $250.3M | 3 | Fidelity→ |
| B60 | ACCESS FINANCIAL GROUP, INC. CRD 33065 | IL | $302.3M | 5 | Raymond James→ |
| B60 | MITCHELL VAUGHT & TAYLOR INC CRD 106160 | IL | $42.4M | — | E*Trade→ |
| B60 | WORLD CAPITAL ADVISORS, LLC CRD 135941 | CO | $72.0M | 3 | E*Trade→ |
| B60 | HINDS FINANCIAL GROUP INC CRD 129971 | CO | $536.9M | 6 | Pershing→ |
| B60 | CHICAGO CAPITAL MANAGEMENT, LLC CRD 175453 | IL | $202.8M | — | Goldman Sachs→ |
| B60 | KINZIE CAPITAL PARTNERS LP CRD 305445 | IL | $193.0M | — | E*Trade→ |
| B60 | VALEO VENTURES MANAGEMENT, LLC CRD 334181 | IL | $119.3M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | ESSENTIAL INVESTMENT PARTNERS, LLC CRD 149509 | CO | $223.0M | 2 | E*Trade→ |
| B59 | WAZEE STREET CAPITAL MANAGEMENT LLC CRD 159165 | CO | $203.4M | — | Folio Institutional→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B59 | PRAIRIE RIVERS INVESTMENTS, LLC CRD 288153 | IL | $249.3M | 3 | E*Trade→ |
| B59 | LANDOLT SECURITIES, INC. CRD 28352 | IL | $105.6M | 33 | —→ |
| B59 | CONSILIUM, LLC CRD 304503 | CO | $215.0M | 1 | Charles Schwab→ |
| B59 | FORTIS PORTFOLIO SOLUTIONS, LLC CRD 314886 | IL | $140.0M | 1 | Charles Schwab→ |
| B59 | IRON FINANCIAL LLC CRD 106682 | IL | $489.2M | 4 | Charles Schwab→ |
| B59 | DIBENEDETTO & ASSOCIATES LTD CRD 108092 | IL | $333.1M | 3 | E*Trade→ |
| B59 | NEW ENGLAND RESEARCH & MANAGEMENT, INC. CRD 110739 | IL | $285.2M | 3 | E*Trade→ |
| B59 | FIRST AFFIRMATIVE FINANCIAL NETWORK LLC CRD 109036 | CO | $905.2M | 10 | Goldman Sachs→ |
| B59 | PEACE OF MIND FINANCIAL, INC CRD 289067 | CO | $123.6M | 2 | Charles Schwab→ |
| B59 | COHESION WEALTH MANAGEMENT, LLC CRD 308980 | CO | $171.0M | 4 | Charles Schwab→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B58 | WALNUT LEVEL CAPITAL LLC CRD 307942 | CO | $119.2M | — | E*Trade→ |
| B58 | CERTIFIED TAX SERVICE, INC. CRD 110960 | IL | $313.9M | 4 | Charles Schwab→ |
| B58 | PERRITT CAPITAL MANAGEMENT INC CRD 111623 | IL | $279.8M | — | Charles Schwab→ |
| B58 | BEDMINSTER L.L.C. CRD 118794 | SC | $199.0M | 3 | Charles Schwab→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B58 | TETLEY INVESTMENTS, LLC CRD 164130 | IL | $193.9M | 3 | Charles Schwab→ |
| B58 | FIT ASSET MANAGEMENT, LLC CRD 281494 | CO | $147.4M | 3 | Charles Schwab→ |
| B57 | EASTGATE CAPITAL ADVISORS LLC CRD 220511 | IL | $271.5M | 5 | Charles Schwab→ |