| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| A70 | 6TH STREET ADVISORS, LLC CRD 156623 | AL | $256.5M | 3 | Charles Schwab→ |
| A69 | RETIREMENT ADVISORS, INC. CRD 122122 | AL | $159.6M | 9 | Charles Schwab→ |
| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B59 | SOUTHERN CAPITAL SERVICES, INC. CRD 105582 | AL | $192.5M | 6 | Charles Schwab→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B57 | DMC GROUP, LLC CRD 174077 | AL | $176.7M | 3 | Charles Schwab→ |
| B56 | COLARION LLC CRD 284588 | AL | $188.3M | 3 | Charles Schwab→ |
| B55 | AULL & MONROE INVESTMENT MANAGEMENT CORP CRD 104830 | AL | $323.2M | 4 | Charles Schwab→ |
| B52 | PEOPLE MAKE THE DIFFERENCE, INC. CRD 159443 | AL | $111.6M | 2 | Charles Schwab→ |
| B51 | MONEY MANAGEMENT SERVICES, INC. CRD 106832 | AL | $442.7M | 5 | Pershing→ |
| C49 | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. CRD 106454 | AL | $424.4M | 2 | Charles Schwab→ |
| C49 | BROOKLINE INVESTMENTS, INC. CRD 109239 | AL | $281.5M | 2 | Charles Schwab→ |
| C48 | APPROACH RETIREMENT ADVISORS, LLC CRD 166221 | AL | $227.5M | 2 | Charles Schwab→ |
| C48 | TRUST ADVISORY GROUP LTD CRD 106926 | AL | $313.5M | 20 | Charles Schwab→ |
| C46 | NAVIANT PARTNERS, LLC CRD 339108 | AL | $177.3M | 2 | Charles Schwab→ |
| C45 | TUCKER JR., DOUGLAS, RAY CRD 298292 | AL | $339.0M | 3 | Charles Schwab→ |
| C45 | MAGNOLIA WEALTH MANAGEMENT LLC CRD 297598 | AL | $183.3M | 2 | Charles Schwab→ |
| C45 | BLALOCK WILLIAMS, LLC CRD 325465 | AL | $242.6M | 2 | Charles Schwab→ |
| C45 | AXIENT INVESTMENT ADVISORS LLC CRD 336722 | AL | $454.0M | 13 | Pershing→ |
| C44 | BONAVENTURE CAPITAL, LLC CRD 120780 | AL | $493.8M | 2 | Charles Schwab→ |
| C42 | ABACUS INVESTMENTS LLC CRD 327805 | AL | $105.9M | — | E*Trade→ |
| C41 | WILKINS MILLER WEALTH MANAGEMENT, LLC CRD 162222 | AL | $257.5M | 2 | Charles Schwab→ |
| C41 | STEADMONT ADVISORS, LLC CRD 328882 | AL | $430.7M | 4 | Fidelity→ |
| C41 | ARAGON FAMILY OFFICE LLC CRD 337597 | AL | $112.0M | 2 | Charles Schwab→ |
| C41 | WFG CAPITAL ADVISORS, LLC CRD 310008 | AL | $354.8M | 2 | Charles Schwab→ |
| C40 | COOK & BYNUM CAPITAL MANAGEMENT, LLC CRD 149454 | AL | $359.8M | — | Pershing→ |
| C40 | MCDONALD FINANCIAL SERVICES, LLC CRD 282899 | AL | $443.5M | 8 | LPL Financial→ |
| C39 | LONGVIEW FINANCIAL ADVISORS, INC. CRD 122451 | AL | $208.2M | 3 | Fidelity→ |
| C38 | FEATHERINGILL CAPITAL, LLC CRD 299523 | AL | $142.9M | — | E*Trade→ |
| C38 | BROWN MCLEOD, INC CRD 155548 | AL | $468.2M | 6 | Charles Schwab→ |
| C38 | FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC CRD 168390 | AL | $194.9M | 3 | E*Trade→ |
| C38 | CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC CRD 337758 | AL | $132.1M | 2 | Charles Schwab→ |
| C36 | BLUEWATER WEALTH ADVISORS, LLC CRD 330078 | AL | $145.8M | 3 | Charles Schwab→ |
| C35 | STRAUSS WEALTH ADVISING, INC. CRD 310512 | AL | $276.0M | 3 | Fidelity→ |
| C33 | CAPSTONE WEALTH MANAGEMENT, LLC CRD 118296 | AL | $416.1M | 9 | Charles Schwab→ |
| C32 | KASSOUF WEALTH ADVISORS, LLC CRD 122683 | AL | $471.3M | 6 | Charles Schwab→ |
| C31 | ONEASCENT WEALTH MANAGEMENT LLC CRD 308057 | AL | $475.6M | 13 | Charles Schwab→ |
| C29 | FORAGER CAPITAL MANAGEMENT, LLC CRD 158835 | AL | $352.9M | 3 | Interactive Brokers→ |
| C28 | TIMBERCHASE FINANCIAL, LLC CRD 131205 | AL | $280.2M | 4 | Charles Schwab→ |
| C28 | NAVIGATE WEALTH MANAGEMENT, LLC CRD 173770 | AL | $429.6M | 7 | Charles Schwab→ |
| C28 | NAVIGATE 401K, LLC CRD 309466 | AL | $317.9M | 4 | E*Trade→ |
| C27 | CLOUD INVESTMENTS, LLC CRD 281915 | AL | $404.0M | 6 | E*Trade→ |
