| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B57 | H. L. ORMOND & COMPANY, LLC CRD 313593 | NC | $401.4M | 2 | Raymond James→ |
| B57 | PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC CRD 149889 | NC | $162.8M | 3 | Charles Schwab→ |
| B57 | GULFSTREAM CM, LLC CRD 165459 | NJ | $244.2M | 4 | Pershing→ |
| B57 | PRESTIGE WEALTH MANAGEMENT GROUP, LLC CRD 127381 | NJ | $666.4M | 5 | Charles Schwab→ |
| B57 | MULLOOLY ASSET MANAGEMENT, INC. CRD 121184 | NJ | $455.6M | 4 | Charles Schwab→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B56 | CALAMITA WEALTH MANAGEMENT INC. CRD 153316 | NC | $138.2M | 2 | Charles Schwab→ |
| B56 | EVERGREEN WEALTH ADVISORS CRD 326535 | NC | $112.5M | 3 | Charles Schwab→ |
| B56 | MLP3, LLC CRD 296314 | NJ | $248.1M | 2 | E*Trade→ |
| B55 | GENEVA FINANCIAL GROUP LLC CRD 331944 | NJ | $233.7M | 1 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B55 | COURSE MANAGEMENT INVESTMENT ADVISORS, LLC CRD 306974 | NC | $100.3M | 4 | —→ |
| B55 | FUND DIRECT ADVISORS INC. CRD 155363 | NC | $593.0M | 4 | E*Trade→ |
| B55 | BPP WEALTH SOLUTIONS, LLC CRD 166962 | NJ | $247.3M | 4 | Charles Schwab→ |
| B55 | SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC CRD 298315 | NJ | $454.2M | 5 | Charles Schwab→ |
| B55 | TEPLITZ FINANCIAL GROUP LLC CRD 122038 | NJ | $131.7M | 1 | Charles Schwab→ |
| B55 | PENDLETON FINANCIAL, LLC CRD 325303 | NC | $160.0M | 1 | Charles Schwab→ |
| B55 | FOREST CAPITAL OPERATING COMPANY LLC CRD 325514 | NC | $143.2M | 2 | Charles Schwab→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B54 | VENTURE INVESTMENT MANAGEMENT CO., L.L.C. CRD 160002 | NJ | $636.8M | — | Raymond James→ |
| B54 | STRUCTURAL SOLUTIONS LLC CRD 319155 | NC | $133.0M | — | E*Trade→ |
| B54 | ABS LEGACY PARTNERS, LLC CRD 325604 | NC | $670.8M | 1 | Charles Schwab→ |
| B54 | HIGH POINT WEALTH MANAGEMENT, LLC CRD 147111 | NJ | $192.9M | 2 | Fidelity→ |
| B54 | STOLZER ROTHSCHILD LEVY LLC CRD 169817 | NJ | $166.0M | 2 | Charles Schwab→ |
| B54 | SFI ADVISORS, LLC CRD 287929 | NJ | $176.0M | 4 | Charles Schwab→ |
| B54 | HUDSON OAK WEALTH ADVISORY LLC CRD 300218 | NJ | $133.9M | 1 | Charles Schwab→ |
| B54 | THE PINES WEALTH MANAGEMENT, LLC CRD 326353 | NC | $485.9M | 2 | Charles Schwab→ |
| B54 | CROSSGEN WEALTH LLC CRD 336270 | NC | $222.8M | 2 | Raymond James→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B53 | HUNTER STREET INVESTMENT ADVISORS LLC CRD 145334 | NC | $166.4M | 8 | E*Trade→ |
| B53 | COPPER BEECH FINANCIAL GROUP, LLC CRD 313156 | NJ | $197.4M | 3 | E*Trade→ |
| B53 | CANNON WEALTH MANAGEMENT SERVICES, LLC CRD 323302 | NC | $245.2M | 5 | Charles Schwab→ |
| B53 | EASTOVER INVESTMENT ADVISORS, LLC CRD 150821 | NC | $392.3M | 3 | Charles Schwab→ |
| B53 | SINDIA CAPITAL ADVISERS, LLC CRD 333325 | NJ | $423.4M | 1 | E*Trade→ |
| B53 | KENNETH FRENKE & CO., INC. CRD 109352 | NC | $206.5M | 2 | Charles Schwab→ |
| B53 | SMITH PARTNERS WEALTH MANAGEMENT, LLC CRD 112231 | NC | $196.1M | 9 | Charles Schwab→ |
| B53 | MCGRATH & ASSOCIATES, INC. CRD 121197 | NC | $155.9M | 2 | Charles Schwab→ |
| B53 | AZNAR FINANCIAL ADVISORS, LLC CRD 121388 | NJ | $169.6M | 6 | Charles Schwab→ |
| B53 | 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT CRD 124288 | NJ | $150.1M | 1 | Fidelity→ |
| B53 | STEMBROOK ASSET MANAGEMENT, LLC CRD 144116 | NJ | $147.5M | 2 | Charles Schwab→ |
| B53 | PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC CRD 150266 | NC | $136.2M | 2 | LPL Financial→ |
| B53 | DAVIDSON WEALTH MANAGEMENT LLC CRD 153227 | NJ | $172.4M | 3 | Charles Schwab→ |
| B53 | SUSTAINVEST ASSET MANAGEMENT, LLC CRD 166685 | NJ | $137.4M | 1 | Charles Schwab→ |
| B53 | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC. CRD 171967 | NJ | $237.4M | 1 | LPL Financial→ |
| B53 | VARIANT PERCEPTION, LLC CRD 334510 | NC | $31.9M | 1 | E*Trade→ |
