| A90 | CARMICHAEL CAPITAL, INC. CRD 118468 | TN | $126.6M | 1 | Charles Schwab→ |
| A87 | LARIMER CAPITAL CORP CRD 18189 | CO | $169.9M | 2 | Charles Schwab→ |
| A80 | FINANCIALLY SPEAKING INC CRD 106255 | CO | $164.8M | 1 | E*Trade→ |
| A79 | COLUMBIA BENEFITS, LLC CRD 132261 | CO | $116.2M | 1 | E*Trade→ |
| A79 | MUTUAL FUND PROTECTION SERVICE CRD 115961 | CO | $102.0M | 1 | Charles Schwab→ |
| A79 | SANCTUARY WEALTH ADVISORS LLC CRD 285428 | CO | $191.5M | 2 | Pershing→ |
| A78 | WESTHAMPTON CAPITAL, LLC CRD 119176 | NC | $238.5M | 4 | Fidelity→ |
| A78 | TOTAL WEALTH ADVISORS, LLC CRD 164633 | MN | $107.2M | 2 | Charles Schwab→ |
| A77 | BARNETT & CO INC CRD 105867 | TN | $142.0M | 3 | Charles Schwab→ |
| A76 | INTEGRA FINANCIAL, INC. CRD 113422 | CO | $123.4M | 4 | Charles Schwab→ |
| A75 | BANNERSTONE CAPITAL MANAGEMENT, LLC CRD 147447 | MN | $155.3M | 3 | Charles Schwab→ |
| A75 | FBD ASSET MGMT, LLC CRD 307216 | MN | $76.8M | 1 | Charles Schwab→ |
| A75 | ERISA ADVISERS, INC. CRD 170487 | TN | $187.1M | 1 | Charles Schwab→ |
| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A74 | PETERSON FINANCIAL SERVICES LLC CRD 106127 | CO | $124.0M | 1 | E*Trade→ |
| A73 | TEALWOOD ASSET MANAGEMENT INC CRD 105245 | MN | $365.4M | 5 | Charles Schwab→ |
| A72 | CORNERSTONE INVESTMENT ADVISORS, LLC CRD 116447 | CO | $180.8M | 2 | Charles Schwab→ |
| A72 | WELLS FINANCIAL MANAGEMENT, LLC CRD 158030 | NC | $132.7M | 1 | Charles Schwab→ |
| A71 | LEGACY FINANCIAL ADVISORS CORPORATION CRD 115384 | MN | $317.7M | 2 | Charles Schwab→ |
| A71 | ENCORE WEALTH ADVISORS, LLC CRD 336566 | MN | $121.7M | 1 | Charles Schwab→ |
| A71 | LEWIS FINANCIAL MANAGEMENT, LLC CRD 116344 | NC | $338.7M | 3 | E*Trade→ |
| A71 | INTERCAROLINA FINANCIAL SERVICES, INC. CRD 19475 | NC | $85.4M | 31 | E*Trade→ |
| A70 | POPE ASSET MANAGEMENT, LLC CRD 113584 | TN | $114.8M | 2 | E*Trade→ |
| A70 | JOSH ARNOLD INVESTMENT CONSULTANT, LLC CRD 163088 | MN | $142.1M | 2 | E*Trade→ |
| A69 | PERKINS CAPITAL MANAGEMENT INC CRD 105028 | MN | $139.0M | 1 | E*Trade→ |
| A69 | EMERALD ASSET MANAGEMENT, INC. CRD 174691 | NC | $120.8M | 2 | Raymond James→ |
| A68 | ZIDEL FINANCIAL, INC. CRD 135047 | CO | $159.6M | 1 | Charles Schwab→ |
| A68 | CAPITAL MANAGEMENT LLC CRD 109416 | NC | $383.0M | 3 | Charles Schwab→ |
| A68 | THE WEALTH GROUP, LTD CRD 154106 | NC | $160.2M | 5 | Charles Schwab→ |
| A67 | FINANCIAL MANAGEMENT ADVISORS, INC. CRD 117442 | TN | $149.9M | 4 | E*Trade→ |
| A67 | BRUCE G. ALLEN INVESTMENTS, LLC CRD 287859 | CO | $258.1M | 2 | Charles Schwab→ |
| A66 | THREE PEAKS CAPITAL MANAGEMENT, LLC CRD 127402 | CO | $222.9M | — | E*Trade→ |
| A66 | AGEMY WEALTH ADVISORS, LLC CRD 218512 | CO | $130.5M | 3 | Charles Schwab→ |
| A65 | SAGE INVESTMENT COUNSEL LLC CRD 116907 | TN | $164.6M | 4 | Charles Schwab→ |
| A65 | PEAK CAPITAL MANAGEMENT, LLC CRD 141488 | CO | $165.2M | 4 | Charles Schwab→ |
| A65 | GOUWS CAPITAL LLC CRD 153812 | NC | $209.9M | 2 | Charles Schwab→ |
| A65 | RS ASSET MANAGEMENT, LLC CRD 157768 | CO | $107.2M | 2 | LPL Financial→ |
| A65 | HINCHLEY ADVISORY GROUP, LLC CRD 157860 | CO | $193.1M | 1 | Charles Schwab→ |
| A65 | PINAFORE WEALTH COUNSEL INC. CRD 170540 | NC | $173.6M | 2 | Charles Schwab→ |
| A65 | PSC FINANCIAL LLC CRD 172054 | MN | $135.1M | 2 | LPL Financial→ |
| A65 | GILPIN WEALTH MANAGEMENT LLC CRD 311336 | CO | $227.2M | 4 | Charles Schwab→ |
| A65 | SMITH & CO ADVISORY LLC CRD 333042 | TN | $118.5M | 1 | Charles Schwab→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B64 | BLUE WATER CAPITAL MANAGEMENT, LLC CRD 127193 | NC | $159.8M | 4 | Charles Schwab→ |
| B64 | ADDITIVE ADVISORY PBC CRD 283979 | TN | $140.9M | 1 | Charles Schwab→ |
| B64 | SOMERSET GROUP LLC CRD 160282 | MN | $145.6M | 3 | Charles Schwab→ |
| B64 | GREENBERG GARY LOUIS CRD 108423 | MN | $141.1M | 1 | E*Trade→ |
| B63 | DIVERSIFIED PARTNERS INC CRD 109570 | TN | $155.1M | — | Fidelity→ |
| B63 | STARK RICHARD JOSEPH CRD 107636 | CO | $426.1M | — | E*Trade→ |
| B63 | ACCELERATED WEALTH ADVISORS LLC CRD 170022 | CO | $180.5M | 1 | Pershing→ |