| A70 | CONSTITUTION CAPITAL LLC CRD 310378 | CT | $241.3M | 3 | Fidelity→ |
| A65 | DIAMANT ASSET MANAGEMENT, INC. CRD 107788 | CT | $211.5M | 4 | Fidelity→ |
| B63 | DIVERSIFIED PARTNERS INC CRD 109570 | TN | $155.1M | — | Fidelity→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C48 | PHAROS CAPITAL GROUP, LLC CRD 158849 | TN | $629.6M | — | Fidelity→ |
| C48 | ANCHOR HEALTH CAPITAL, LLC CRD 309949 | TN | $166.0M | — | Fidelity→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
| C45 | TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC CRD 149101 | TN | $314.2M | — | Fidelity→ |
| C45 | COOPER FINANCIAL SERVICES, INC. CRD 104671 | CT | $195.6M | 3 | Fidelity→ |
| C42 | B. RILEY WEALTH ADVISORS, INC. CRD 115927 | TN | $4.21B | 50 | Fidelity→ |
| C38 | JEFFREY N. MEHLER, CFP LLC CRD 126681 | CT | $416.2M | 3 | Fidelity→ |
| C38 | SILVERLEAFE CAPITAL PARTNERS, LLC CRD 133174 | TN | $449.2M | 6 | Fidelity→ |
| C36 | ALLIANCE WEALTH MANAGEMENT PARTNERS LLC CRD 313195 | TN | $272.4M | 5 | Fidelity→ |
| C35 | EMPOWER FINANCIAL ADVISORY, LLC CRD 313968 | CT | $635.8M | 4 | Fidelity→ |
| C33 | BRADLEY FOSTER & SARGENT INC CRD 106928 | CT | $9.07B | 25 | Fidelity→ |
| C33 | AM INVESTMENT STRATEGIES, LLC CRD 165823 | TN | $738.4M | 2 | Fidelity→ |
| C32 | WOLF RIVER CAPITAL MANAGEMENT, LLC CRD 149038 | TN | $328.7M | — | Fidelity→ |
| C32 | ESSEX FINANCIAL SERVICES, INC. CRD 127549 | CT | $4.17B | 33 | Fidelity→ |
| C32 | HALL RETIREMENT PLANNING SERVICES, LLC CRD 289847 | TN | $246.0M | 2 | Fidelity→ |
| C32 | SPECTRUM ASSET MANAGEMENT, INC. CRD 300463 | CT | $18.30B | 4 | Fidelity→ |
| C30 | FAIRBRIDGE ASSET MANAGEMENT LLC CRD 314538 | CT | $535.4M | — | Fidelity→ |
| C30 | PYA WALTMAN CAPITAL, LLC CRD 137283 | TN | $1.01B | 9 | Fidelity→ |
| C30 | GREAT POINT PARTNERS, LLC CRD 158423 | CT | $1.78B | — | Fidelity→ |
| C30 | SOUTHERN CAPITAL ADVISORS, LLC CRD 292275 | TN | $636.9M | 6 | Fidelity→ |
| C28 | OAKRIDGE MANAGEMENT GROUP LLC CRD 306284 | CT | $1.37B | — | Fidelity→ |
| C28 | COASTAL BRIDGE ADVISORS, LLC CRD 152569 | CT | $5.02B | 24 | Fidelity→ |
| C28 | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC CRD 8361 | CT | $2.30B | 50 | Fidelity→ |
| C26 | GOODNOW INVESTMENT GROUP LLC CRD 136792 | CT | $1.13B | — | Fidelity→ |
| C26 | CONNECTICUT WEALTH MANAGEMENT, LLC CRD 154310 | CT | $4.48B | 48 | Fidelity→ |
| C24 | JB CAPITAL LLC CRD 171168 | CT | $2.78B | 27 | Fidelity→ |
| C23 | RATHER & KITTRELL, INC. CRD 114885 | TN | $2.25B | 18 | Fidelity→ |
| C22 | TBH GLOBAL ASSET MANAGEMENT, LLC CRD 145536 | TN | $1.48B | 13 | Fidelity→ |
| C19 | GAVION, LLC CRD 167807 | TN | — | — | Fidelity→ |
| C16 | PRINCIPLE WEALTH PARTNERS LLC CRD 290180 | CT | $3.20B | 21 | Fidelity→ |
| C14 | RETIREMENT FINANCIAL SOLUTIONS, LLC CRD 285347 | TN | $361.7M | 14 | Fidelity→ |
| C11 | BEACON CAPITAL MANAGEMENT, LLC CRD 156228 | TN | $1.27B | 17 | Fidelity→ |
