| B51 | LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC CRD 127618 | TN | $106.8M | 2 | E*Trade→ |
| B51 | PLANROCK INVESTMENT MANAGEMENT, LLC CRD 304803 | TN | $71.0M | 5 | E*Trade→ |
| B51 | MONEY MANAGEMENT SERVICES, INC. CRD 106832 | AL | $442.7M | 5 | Pershing→ |
| B51 | LECONTE WEALTH MANAGEMENT, LLC CRD 168539 | TN | $346.8M | 7 | Charles Schwab→ |
| B50 | MISSION VALUE PARTNERS, LLC CRD 153704 | TN | $303.2M | — | State Street→ |
| C50 | STRATEGIC ADVISORY SERVICES, LLC CRD 287984 | TN | $201.2M | 8 | LPL Financial→ |
| C50 | LEGACY WEALTH MANAGEMENT INC CRD 108619 | TN | $2.66B | 16 | Charles Schwab→ |
| C49 | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. CRD 106454 | AL | $424.4M | 2 | Charles Schwab→ |
| C49 | BROOKLINE INVESTMENTS, INC. CRD 109239 | AL | $281.5M | 2 | Charles Schwab→ |
| C49 | HMS CAPITAL MANAGEMENT, LLC CRD 149764 | TN | $281.9M | 6 | Charles Schwab→ |
| C49 | B. RILEY WEALTH PRIVATE SHARES, LLC CRD 315851 | TN | $47.6M | 3 | E*Trade→ |
| C48 | FRAZEE INVESTMENT CONSULTING, INC. CRD 123662 | TN | $195.5M | 5 | Charles Schwab→ |
| C48 | APPROACH RETIREMENT ADVISORS, LLC CRD 166221 | AL | $227.5M | 2 | Charles Schwab→ |
| C48 | PHAROS CAPITAL GROUP, LLC CRD 158849 | TN | $629.6M | — | Fidelity→ |
| C48 | JASON W. QUALLS CRD 159192 | TN | $112.5M | 1 | —→ |
| C48 | TRUST ADVISORY GROUP LTD CRD 106926 | AL | $313.5M | 20 | Charles Schwab→ |
| C48 | ANCHOR HEALTH CAPITAL, LLC CRD 309949 | TN | $166.0M | — | Fidelity→ |
| C48 | CAPSOUTH PARTNERS, INC. CRD 132517 | AL | $1.00B | 13 | Charles Schwab→ |
| C48 | WEAVER C. BARKSDALE & ASSOCIATES, INC. CRD 105098 | TN | $3.44B | 9 | E*Trade→ |
| C47 | TRUEHAVEN CAPITAL, LLC CRD 332005 | TN | $62.3M | 2 | Charles Schwab→ |
| C47 | CHICKASAW CAPITAL MANAGEMENT, LLC CRD 127398 | TN | $2.55B | 14 | U.S. Bank→ |
| C47 | CALDWELL ADVISORS, LLC CRD 144408 | TN | $351.4M | 6 | LPL Financial→ |
| C46 | NAVIANT PARTNERS, LLC CRD 339108 | AL | $177.3M | 2 | Charles Schwab→ |
| C46 | MARTIN & COMPANY, INC CRD 108718 | TN | $1.65B | 6 | E*Trade→ |
| C46 | 1819 PARTNERS, LLC CRD 326601 | TN | $207.1M | 1 | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C46 | THOROUGHBRED FINANCIAL SERVICES, LLC CRD 47893 | TN | $4.04B | 44 | E*Trade→ |
| C45 | EUDAIMONIA ASSET MANAGEMENT, LLC CRD 299379 | TN | $246.9M | 1 | E*Trade→ |
| C45 | SHAYNE & JACOBS, LLC CRD 109423 | TN | $429.5M | 2 | Charles Schwab→ |
| C45 | TYNER CAPITAL MANAGEMENT INVESTMENT COUNSEL, INC. CRD 113586 | TN | $277.3M | 1 | Charles Schwab→ |
| C45 | TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC CRD 149101 | TN | $314.2M | — | Fidelity→ |
| C45 | TUCKER JR., DOUGLAS, RAY CRD 298292 | AL | $339.0M | 3 | Charles Schwab→ |
| C45 | DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC CRD 286575 | TN | $144.9M | 3 | Raymond James→ |
| C45 | MAGNOLIA WEALTH MANAGEMENT LLC CRD 297598 | AL | $183.3M | 2 | Charles Schwab→ |
| C45 | BLALOCK WILLIAMS, LLC CRD 325465 | AL | $242.6M | 2 | Charles Schwab→ |
| C45 | AXIENT INVESTMENT ADVISORS LLC CRD 336722 | AL | $454.0M | 13 | Pershing→ |
| C44 | MCBREARTY CAPITAL MANAGEMENT INC CRD 108972 | TN | $279.7M | 2 | Charles Schwab→ |
| C44 | BONAVENTURE CAPITAL, LLC CRD 120780 | AL | $493.8M | 2 | Charles Schwab→ |
| C44 | EFINANCIAL ALLIANCE, LLC CRD 161352 | TN | $291.9M | 4 | Charles Schwab→ |
| C44 | TIGEROAK MANAGEMENT, LLC CRD 330640 | TN | $481.2M | 6 | E*Trade→ |
| C44 | BELLWETHER INVESTMENT GROUP, LLC CRD 148114 | TN | $155.1M | 6 | Raymond James→ |
| C44 | PARK LANE ADVISORS, LLC CRD 338445 | AL | $623.9M | — | Fidelity→ |
| C44 | J. MARK NICKELL & CO. CRD 111635 | TN | $146.4M | 3 | Charles Schwab→ |
| C44 | DELTA ASSET MANAGEMENT, LLC CRD 113688 | TN | $1.53B | 6 | Charles Schwab→ |
| C43 | IRONHORSE CAPITAL LLC CRD 148572 | TN | $120.5M | 2 | E*Trade→ |
| C43 | MOON CAPITAL MANAGEMENT LLC CRD 107612 | TN | $395.2M | — | Charles Schwab→ |
| C43 | CRAVENS & COMPANY ADVISORS, LLC CRD 130071 | TN | $311.1M | 3 | Charles Schwab→ |
| C43 | ROAN CAPITAL PARTNERS, LLC CRD 293119 | TN | $152.0M | 4 | —→ |
| C43 | FIELDER CAPITAL GROUP LLC CRD 156737 | TN | $1.21B | 8 | Charles Schwab→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
