| A90 | CARMICHAEL CAPITAL, INC. CRD 118468 | TN | $126.6M | 1 | Charles Schwab→ |
| A77 | BARNETT & CO INC CRD 105867 | TN | $142.0M | 3 | Charles Schwab→ |
| A75 | ERISA ADVISERS, INC. CRD 170487 | TN | $187.1M | 1 | Charles Schwab→ |
| A70 | POPE ASSET MANAGEMENT, LLC CRD 113584 | TN | $114.8M | 2 | E*Trade→ |
| A67 | FINANCIAL MANAGEMENT ADVISORS, INC. CRD 117442 | TN | $149.9M | 4 | E*Trade→ |
| A65 | SAGE INVESTMENT COUNSEL LLC CRD 116907 | TN | $164.6M | 4 | Charles Schwab→ |
| A65 | SMITH & CO ADVISORY LLC CRD 333042 | TN | $118.5M | 1 | Charles Schwab→ |
| B64 | ADDITIVE ADVISORY PBC CRD 283979 | TN | $140.9M | 1 | Charles Schwab→ |
| B63 | DIVERSIFIED PARTNERS INC CRD 109570 | TN | $155.1M | — | Fidelity→ |
| B61 | PRIVATE WEALTH MANAGEMENT, INC. CRD 120823 | TN | $832.5M | 2 | Charles Schwab→ |
| B61 | BRANDON FINANCIAL PLANNING, INC. CRD 110267 | TN | $434.9M | 2 | Charles Schwab→ |
| B60 | GHE, LLC CRD 125245 | TN | $252.6M | 3 | Charles Schwab→ |
| B60 | ALDEBARAN FINANCIAL INC CRD 105741 | TN | $222.8M | 3 | Charles Schwab→ |
| B59 | STRATEGIC WEALTH PARTNERS LLC CRD 336564 | TN | $101.7M | 2 | E*Trade→ |
| B58 | TRINITY CAPITAL MANAGEMENT, LLC CRD 289583 | TN | $164.5M | 2 | Raymond James→ |
| B57 | MEMPHIS CAPITAL MANAGEMENT, LLC CRD 134522 | TN | $268.6M | 2 | E*Trade→ |
| B57 | NFC INVESTMENTS, LLC CRD 132844 | TN | $2.14B | 2 | Raymond James→ |
| B57 | SOLAS BIOVENTURES MANAGEMENT, LLC CRD 322344 | TN | $165.0M | — | E*Trade→ |
| B57 | CAMPBELL ASSET MANAGEMENT, LLC CRD 125052 | TN | $146.0M | 3 | Charles Schwab→ |
| B57 | BROOKS, MOORE & ASSOCIATES, INC. CRD 105716 | TN | $348.9M | 3 | Charles Schwab→ |
| B57 | NEWSOUTH CAPITAL MANAGEMENT INC CRD 110676 | TN | $2.21B | 7 | E*Trade→ |
| B55 | COSEY FINANCIAL SERVICES, INC. CRD 140175 | TN | $123.7M | 3 | Charles Schwab→ |
| B55 | AGP FRANKLIN, LLC CRD 331699 | TN | $247.1M | 3 | Raymond James→ |
| B55 | CARDINAL WEALTH ADVISORY, LLC CRD 136659 | TN | $273.2M | 2 | E*Trade→ |
| B55 | HOGAN INVESTMENT COUNSEL, LLC CRD 160186 | TN | $107.2M | 1 | —→ |
| B55 | INVESTMENT & RETIREMENT ADVISORS, LLC CRD 131741 | TN | $138.6M | 2 | E*Trade→ |
| B54 | DORIAN EASON ASSET MANAGEMENT, LLC CRD 113724 | TN | $27.1M | 1 | Charles Schwab→ |
| B53 | 12TH STREET ASSET MANAGEMENT LLC CRD 153528 | TN | $621.6M | 4 | Raymond James→ |
| B53 | JEFFERSON BRIDGE CAPITAL, LLC CRD 325636 | TN | $146.2M | 3 | Charles Schwab→ |
| B53 | THE NALLS SHERBAKOFF GROUP, LLC CRD 168239 | TN | $337.1M | 3 | Charles Schwab→ |
| B53 | BLONG FINANCIAL, LLC CRD 164746 | TN | $202.0M | 2 | Charles Schwab→ |
| B53 | W ADVISORS LLC CRD 168452 | TN | $244.9M | 2 | Charles Schwab→ |
| B53 | COORDINATED WEALTH MANAGEMENT, L.L.C. CRD 141348 | TN | $113.9M | 1 | Charles Schwab→ |
| B52 | GEN CAP AMERICA, INC. CRD 160042 | TN | $212.6M | — | E*Trade→ |
| B51 | TRUSCO INVESTMENT MANAGEMENT, LLC CRD 285736 | TN | $107.0M | 2 | —→ |
| B51 | REMORA CAPITAL MANAGEMENT, LLC CRD 316160 | TN | $268.6M | — | E*Trade→ |
| B51 | LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC CRD 127618 | TN | $106.8M | 2 | E*Trade→ |
| B51 | PLANROCK INVESTMENT MANAGEMENT, LLC CRD 304803 | TN | $71.0M | 5 | E*Trade→ |
| B51 | LECONTE WEALTH MANAGEMENT, LLC CRD 168539 | TN | $346.8M | 7 | Charles Schwab→ |
| B50 | MISSION VALUE PARTNERS, LLC CRD 153704 | TN | $303.2M | — | State Street→ |
| C50 | STRATEGIC ADVISORY SERVICES, LLC CRD 287984 | TN | $201.2M | 8 | LPL Financial→ |
| C50 | LEGACY WEALTH MANAGEMENT INC CRD 108619 | TN | $2.66B | 16 | Charles Schwab→ |
| C49 | HMS CAPITAL MANAGEMENT, LLC CRD 149764 | TN | $281.9M | 6 | Charles Schwab→ |
| C49 | B. RILEY WEALTH PRIVATE SHARES, LLC CRD 315851 | TN | $47.6M | 3 | E*Trade→ |
| C48 | FRAZEE INVESTMENT CONSULTING, INC. CRD 123662 | TN | $195.5M | 5 | Charles Schwab→ |
| C48 | PHAROS CAPITAL GROUP, LLC CRD 158849 | TN | $629.6M | — | Fidelity→ |
| C48 | JASON W. QUALLS CRD 159192 | TN | $112.5M | 1 | —→ |
| C48 | ANCHOR HEALTH CAPITAL, LLC CRD 309949 | TN | $166.0M | — | Fidelity→ |
| C48 | WEAVER C. BARKSDALE & ASSOCIATES, INC. CRD 105098 | TN | $3.44B | 9 | E*Trade→ |
| C47 | TRUEHAVEN CAPITAL, LLC CRD 332005 | TN | $62.3M | 2 | Charles Schwab→ |
