| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| A70 | 6TH STREET ADVISORS, LLC CRD 156623 | AL | $256.5M | 3 | Charles Schwab→ |
| A69 | RETIREMENT ADVISORS, INC. CRD 122122 | AL | $159.6M | 9 | Charles Schwab→ |
| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | CFG WEALTH MANAGEMENT SERVICES INC CRD 108351 | IN | $110.2M | 2 | —→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B64 | ASSET MANAGEMENT STRATEGIES, INC. CRD 135173 | IN | $220.2M | 8 | E*Trade→ |
| B64 | MCMAHAN CAPITAL MANAGEMENT LLC CRD 109140 | IN | $135.9M | 2 | E*Trade→ |
| B63 | THOMAS STORY AND SON LLC CRD 148774 | IN | $328.2M | 2 | E*Trade→ |
| B62 | DAVID P. GILLIAM & ASSOCIATES, INC. CRD 285515 | IN | $186.7M | 3 | LPL Financial→ |
| B60 | CRF FINANCIAL GROUP CRD 127388 | IN | $279.5M | 1 | E*Trade→ |
| B59 | SOUTHERN CAPITAL SERVICES, INC. CRD 105582 | AL | $192.5M | 6 | Charles Schwab→ |
| B58 | BANKER INVESTMENT GROUP INC CRD 109650 | IN | $260.2M | 2 | Charles Schwab→ |
| B58 | FINANCIAL CONSULTANTS & ADVISORY CORPORATION CRD 113390 | IN | $333.1M | 14 | LPL Financial→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B57 | DMC GROUP, LLC CRD 174077 | AL | $176.7M | 3 | Charles Schwab→ |
| B57 | BHK INVESTMENT ADVISORS, LLC CRD 140515 | AL | $794.1M | 5 | Charles Schwab→ |
| B56 | SPYGLASS INVESTMENT MANAGEMENT CORPORATION CRD 122594 | IN | $156.4M | 3 | Charles Schwab→ |
| B56 | COLARION LLC CRD 284588 | AL | $188.3M | 3 | Charles Schwab→ |
| B56 | BISCHOFF WEALTH MANAGEMENT GROUP, LLC CRD 171652 | IN | $222.0M | 1 | Wells Fargo→ |
| B55 | CANTERBURY INVESTMENT MANAGEMENT, LLC CRD 125680 | IN | $69.8M | 2 | Charles Schwab→ |
| B55 | AULL & MONROE INVESTMENT MANAGEMENT CORP CRD 104830 | AL | $323.2M | 4 | Charles Schwab→ |
| B55 | PRECEDENT ASSET MANAGEMENT, LLC CRD 169100 | IN | $111.5M | 1 | —→ |
| B55 | CORE WEALTH ADVISORS, LLC CRD 157436 | IN | $143.8M | 3 | E*Trade→ |
| B54 | CAPTIAL ADVISOR NETWORK CRD 297578 | IN | $124.5M | 8 | Charles Schwab→ |
| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| B52 | ATLAS CAPITAL MANAGEMENT CORP CRD 106107 | IN | $869.8M | 5 | E*Trade→ |
| B52 | QUANTUM FINANCIAL SERVICES INC. CRD 121631 | IN | $730.9M | 2 | E*Trade→ |
| B52 | SYCAMORE FINANCIAL GROUP, INC. CRD 14143 | IN | $787.4M | 6 | E*Trade→ |
| B52 | GEHRIG CAPITAL MANAGEMENT, INC. CRD 123250 | IN | $203.9M | 5 | Fidelity→ |
| B52 | WABASH CAPITAL, INC. CRD 107932 | IN | $173.0M | 3 | E*Trade→ |
| B52 | PEOPLE MAKE THE DIFFERENCE, INC. CRD 159443 | AL | $111.6M | 2 | Charles Schwab→ |
| B51 | MONEY MANAGEMENT SERVICES, INC. CRD 106832 | AL | $442.7M | 5 | Pershing→ |
| B50 | ALDEBARAN CAPITAL, LLC CRD 122360 | IN | $166.9M | 2 | Charles Schwab→ |
| B50 | FNEX WEALTH, LLC CRD 334569 | IN | $122.3M | 1 | Charles Schwab→ |
| B50 | FREEMAN, WILL & NIEMEIER, INC. CRD 121628 | IN | $284.2M | 1 | Charles Schwab→ |
| C49 | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. CRD 106454 | AL | $424.4M | 2 | Charles Schwab→ |
| C49 | BROOKLINE INVESTMENTS, INC. CRD 109239 | AL | $281.5M | 2 | Charles Schwab→ |
| C49 | GREENLEAF FINANCIAL GROUP, LLC CRD 137933 | IN | $175.2M | 2 | E*Trade→ |
| C48 | MFG WEALTH MANAGEMENT, INC. CRD 125963 | IN | $130.6M | 3 | Charles Schwab→ |
| C48 | KESTREL WEALTH MANAGEMENT, LLC CRD 153503 | IN | $143.9M | 2 | Fidelity→ |
| C48 | APPROACH RETIREMENT ADVISORS, LLC CRD 166221 | AL | $227.5M | 2 | Charles Schwab→ |
| C48 | TRUST ADVISORY GROUP LTD CRD 106926 | AL | $313.5M | 20 | Charles Schwab→ |
| C48 | CAPITAL CITIES INVESTMENTS CRD 116185 | IN | $287.9M | 14 | Charles Schwab→ |
| C48 | TRADEWELL SECURITIES, LLC CRD 332473 | IN | $275.8M | 5 | Charles Schwab→ |
| C48 | CAPSOUTH PARTNERS, INC. CRD 132517 | AL | $1.00B | 13 | Charles Schwab→ |
| C48 | PHILLIPS FINANCIAL MANAGEMENT, LLC CRD 131344 | IN | $2.64B | 15 | Charles Schwab→ |
| C47 | COMPASS FINANCIAL ADVISORS LLC CRD 109131 | IN | $282.5M | 7 | Pershing→ |
| C46 | STREET CAPITAL PARTNERS, LLC CRD 309233 | IN | $238.9M | 4 | E*Trade→ |